Consolidated Reports of Condition and Income

Forms and Documents

Forms and supporting documents for this ICR

Document	Type	Status	Availability
Form FFIEC 031 Consolidated Reports of Condition and Income for a Bank with Domestic and Foreign Offices	Form	Modified	Available
Form FFIEC 051 Consolidated Reports of Condition and Income for a Bank with Domestic Offices Only and Total Assets Less than $1 Billion	Form	New	Available
Form FFIEC 041 Consolidated Reports of Condition and Income for a Bank with Domestic Offices Only	Form	New	Available
FFIEC031_FFIEC041_FFIEC051_20181119_omb.pdf	Supporting Statement A	Uploaded 2018-11-19	Available

IC Document Collections

Information collection document groups

IC ID	Collection	Type	Status	Form
43112	Consolidated Reports of Condition and Income for a Bank with Domestic and Foreign Offices	Form	Modified	Consolidated Reports of Condition and Income for a Bank with Domestic and Foreign Offices
43112	Consolidated Reports of Condition and Income for a Bank with Domestic and Foreign Offices	Instruction	Modified
234068	Consolidated Reports of Condition and Income for a Bank with Domestic Offices Only and Total Assets Less than $1 Billion	Form	New	Consolidated Reports of Condition and Income for a Bank with Domestic Offices Only and Total Assets Less than $1 Billion
234068	Consolidated Reports of Condition and Income for a Bank with Domestic Offices Only and Total Assets Less than $1 Billion	Instruction	New
234067	Consolidated Reports of Condition and Income for a Bank with Domestic Offices Only	Form	New	Consolidated Reports of Condition and Income for a Bank with Domestic Offices Only
234067	Consolidated Reports of Condition and Income for a Bank with Domestic Offices Only	Instruction	New

ICR Details

OMB Control No: 7100-0036	ICR Reference No: 201811-7100-008
Status: Historical Inactive	Previous ICR Reference No: 201807-7100-014
Agency/Subagency: FRS	Agency Tracking No: FFIEC 031; FFIEC 041; FFIEC 051
Title: Consolidated Reports of Condition and Income
Type of Information Collection: Revision of a currently approved collection	Common Form ICR:  No
Type of Review Request: Regular
OIRA Conclusion Action: Comment filed on proposed rule and continue	Conclusion Date: 01/31/2019
Retrieve Notice of Action (NOA)	Date Received in OIRA: 11/19/2018
Terms of Clearance: Pursuant to 5 CFR 1320.11(c), OMB files this comment on this information collection request (ICR). The agency shall examine public comment in response to the NPRM and will describe in the supporting statement of its next collection any public comments received regarding the collection as well as why (or why it did not) incorporate the commenter’s recommendation. The next submission to OMB must include the draft final rule.

table that charts list comparision

	Inventory as of this Action	Requested	Previously Approved
Expiration Date	02/28/2019	36 Months From Approved	03/31/2019
Responses	3,276	0	3,276
Time Burden (Hours)	163,800	0	163,800
Cost Burden (Dollars)	0	0	0

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Abstract: The Board requires information collected on the Call Reports to fulfill its statutory obligation to supervise state member banks. State member banks are required to file both detailed schedules of assets, liabilities, and capital accounts in the form of a condition report and summary statement as well as detailed schedules of operating income and expense, sources and disposition of income, and changes in equity capital.

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Authorizing Statute(s): US Code: 12 USC 324 Name of Law: Federal Reserve Act
  

Citations for New Statutory Requirements: None

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Associated Rulemaking Information
RIN:	Stage of Rulemaking:	Federal Register Citation:	Date:
7100-AF12	Proposed rulemaking	83 FR 58432	11/19/2018

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Federal Register Notices & Comments

Did the Agency receive public comments on this ICR? No

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Number of Information Collection (IC) in this ICR: 3

table that charts list of burden

IC Title	Form No.	Form Name
Consolidated Reports of Condition and Income for a Bank with Domestic Offices Only	FFIEC 041	Consolidated Reports of Condition and Income for a Bank with Domestic Offices Only
Consolidated Reports of Condition and Income for a Bank with Domestic Offices Only and Total Assets Less than $1 Billion	FFIEC 051	Consolidated Reports of Condition and Income for a Bank with Domestic Offices Only and Total Assets Less than $1 Billion
Consolidated Reports of Condition and Income for a Bank with Domestic and Foreign Offices	FFIEC 031	Consolidated Reports of Condition and Income for a Bank with Domestic and Foreign Offices

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Burden increases because of Program Change due to Agency Discretion: No

Burden Increase Due to:

Burden decreases because of Program Change due to Agency Discretion: Yes

Burden Reduction Due to: Changing Regulations

Short Statement: The current annual reporting burden for the Call Report is estimated to be 163,800 hours and would decrease to 158,937 hours. The average estimated hours per response for Board FFIEC 051 Call Report filers would decrease from 42.93 hours to 41.75 hours due to the proposed changes. The current estimated burden per response for the quarterly filings of the Call Report is a weighted average of the three versions of the Call Report (FFIEC 031, FFIEC 041, and FFIEC 051). Both the weighted average Call Report burden estimate and the three separate versions of the Call Report vary by agency because of differences in the composition of the institutions under each agency’s supervision (e.g., size distribution of institutions, types of activities in which they are engaged, and existence of foreign offices).

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Annual Cost to Federal Government: $1,871,500

Does this IC contain surveys, censuses, or employ statistical methods? No

Does this ICR request any personally identifiable information (see OMB Circular No. A-130 for an explanation of this term)? Please consult with your agency's privacy program when making this determination.     Yes

Does this ICR include a form that requires a Privacy Act Statement (see 5 U.S.C. §552a(e)(3))? Please consult with your agency's privacy program when making this determination.     No

Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]? No

Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]? No

Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)? No

Is this ICR related to the Pandemic Response? Uncollected

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Common Form ICR:  No

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On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).

The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:

(a) It is necessary for the proper performance of agency functions;

(b) It avoids unnecessary duplication;

(c) It reduces burden on small entities;

(d) It uses plain, coherent, and unambiguous language that is understandable to respondents;

(e) Its implementation will be consistent and compatible with current reporting and recordkeeping practices;

(f) It indicates the retention periods for recordkeeping requirements;

(g) It informs respondents of the information called for under 5 CFR 1320.8 (b)(3) about:

(i) Why the information is being collected;

(ii) Use of information;

(iii) Burden estimate;

(iv) Nature of response (voluntary, required for a benefit, or mandatory);

(v) Nature and extent of confidentiality; and

(vi) Need to display currently valid OMB control number;

(h) It was developed by an office that has planned and allocated resources for the efficient and effective management and use of the information to be collected.

(i) It uses effective and efficient statistical survey methodology (if applicable); and

(j) It makes appropriate use of information technology.

If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.

Certification Date: 11/19/2018

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