Regulation S-K-Standard Instructions for filing Forms under Securities Act 1933 and Exchange Act 1934

ICR 201902-3235-008

OMB: 3235-0071

Federal Form Document

Forms and Documents
Document
Name
Status
Supporting Statement A
2019-02-06
ICR Details
3235-0071 201902-3235-008
Historical Inactive 201809-3235-016
SEC CF 270-002
Regulation S-K-Standard Instructions for filing Forms under Securities Act 1933 and Exchange Act 1934
Revision of a currently approved collection   No
Regular
Comment filed on proposed rule and continue 04/02/2019
Retrieve Notice of Action (NOA) 02/25/2019
OMB files this comment in accordance with 5 CFR 1320.11(c). This OMB action is not an approval to conduct or sponsor an information collection under the Paperwork Reduction Act of 1995. This action has no effect on any current approvals. If OMB has assigned this ICR a new OMB Control Number, the OMB Control Number will not appear in the active inventory. For future submissions of this information collection, reference the OMB Control Number provided. Pursuant to 5 CFR 1320.11(c), OMB files this comment on this information collection request (ICR). The agency shall examine public comment in response to the NPRM and will describe in the supporting statement of its next collection any public comments received regarding the collection as well as why (or why it did not) incorporate the commenter’s recommendation. The next submission to OMB must include the draft final rule.
  Inventory as of this Action Requested Previously Approved
02/28/2022 36 Months From Approved 02/28/2022
1 0 1
1 0 1
0 0 0

Regulation S-K specifies the disclosure requirements applicable to the non-financial statements of registration statements under the Securities Act of 1933 and registration statements under Section 12, annual and other reports under Sections 13 and 15(d), going-private transaction statements under Section 13, tender offer statements under Sections 13 and 14, annual reports to security holders and proxy and information statements under Section 14 and any other documents required to be filed under the Securities Exchange Act of 1934.

US Code: 15 USC 78n, 78w(a), 78mm(a) Name of Law: Securities Exchange Act of 1934
   US Code: 15 USC 80a-6, 80a-20(a), 89a-37 Name of Law: Investment Company Act of 1940
   PL: Pub.L. 111 - 203 955 Name of Law: Dodd-Frank Wall Street Reform and Consumer Protection Act
  
None

3235-AL49 Proposed rulemaking 80 FR 8485 02/17/2015

No

1
IC Title Form No. Form Name
Regulation S-K-Standard Instructions for filing Forms under Securities Act 1933 and Exchange Act 1934

No
No

$100,000
No
    No
    No
No
Yes
No
Uncollected
Carolyn Sherman 202 551-3500 [email protected]

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
02/25/2019


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