Form Custody

⚠️ Notice: This information collection may be referencing outdated material. More recent filings for OMB 3235-0691 can be found here:

Documents and Forms

Document Name Document Type
Form Form Custody Form Custody Form and Instruction
Form Custody Form Custody Form_Custody.pdf firms.finra.org/ Form and Instruction

Information Collection (IC) Details

View Information Collection (IC)

IC Title:	Form Custody	Agency IC Tracking Number:

Is this a Common Form? No		IC Status: Modified

Obligation to Respond: Mandatory

CFR Citation: 17 CFR 249.639

Information Collection Instruments:

Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability
Form and Instruction	Form Custody	Form Custody	Form_Custody.pdf	https://firms.finra.org/	Yes	Yes	Fillable Fileable

Line of Business: Economic Development

Subfunction: Financial Sector Oversight

Privacy Act System of Records
Title:	FR Citation:

Number of Respondents: 3,747	Number of Respondents for Small Entity: 812

Affected Public: Private Sector	Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 100 %

	Approved	Change Due to Adjustment in Agency Estimate	Previously Approved
Annual Number of Responses for this IC	14,988	-1,464	16,452
Annual IC Time Burden (Hours)	179,856	-17,568	197,424
Annual IC Cost Burden (Dollars)	0	0	0

Documents for IC

Title	Document	Date Uploaded
No associated records found

Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.