Child Care and Development Fund (CCDF) State Monitoring System Compliance Demonstration Packet

Forms and Documents

Forms and supporting documents for this ICR

Document	Type	Status	Availability
Form 1 Document Submission Chart	Form and Instruction	New	Available
Form 1 Compliance Demonstration Packet	Form and Instruction	New	Available
Attachment I - OCC Response to Montana (Attachment G).docx	Supplementary Document	Uploaded 2019-05-20	Available
Attachment H - OCC Response to NHSA (Attachment F).docx	Supplementary Document	Uploaded 2019-05-20	Available
Attachment D - OCC Response to Comments from TN.docx	Supplementary Document	Uploaded 2019-05-15	Available
Supporting Statements for OMB 4.2.19.doc	Supporting Statement A	Uploaded 2019-05-15	Available

IC Document Collections

Information collection document groups

IC ID	Collection	Type	Status	Form
236096	Document Submission Chart	Form and Instruction	New	Document Submission Chart
236095	Compliance Demonstration Chart	Form and Instruction	New	Compliance Demonstration Packet

ICR Details

OMB Control No: 0970-0528	ICR Reference No: 201905-0970-007
Status: Historical Active	Previous ICR Reference No:
Agency/Subagency: HHS/ACF	Agency Tracking No: OCC
Title: Child Care and Development Fund (CCDF) State Monitoring System Compliance Demonstration Packet
Type of Information Collection: New collection (Request for a new OMB Control Number)	Common Form ICR:  No
Type of Review Request: Regular
OIRA Conclusion Action: Approved without change	Conclusion Date: 06/25/2019
Retrieve Notice of Action (NOA)	Date Received in OIRA: 05/21/2019
Terms of Clearance:

table that charts list comparision

	Inventory as of this Action	Requested	Previously Approved
Expiration Date	06/30/2022	36 Months From Approved
Responses	34	0	0
Time Burden (Hours)	1,632	0	0
Cost Burden (Dollars)	0	0	0

---

Abstract: The information provided through this instrument will be used by the Office of Child Care (OCC) to monitor State CCDF Lead Agencies to determine and validate compliance with CCDF regulations and the State Plan. States have flexibility in administering the CCDF block grant and this information will establish consistency in how the monitoring team approaches the evidence collection and analysis of the state lead agency compliance. OCC is requesting approval for this collection of information to support the new onsite monitoring process developed to monitor states for compliance with federal regulations. The CCDF State Monitoring Compliance Demonstration Packet will be the instrument used to collect the necessary information from state lead agencies. Section 658I of the Child Care and Development Block Grant Act and Subpart J of 45 CFR, Part 98 of the Child Care and Development Fund requires the monitoring of programs funded under the CCDF for compliance with: (1) The CCDBG Act; (2) CCDF Regulations; and (3) State/Territory CCDF approved Plan. The new proposed data collection form is designed as part of the evidence collection process of the Monitoring system and provides states with an opportunity to propose how they, as block-grant recipients, will choose to demonstrate compliance. This process was designed to protect state flexibility in the implementation and administration of their program, and to ensure an efficient and effective design to the monitoring process.

---

Authorizing Statute(s): PL: Pub.L. 113 - 186 658I Name of Law: Child Care and Development Block Grant Act
  

Citations for New Statutory Requirements: None

---

Associated Rulemaking Information
RIN:	Stage of Rulemaking:	Federal Register Citation:	Date:
	Not associated with rulemaking

---

Federal Register Notices & Comments
60-day Notice:	Federal Register Citation:	Citation Date:
	83 FR 54354	10/29/2018
30-day Notice:	Federal Register Citation:	Citation Date:
	84 FR 22852	05/20/2019
Did the Agency receive public comments on this ICR? Yes

---

Number of Information Collection (IC) in this ICR: 2

table that charts list of burden

IC Title	Form No.	Form Name
Compliance Demonstration Chart	1	Compliance Demonstration Packet
Document Submission Chart	1	Document Submission Chart

---

ICR Summary of Burden

table that charts list of burden

	Total Approved	Previously Approved	Change Due to New Statute	Change Due to Agency Discretion	Change Due to Adjustment in Estimate	Change Due to Potential Violation of the PRA
Annual Number of Responses	34	0	0	34	0	0
Annual Time Burden (Hours)	1,632	0	0	1,632	0	0
Annual Cost Burden (Dollars)	0	0	0	0	0	0

Burden increases because of Program Change due to Agency Discretion: Yes

Burden Increase Due to: Miscellaneous Actions

Burden decreases because of Program Change due to Agency Discretion: No

Burden Reduction Due to:

Short Statement: This is a new information collection request.

---

Annual Cost to Federal Government: $9,592

Does this IC contain surveys, censuses, or employ statistical methods? No

Does this ICR request any personally identifiable information (see OMB Circular No. A-130 for an explanation of this term)? Please consult with your agency's privacy program when making this determination.     No

Does this ICR include a form that requires a Privacy Act Statement (see 5 U.S.C. §552a(e)(3))? Please consult with your agency's privacy program when making this determination.     No

Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]? No

Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]? No

Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)? No

Is this ICR related to the Pandemic Response? Uncollected

---

Common Form ICR:  No

---

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).

The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:

(a) It is necessary for the proper performance of agency functions;

(b) It avoids unnecessary duplication;

(c) It reduces burden on small entities;

(d) It uses plain, coherent, and unambiguous language that is understandable to respondents;

(e) Its implementation will be consistent and compatible with current reporting and recordkeeping practices;

(f) It indicates the retention periods for recordkeeping requirements;

(g) It informs respondents of the information called for under 5 CFR 1320.8 (b)(3) about:

(i) Why the information is being collected;

(ii) Use of information;

(iii) Burden estimate;

(iv) Nature of response (voluntary, required for a benefit, or mandatory);

(v) Nature and extent of confidentiality; and

(vi) Need to display currently valid OMB control number;

(h) It was developed by an office that has planned and allocated resources for the efficient and effective management and use of the information to be collected.

(i) It uses effective and efficient statistical survey methodology (if applicable); and

(j) It makes appropriate use of information technology.

If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.

Certification Date: 05/21/2019

---