Regulation A (Form 1-A): Small Issuer exemption from registration under the Securities Act and its attendant form.

ICR 201905-3235-002

OMB: 3235-0286

Federal Form Document

Forms and Documents
Document
Name
Status
Form and Instruction
Modified
Supporting Statement A
2019-05-17
Supplementary Document
2019-05-31
IC Document Collections
IC ID
Document
Title
Status
34758 Modified
ICR Details
3235-0286 201905-3235-002
Historical Active 201901-3235-005
SEC CF 270-110
Regulation A (Form 1-A): Small Issuer exemption from registration under the Securities Act and its attendant form.
Revision of a currently approved collection   No
Regular
Approved without change 07/17/2019
Retrieve Notice of Action (NOA) 06/03/2019
  Inventory as of this Action Requested Previously Approved
07/31/2022 36 Months From Approved 08/31/2019
179 0 179
98,365 0 98,309
13,107,812 0 13,107,812

Regulation A provides an exemption from registration under the Securities Act of 1933 for certain limited securities offerings by issuers who do not otherwise file reports with the Commission. Form 1-A is an offering statement filed under Regulation A.

US Code: 15 USC 78c(b), 78l, 78m, 78o, 78w(a) Name of Law: Securities Exchange Act of 1934
   US Code: 15 USC 78mm Name of Law: Securities Exchange Act of 1934
   US Code: 15 USC 80a-8, 80a-24(a), 80a-24(g) Name of Law: Investment Company Act of 1940
   US Code: 15 USC 80a-29, 80a-37 Name of Law: Investment Company Act of 1940
   PL: Pub.L. 114 - 94 72002(2) Name of Law: Fixing America's Surface Transportation Act
   US Code: 15 USC 77g, 77j, 77s(a), 77z-3 Name of Law: Securities Act of 1933
  
None

3235-AL82 Final or interim final rulemaking 83 FR 50148 10/04/2018

No

1
IC Title Form No. Form Name
Form 1-A SEC - 486 Form 1-A - Regulation A Offering Statement

  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 179 179 0 0 0 0
Annual Time Burden (Hours) 98,365 98,309 0 56 0 0
Annual Cost Burden (Dollars) 13,107,812 13,107,812 0 0 0 0
Yes
Changing Regulations
No
The amendments adopted in Release No. 33-10532 address disclosure requirements that have become redundant, duplicative, overlapping, outdated, or superseded as a result of other Commission disclosure requirements, U.S. Generally Accepted Accounting Principles, International Financial Reporting Standards, or changes in the information environment. The purpose of the rule amendments is to facilitate the disclosure of information to investors, while simplifying and updating disclosure requirements, without significantly altering the total mix of information provided to investors. We anticipate that the amendments will decrease the burdens and costs for registrants to prepare and review filings for many forms and will increase the burden and costs for a limited number of forms. For purposes of the PRA, we estimate that the amendments to Form 1-A will result in a net increase of 56 burden hours. We have not provided an estimate for professional cost changes because we have assumed that the changes will only impact the internal efforts to respond to the collection of information.

$150,000
No
    No
    No
No
No
No
Uncollected
Duc Dang 202 551-3386

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
06/03/2019


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