Rule 15Ba2-1; Application for Registration of Municipal Securities Dealers

Rule 15Ba2-1; Form MSD-Application for Registration of Municipal Securities Dealers

⚠️ Notice: This information collection may be referencing outdated material. More recent filings for OMB 3235-0083 can be found here:

Documents and Forms

Document Name Document Type
Form 1534 Rule 15Ba2-1; Application for Registration of Municipal Securities Dealers Form and Instruction
1534 Form MSD formmsd.pdf www.sec.gov/about/forms/formmsd.pdf Form and Instruction

Information Collection (IC) Details

IC Title:	Rule 15Ba2-1; Application for Registration of Municipal Securities Dealers	Agency IC Tracking Number:	270-0088

Is this a Common Form? No		IC Status: Modified

Obligation to Respond: Mandatory

CFR Citation: 17 CFR 240.15Ba2-1

Information Collection Instruments:

Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability
Form and Instruction	1534	Form MSD	formmsd.pdf	http://www.sec.gov/about/forms/formmsd.pdf	Yes	No	Printable Only

Line of Business: Economic Development

Subfunction: Financial Sector Oversight

Privacy Act System of Records
Title:	FR Citation:

Number of Respondents: 14	Number of Respondents for Small Entity: 0

Affected Public: Private Sector	Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 0 %

	Approved	Change Due to Adjustment in Agency Estimate	Previously Approved
Annual Number of Responses for this IC	14	-7	21
Annual IC Time Burden (Hours)	21	-11	32
Annual IC Cost Burden (Dollars)	0	0	0

Documents for IC

Title	Document	Date Uploaded
No associated records found

Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.