Employee Retirement Income Security Act of 1974 Investment Manager Electronic Registration

ICR 201906-1210-008

OMB: 1210-0125

Federal Form Document

Forms and Documents
Document
Name
Status
Supporting Statement A
2019-06-14
IC Document Collections
IC ID
Document
Title
Status
13506
Unchanged
ICR Details
1210-0125 201906-1210-008
Active 201605-1210-001
DOL/EBSA
Employee Retirement Income Security Act of 1974 Investment Manager Electronic Registration
Extension without change of a currently approved collection   No
Regular
Approved without change 09/17/2019
Retrieve Notice of Action (NOA) 08/16/2019
  Inventory as of this Action Requested Previously Approved
09/30/2022 36 Months From Approved 09/30/2019
4 0 4
4 0 4
270 0 270

The Department's regulation at 29 CFR 2510.3-38 provides that, in order to meet the definition of investment manager in section 3(38) of the Employee Retirement Income Security Act of 1974, state-registered investment advisers must register electronically through a centralized electronic filing system established by the SEC and state investment authorities called the Investment Adviser Registration Depository ("IARD") rather than providing a paper copy of their state registration to the Secretary of Labor.

US Code: 29 USC 1003(38)(B) Name of Law: Employee Retirement Income Security Act of 1974
  
None

Not associated with rulemaking

  84 FR 11573 03/27/2019
84 FR 42020 08/16/2019
No

1
IC Title Form No. Form Name
ERISA Investment Manager Electronic Registration

  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 4 4 0 0 0 0
Annual Time Burden (Hours) 4 4 0 0 0 0
Annual Cost Burden (Dollars) 270 270 0 0 0 0
No
No

$0
No
    No
    No
No
No
No
Uncollected
Chris Cosby 202 693-8540

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
08/16/2019


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