Employee Retirement Income Security Act of 1974 Investment Manager Electronic Registration

The Department's regulation at 29 CFR 2510.3-38 provides that, in order to meet the definition of investment manager in section 3(38) of the Employee Retirement Income Security Act of 1974, state-registered investment advisers must register electronically through a centralized electronic filing system established by the SEC and state investment authorities called the Investment Adviser Registration Depository ("IARD") rather than providing a paper copy of their state registration to the Secretary of Labor.

The latest form for Employee Retirement Income Security Act of 1974 Investment Manager Electronic Registration expires 2022-09-30 and can be found here.