60 Day Notice

3235-0554 60 Day Notice.pdf

Rule 6a-4 under the Securities Exchange Act of 1934 and Form 1-N under the Securities Exchange Act of 1934

60 Day Notice

OMB: 3235-0554

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47336

Federal Register / Vol. 84, No. 174 / Monday, September 9, 2019 / Notices

C. Self-Regulatory Organization’s
Statement on Comments on the
Proposed Rule Change Received From
Members, Participants, or Others
No written comments were either
solicited or received.
III. Date of Effectiveness of the
Proposed Rule Change and Timing for
Commission Action
Because the foregoing proposed rule
change does not: (i) Significantly affect
the protection of investors or the public
interest; (ii) impose any significant
burden on competition; and (iii) become
operative for 30 days from the date on
which it was filed, or such shorter time
as the Commission may designate, it has
become effective pursuant to Section
19(b)(3)(A) of the Act 10 and Rule 19b–
4(f)(6) thereunder.11
At any time within 60 days of the
filing of the proposed rule change, the
Commission summarily may
temporarily suspend such rule change if
it appears to the Commission that such
action is necessary or appropriate in the
public interest, for the protection of
investors, or otherwise in furtherance of
the purposes of the Act. If the
Commission takes such action, the
Commission shall institute proceedings
to determine whether the proposed rule
change should be approved or
disapproved.
IV. Solicitation of Comments
Interested persons are invited to
submit written data, views, and
arguments concerning the foregoing,
including whether the proposed rule
change is consistent with the Act.
Comments may be submitted by any of
the following methods:
Electronic Comments
• Use the Commission’s internet
comment form (http://www.sec.gov/
rules/sro.shtml); or
• Send an email to rule-comments@
sec.gov. Please include File Number SR–
NASDAQ–2019–066 on the subject line.
Paper Comments
• Send paper comments in triplicate
to Secretary, Securities and Exchange
Commission, 100 F Street NE,
Washington, DC 20549–1090.
All submissions should refer to File
Number SR–NASDAQ–2019–066. This

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10 15

U.S.C. 78s(b)(3)(A).
11 17 CFR 240.19b–4(f)(6). In addition, Rule 19b–
4(f)(6)(iii) requires a self-regulatory organization to
give the Commission written notice of its intent to
file the proposed rule change, along with a brief
description and text of the proposed rule change,
at least five business days prior to the date of filing
of the proposed rule change, or such shorter time
as designated by the Commission. The Exchange
has satisfied this requirement.

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file number should be included on the
subject line if email is used. To help the
Commission process and review your
comments more efficiently, please use
only one method. The Commission will
post all comments on the Commission’s
internet website (http://www.sec.gov/
rules/sro.shtml). Copies of the
submission, all subsequent
amendments, all written statements
with respect to the proposed rule
change that are filed with the
Commission, and all written
communications relating to the
proposed rule change between the
Commission and any person, other than
those that may be withheld from the
public in accordance with the
provisions of 5 U.S.C. 552, will be
available for website viewing and
printing in the Commission’s Public
Reference Room, 100 F Street NE,
Washington, DC 20549–1090 on official
business days between the hours of
10:00 a.m. and 3:00 p.m. Copies of the
filing also will be available for
inspection and copying at the principal
office of the Exchange. All comments
received will be posted without change.
Persons submitting comments are
cautioned that we do not redact or edit
personal identifying information from
comment submissions. You should
submit only information that you wish
to make available publicly. All
submissions should refer to File
Number SR–NASDAQ–2019–066 and
should be submitted on or before
September 30, 2019.
For the Commission, by the Division of
Trading and Markets, pursuant to delegated
authority.12
Jill M. Peterson,
Assistant Secretary.
[FR Doc. 2019–19334 Filed 9–6–19; 8:45 am]
BILLING CODE 8011–01–P

SECURITIES AND EXCHANGE
COMMISSION
Proposed Collection; Comment
Request
Upon Written Request, Copies Available
From: Securities and Exchange
Commission, Office of FOIA Services,
100 F Street NE, Washington, DC
20549–2736.
Extension:
Rule 6a–4, Form 1–N, SEC File No. 270–
496, OMB Control No. 3235–0554

Notice is hereby given that pursuant
to the Paperwork Reduction Act of 1995
(‘‘PRA’’) (44 U.S.C. 3501 et seq.), the
Securities and Exchange Commission

(‘‘Commission’’) is soliciting comments
on the collection of information
provided for in Rule 6a–4 and Form 1–
N (17 CFR 240.6a–4 and 17 CFR 249.10)
under the Securities Exchange Act of
1934 (15 U.S.C. 78a et seq.) (‘‘Exchange
Act’’). The Commission plans to submit
this existing collection of information to
the Office of Management and Budget
(‘‘OMB’’) for extension and approval.
Section 6 of the Exchange Act 1 sets
out a framework for the registration and
regulation of national securities
exchanges. Under the Commodity
Futures Modernization Act of 2000, a
futures market may trade security
futures products by registering as a
national securities exchange. Rule 6a–
4 2 sets forth these registration
procedures and directs futures markets
to submit a notice registration on Form
1–N.3 Form 1–N calls for information
regarding how the futures market
operates, its rules and procedures,
corporate governance, its criteria for
membership, its subsidiaries and
affiliates, and the security futures
products it intends to trade. Rule 6a–4
also requires entities that have
submitted an initial Form 1–N to file: (1)
Amendments to Form 1–N in the event
of material changes to the information
provided in the initial Form 1–N; (2)
periodic updates of certain information
provided in the initial Form 1–N; (3)
certain information that is provided to
the futures market’s members; and (4) a
monthly report summarizing the futures
market’s trading of security futures
products. The information required to
be filed with the Commission pursuant
to Rule 6a–4 is designed to enable the
Commission to carry out its statutorily
mandated oversight functions and to
ensure that registered and exempt
exchanges continue to be in compliance
with the Act.
The respondents to the collection of
information are futures markets.
The Commission estimates that the
total annual burden of compliance with
the requirements of Rule 6a–4 and Form
1–N is 171 hours per year and $1,216
per year, calculated as detailed below.
The Commission estimates that the total
annual burden for all respondents to
provide periodic amendments to keep
the Form 1–N accurate and up to date
as required under Rule 6a–4(b)(1) would
be 60 hours (15 hours/respondent per
year × 4 respondents) and $400 of
miscellaneous clerical expenses. The
Commission estimates that the total
annual burden for all respondents to
provide annual amendments under Rule
1 15

U.S.C. 78f.
CFR 240.6a–4.
3 17 CFR 249.10.
2 17

12 17

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CFR 200.30–3(a)(12).

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Federal Register / Vol. 84, No. 174 / Monday, September 9, 2019 / Notices

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6a–4(b)(3) would be 60 hours (15 hours/
respondent/year × 4 respondents) and
$400 of miscellaneous clerical expenses.
The Commission estimates that the total
annual burden for all respondents to
provide three-year amendments under
Rule 6a–4(b)(4) would be 27 hours (20
hours/respondent × 1.33 respondents
per year) and $176 ($44 per year × 4
respondents) in miscellaneous clerical
expenses. The Commission estimates
that the total annual burden for the
filing of the supplemental information
and the monthly reports required under
Rule 6a–4(c) would be 24 hours (6
hours/respondent per year × 4
respondents) and $240 of miscellaneous
clerical expenses.
Compliance with Rule 6a–4 is
mandatory. Information received in
response to Rule 6a–4 shall not be kept
confidential; the information collected
is public information.
Written comments are invited on: (a)
Whether the proposed collection of
information is necessary for the proper
performance of the functions of the
agency, including whether the
information shall have practical utility;
(b) the accuracy of the agency’s estimate
of the burden of the proposed collection
of information; (c) ways to enhance the
quality, utility, and clarity of the
information to be collected; and (d)
ways to minimize the burden of the
collection of information on
respondents, including through the use
of automated collection techniques or
other forms of information technology.
Consideration will be given to
comments and suggestions submitted in
writing within 60 days of this
publication.
An agency may not conduct or
sponsor, and a person is not required to
respond to, a collection of information
under the PRA unless it displays a
currently valid OMB control number.
Please direct your written comments
to: Charles Riddle, Acting Director/Chief
Information Officer, Securities and
Exchange Commission, c/o Candace
Kenner, 100 F Street NE, Washington,
DC 20549 or send an email to: PRA_
[email protected].
Dated: September 4, 2019.
Jill M. Peterson,
Assistant Secretary.
[FR Doc. 2019–19374 Filed 9–6–19; 8:45 am]
BILLING CODE 8011–01–P

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SECURITIES AND EXCHANGE
COMMISSION
[Release No. 34–86855; File No. SR–
NYSEArca–2019–51]

Self-Regulatory Organizations; NYSE
Arca, Inc.; Notice of Designation of a
Longer Period for Commission Action
on a Proposed Rule Change Regarding
Investments of the Janus Henderson
Mortgage-Backed Securities ETF
Currently Listed and Traded on the
Exchange Under NYSE Arca Rule
8.600–E
On July 9, 2019, NYSE Arca, Inc.
(‘‘Exchange’’) filed with the Securities
and Exchange Commission
(‘‘Commission’’), pursuant to Section
19(b)(1) of the Securities Exchange Act
of 1934 (‘‘Act’’) 1 and Rule 19b–4
thereunder,2 a proposed rule change to
make certain changes to the investments
of the Janus Henderson MortgageBacked Securities ETF, the shares of
which are currently listed and traded on
the Exchange under NYSE Arca Rule
8.600–E. The proposed rule change was
published for comment in the Federal
Register on July 25, 2019.3 The
Commission has received no comment
letters on the proposed rule change.
Section 19(b)(2) of the Act 4 provides
that within 45 days of the publication of
notice of the filing of a proposed rule
change, or within such longer period up
to 90 days as the Commission may
designate if it finds such longer period
to be appropriate and publishes its
reasons for so finding, or as to which the
self-regulatory organization consents,
the Commission shall either approve the
proposed rule change, disapprove the
proposed rule change, or institute
proceedings to determine whether the
proposed rule change should be
disapproved. The 45th day after
publication of the notice for this
proposed rule change is September 8,
2019. The Commission is extending this
45-day time period.
The Commission finds it appropriate
to designate a longer period within
which to take action on the proposed
rule change so that it has sufficient time
to consider the proposed rule change.
Accordingly, the Commission, pursuant
to Section 19(b)(2) of the Act,5
designates October 23, 2019 as the date
by which the Commission shall either
approve or disapprove, or institute
1 15

U.S.C. 78s(b)(1).
2 17 CFR 240.19b-4.
3 See Securities Exchange Act Release No. 86417
(July 19, 2019), 84 FR 35910.
4 15 U.S.C. 78s(b)(2).
5 Id.

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proceedings to determine whether to
disapprove, the proposed rule change
(File No. SR–NYSEArca–2019–51).
For the Commission, by the Division of
Trading and Markets, pursuant to delegated
authority.6
Jill M. Peterson,
Assistant Secretary.
[FR Doc. 2019–19333 Filed 9–6–19; 8:45 am]
BILLING CODE 8011–01–P

SMALL BUSINESS ADMINISTRATION
[Disaster Declaration #16099 and #16100;
OHIO Disaster Number OH–00070]

September 3, 2019.

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Administrative Declaration of a
Disaster for the State of Ohio
U.S. Small Business
Administration.
ACTION: Notice.
AGENCY:

This is a notice of an
Administrative declaration of a disaster
for the State of Ohio dated 09/03/2019.
Incident: Heavy Rainfall and
Flooding.
Incident Period: 07/21/2019.
DATES: Issued on 09/03/2019.
Physical Loan Application Deadline
Date: 11/04/2019.
Economic Injury (EIDL) Loan
Application Deadline Date: 06/03/2020.
ADDRESSES: Submit completed loan
applications to: U.S. Small Business
Administration, Processing and
Disbursement Center, 14925 Kingsport
Road, Fort Worth, TX 76155.
FOR FURTHER INFORMATION CONTACT: A.
Escobar, Office of Disaster Assistance,
U.S. Small Business Administration,
409 3rd Street SW, Suite 6050,
Washington, DC 20416, (202) 205–6734.
SUPPLEMENTARY INFORMATION: Notice is
hereby given that as a result of the
Administrator’s disaster declaration,
applications for disaster loans may be
filed at the address listed above or other
locally announced locations.
The following areas have been
determined to be adversely affected by
the disaster:
Primary Counties: Wayne
Contiguous Counties:
Ohio: Ashland, Holmes, Medina,
Stark, Summit
The Interest Rates are:
SUMMARY:

Percent
For Physical Damage:
Homeowners with Credit Available Elsewhere ......................
Homeowners without Credit
Available Elsewhere ..............
6 17

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CFR 200.30–3(a)(31).

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File Modified2019-09-09
File Created2019-09-09

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