Federal Fish and Wildlife Applications and Reports - Law Enforcement; 50 CFR 13 and 14

Forms and Documents

Document Name	Status
Form 3-200-2 Designated Port Exception Permit Application (Individuals) Form and Instruction	Modified
Form 3-200-44a Registered Agent/Tannery Bi-Annual Inventory Report (Private Sector) Form and Instruction	New
Form 3-200-44 Permit Application Form: Registration of an Agent/Tannery under the MMPA (Private Sector) Form and Instruction	New
Form 3-200-3b Import/Export License - Foreign Entities Form and Instruction	Modified
Form 3-200-3a Import/Export License - U.S.Entities (Private Sector) Form and Instruction	Modified
Form 3-200-2 Designated Port Exception Permit Application (Government) Form and Instruction	Modified
Form 3-200-2 Designated Port Exception Permit Application (Private Sector) Form and Instruction	Modified
1018-0092 SSA 08082019.docx Supporting Statement A	2019-08-08
1018-0092 60-day FRN Published 04302019 84FR18309 2019-08672.pdf Supplementary Document	2019-07-31
SORN FWS-21 Permits System.pdf Supplementary Document	2019-07-31
1018-0092 30-day FRN Published 09162019 84FR48632.pdf Supplementary Document	2019-09-16
50 CFR 14 as of 07312019.pdf Supplementary Document	2019-07-31
50 CFR 13 as of 07312019.pdf Supplementary Document	2019-07-31
MMPA Section 101 16 USC 1371 as of 01122018.pdf Supplementary Document	2019-07-31
ESA 16 USC 1531 et seq as of 01122018.pdf Supplementary Document	2019-07-31

IC Document Collections

IC ID	Document Title	Status
38234	Designated Port Exception Permit Application (Individuals) Form and Instruction	Modified
237202	Registered Agent/Tannery Bi-Annual Inventory Report (Private Sector) Form and Instruction	New
237201	Permit Application Form: Registration of an Agent/Tannery under the MMPA (Private Sector) Form and Instruction	New
224716	Import/Export License - Foreign Entities Form and Instruction	Modified
194429	Import/Export License - U.S.Entities (Private Sector) Form and Instruction	Modified
194427	Designated Port Exception Permit Application (Government) Form and Instruction	Modified
182061	Import/Export License Report (Private Sector)	Modified
182060	Designated Port Exception Permit Report (Private Sector)	Modified
182057	Designated Port Exception Permit Application (Private Sector) Form and Instruction	Modified

ICR Details

OMB Control No: 1018-0092	ICR Reference No: 201907-1018-003
Status: Active	Previous ICR Reference No: 201611-1018-001
Agency/Subagency: DOI/FWS	Agency Tracking No:
Title: Federal Fish and Wildlife Applications and Reports - Law Enforcement; 50 CFR 13 and 14
Type of Information Collection: Revision of a currently approved collection	Common Form ICR:  No
Type of Review Request: Regular
OIRA Conclusion Action: Approved with change	Conclusion Date: 05/20/2020
	Date Received in OIRA: 09/16/2019
Terms of Clearance:

	Inventory as of this Action	Requested	Previously Approved
Expiration Date	05/31/2023	36 Months From Approved	05/31/2020
Responses	11,949	0	10,764
Time Burden (Hours)	14,918	0	13,452
Cost Burden (Dollars)	1,188,100	0	1,074,900

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Abstract: Section 9(d) of the Endangered Species Act (ESA) (16 U.S.C. 1531 et seq.), as amended, makes it unlawful to import or export wildlife or wildlife products for commercial purposes without first obtaining an import/export license (50 CFR Part 14.91). Persons required to obtain an import/export license must keep records that fully and correctly disclose each importation or exportation of fish, wildlife, or plants and the subsequent disposition made by them with respect to such fish, wildlife, or plants for a period of 5 years (50 CFR Part 13.46 and 14.93). Any live wildlife possessed under permit issued by the U.S. Fish and Wildlife Service (we, Service) must be maintained under humane and healthful conditions (50 CFR Part 13.41).

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Authorizing Statute(s): US Code: 16 USC 1531 et seq Name of Law: Endangered Species Act
   US Code: 16 USC 1371 Name of Law: Marine Mammal Protection Act
  

Citations for New Statutory Requirements: None

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Associated Rulemaking Information
RIN:	Stage of Rulemaking:	Federal Register Citation:	Date:
	Not associated with rulemaking

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Federal Register Notices & Comments
60-day Notice:	Federal Register Citation:	Citation Date:
	84 FR 18309	04/30/2019
30-day Notice:	Federal Register Citation:	Citation Date:
	84 FR 48632	09/16/2019
Did the Agency receive public comments on this ICR? Yes

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Number of Information Collection (IC) in this ICR: 9

IC Title	Form No.	Form Name
Import/Export License - Foreign Entities	3-200-3b	Import/Export License-Foreign Entities
Designated Port Exception Permit Application (Private Sector)	3-200-2	Designated Port Exception Permit
Designated Port Exception Permit Report (Private Sector)
Permit Application Form: Registration of an Agent/Tannery under the MMPA (Private Sector)	3-200-44	Registration of an Agent/Tannery Under the Marine Mammal Protection Act (MMPA)
Registered Agent/Tannery Bi-Annual Inventory Report (Private Sector)	3-200-44a	Registered Agent/Tannery Bi-Annual Inventory Report
Designated Port Exception Permit Application (Government)	3-200-2	Designated Port Exception Permit
Import/Export License - U.S.Entities (Private Sector)	3-200-3a	Import/Export License-U.S. Entities
Designated Port Exception Permit Application (Individuals)	3-200-2	Designated Port Exception Permit
Import/Export License Report (Private Sector)

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ICR Summary of Burden

	Total Approved	Previously Approved	Change Due to New Statute	Change Due to Agency Discretion	Change Due to Adjustment in Estimate	Change Due to Potential Violation of the PRA
Annual Number of Responses	11,949	10,764	0	45	1,140	0
Annual Time Burden (Hours)	14,918	13,452	0	42	1,424	0
Annual Cost Burden (Dollars)	1,188,100	1,074,900	0	500	112,700	0

Burden increases because of Program Change due to Agency Discretion: Yes

Burden Increase Due to: Miscellaneous Actions

Burden decreases because of Program Change due to Agency Discretion: No

Burden Reduction Due to:

Short Statement: We are reporting a burden change as a result of the transfer of FWS Form 3-200-44, “Permit Application Form: Registration of an Agent/Tannery under the Marine Mammal Protection Act (MMPA),” and FWS Form 3-200-44a, “Registered Agent/Tannery Bi-Annual Inventory Report” from OMB Control Number 1018-0093 into this collection. We are reporting an increase (agency discretion) 45 responses, 42 burden hours, and $500 non-hour cost burden associated with the two new forms. We are also reporting an increase (change due to adjustment in agency estimate) of 1,140 responses, 1,424 burden hours, and $112,700 non-hour cost burden since the last submission for the remaining ICs in this collection. The updated non-hour cost burden estimate reflects a reduction of $1,400 in non-hour cost burden associated with a correction to a previous error in non-hour cost burden associated with government respondents submitting Form 3-200-02. These respondents do not pay the $100 fee. We removed this non-hour cost burden from the government respondent IC.

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Annual Cost to Federal Government: $486,469

Does this IC contain surveys, censuses, or employ statistical methods? No

Does this ICR request any personally identifiable information (see OMB Circular No. A-130 for an explanation of this term)? Please consult with your agency's privacy program when making this determination.     Yes

Does this ICR include a form that requires a Privacy Act Statement (see 5 U.S.C. §552a(e)(3))? Please consult with your agency's privacy program when making this determination.     Yes

Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]? No

Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]? No

Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)? No

Is this ICR related to the Pandemic Response? No

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Common Form ICR:  No

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On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).

The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:

(a) It is necessary for the proper performance of agency functions;

(b) It avoids unnecessary duplication;

(c) It reduces burden on small entities;

(d) It uses plain, coherent, and unambiguous language that is understandable to respondents;

(e) Its implementation will be consistent and compatible with current reporting and recordkeeping practices;

(f) It indicates the retention periods for recordkeeping requirements;

(g) It informs respondents of the information called for under 5 CFR 1320.8 (b)(3) about:

(i) Why the information is being collected;

(ii) Use of information;

(iii) Burden estimate;

(iv) Nature of response (voluntary, required for a benefit, or mandatory);

(v) Nature and extent of confidentiality; and

(vi) Need to display currently valid OMB control number;

(h) It was developed by an office that has planned and allocated resources for the efficient and effective management and use of the information to be collected.

(i) It uses effective and efficient statistical survey methodology (if applicable); and

(j) It makes appropriate use of information technology.

If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.

Certification Date: 09/16/2019

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