Information Collection

Form CRS and Rule 17a-14 under the Securities Exchange Act of 1934

IC 231405 under ICR 201907-3235-029 · OMB 3235-0766.

⚠️ Notice: This information collection may be referencing outdated material. More recent filings for OMB 3235-0766 can be found here:

Documents and Forms

Documents and forms in this information collection
Document Name	Document Type
EDGAR PIA 2016.pdf EDGAR PIA	IC Document

IC Title:

Form CRS and Rule 17a-14 under the Securities Exchange Act of 1934

Agency IC Tracking Number:

Is this a Common Form? No

IC Status: Modified

Obligation to Respond: Mandatory

CFR Citation: 17 CFR 249.640 17 CFR 240.17a-14

Information Collection Instruments:

table that charts list of instruments
Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability

Line of Business: Economic Development

Subfunction: Financial Sector Oversight

Privacy Act System of Records

Title:

FR Citation:

Number of Respondents: 2,766

Number of Respondents for Small Entity: 0

Affected Public: Private Sector

Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 100 %

table that charts list of burden
	Requested	Program Change Due to New Statute
Annual Number of Responses for this IC	174,713,214	174,713,214
Annual IC Time Burden (Hours)	3,408,533	3,408,533
Annual IC Cost Burden (Dollars)	2,853,590	2,853,590

Documents for IC

table that charts IC Documents
Title	Document	Date Uploaded
EDGAR PIA	EDGAR PIA 2016.pdf	02/14/2019

Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.