Horse Protection Regulations

Forms and Documents

Forms and supporting documents for this ICR

Document	Type	Status	Availability
0056 2019 APHIS 79 (20191216).xls	Supplementary Document	Uploaded 2019-12-27	Available
0056 2019 APHIS 71 (20191217).xls	Supplementary Document	Uploaded 2019-12-27	Available
0056 2019 SS (20191227).doc	Supporting Statement A	Uploaded 2019-12-27	Available
0056 79 20190829.xls	Supplementary Document	Uploaded 2019-08-29	Repair queued
0579-0056 2019 APHIS 71 (Final).xls	Supplementary Document	Uploaded 2019-08-29	Available

IC Document Collections

Information collection document groups

IC ID	Collection	Type	Status	Form
43535	Horse Protection Regulations - Private Sector		Modified
237585	Horse Protection Regulations - Individuals or Households		New

ICR Details

OMB Control No: 0579-0056	ICR Reference No: 201908-0579-002
Status: Active	Previous ICR Reference No: 201606-0579-001
Agency/Subagency: USDA/APHIS	Agency Tracking No:
Title: Horse Protection Regulations
Type of Information Collection: Revision of a currently approved collection	Common Form ICR:  No
Type of Review Request: Regular
OIRA Conclusion Action: Approved with change	Conclusion Date: 12/30/2019
	Date Received in OIRA: 08/29/2019
Terms of Clearance:

table that charts list comparision

	Inventory as of this Action	Requested	Previously Approved
Expiration Date	12/31/2022	36 Months From Approved	12/31/2019
Responses	1,565	0	3,610
Time Burden (Hours)	2,046	0	2,268
Cost Burden (Dollars)	0	0	0

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Abstract: This information collection is used to enforce the Horse Protection Act which was enacted to prevent the showing, exhibiting, selling, or auctioning of "sore" horses, and certain transportation of sore horses in connection therewith at horse shows, horse exhibitions, horse sales, and horse auctions.

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Authorizing Statute(s): PL: Pub.L. 91 - 540 811 Name of Law: Horse Protection Act of 1970
  

Citations for New Statutory Requirements: None

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Associated Rulemaking Information
RIN:	Stage of Rulemaking:	Federal Register Citation:	Date:
	Not associated with rulemaking

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Federal Register Notices & Comments
60-day Notice:	Federal Register Citation:	Citation Date:
	84 FR 29157	06/21/2019
30-day Notice:	Federal Register Citation:	Citation Date:
	84 FR 45463	08/29/2019
Did the Agency receive public comments on this ICR? Yes

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Number of Information Collection (IC) in this ICR: 2

table that charts list of burden

IC Title	Form No.	Form Name
Horse Protection Regulations - Individuals or Households
Horse Protection Regulations - Private Sector

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ICR Summary of Burden

table that charts list of burden

	Total Approved	Previously Approved	Change Due to New Statute	Change Due to Agency Discretion	Change Due to Adjustment in Estimate	Change Due to Potential Violation of the PRA
Annual Number of Responses	1,565	3,610	0	-286	-1,759	0
Annual Time Burden (Hours)	2,046	2,268	0	-117	-105	0
Annual Cost Burden (Dollars)	0	0	0	0	0	0

Burden increases because of Program Change due to Agency Discretion: Yes

Burden Increase Due to: Miscellaneous Actions

Burden decreases because of Program Change due to Agency Discretion: Yes

Burden Reduction Due to: Miscellaneous Actions

Short Statement: Overall, there is a decrease of 1,221 respondents, 2,035 responses, and 222 total burden hours. See question 15 of the supporting statement for additional information.

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Annual Cost to Federal Government: $53,126

Does this IC contain surveys, censuses, or employ statistical methods? No

Does this ICR request any personally identifiable information (see OMB Circular No. A-130 for an explanation of this term)? Please consult with your agency's privacy program when making this determination.     Yes

Does this ICR include a form that requires a Privacy Act Statement (see 5 U.S.C. §552a(e)(3))? Please consult with your agency's privacy program when making this determination.     Yes

Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]? No

Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]? No

Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)? No

Is this ICR related to the Pandemic Response? Uncollected

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Common Form ICR:  No

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On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).

The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:

(a) It is necessary for the proper performance of agency functions;

(b) It avoids unnecessary duplication;

(c) It reduces burden on small entities;

(d) It uses plain, coherent, and unambiguous language that is understandable to respondents;

(e) Its implementation will be consistent and compatible with current reporting and recordkeeping practices;

(f) It indicates the retention periods for recordkeeping requirements;

(g) It informs respondents of the information called for under 5 CFR 1320.8 (b)(3) about:

(i) Why the information is being collected;

(ii) Use of information;

(iii) Burden estimate;

(iv) Nature of response (voluntary, required for a benefit, or mandatory);

(v) Nature and extent of confidentiality; and

(vi) Need to display currently valid OMB control number;

(h) It was developed by an office that has planned and allocated resources for the efficient and effective management and use of the information to be collected.

(i) It uses effective and efficient statistical survey methodology (if applicable); and

(j) It makes appropriate use of information technology.

If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.

Certification Date: 08/29/2019

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