60 Day Notice

3235-0713 60 Day Notice.pdf

Rule 15Fi-2 Trade Acknowledgment and Verification of Security-Based Swap Transactions

60 Day Notice

OMB: 3235-0713

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Federal Register / Vol. 84, No. 217 / Friday, November 8, 2019 / Notices
Entities’’) to provide to their
counterparties a trade acknowledgment,
Sunshine Act Meetings
to provide prompt verification of the
terms provided in a trade
TIME AND DATE: 10 a.m., November 20,
acknowledgment of transactions from
2019.
other SBS Entities, and to have written
PLACE: 8th Floor Board Conference
policies and procedures that are
Room, 844 North Rush Street, Chicago,
reasonably designed to obtain prompt
Illinois 60611.
verification of the terms provided in a
STATUS: This meeting will be open to the
trade acknowledgment. The Rule
public.
promotes the efficient operation of the
MATTERS TO BE CONSIDERED:
SBS market and facilitate market
1. Oversight of the National Railroad
participants’ management of their SBSRetirement Investment Trust
related risk.
2. Update from the SCOTUS Working
The Commission estimates that
Group
approximately 50 entities fit within the
3. Fraud Risk Assessment Committee
definition of SBS dealer, and up to five
proposal
entities fit within the definition of major
4. Ninety day deferral (Concurrent
processing of an application for a
SBS participant. Thus, we expect that
disability annuity)
approximately 55 entities will be
5. Update on Chief Medical Officer
required to register with the
search
Commission as SBS Entities and will be
CONTACT PERSON FOR MORE INFORMATION: subject to the trade acknowledgment
Stephanie Hillyard, Secretary to the
provision and verification requirements
Board, Phone No. 312–751–4920.
of Rule 15Fi-2. The total estimated
annual burden of Rule 15Fi-2 is 34,155
Authority: 5 U.S.C. 552b.
hours.
Dated: November 6, 2019.
Written comments are invited on: (a)
Stephanie Hillyard,
Whether the proposed collection of
Secretary to the Board.
information is necessary for the proper
[FR Doc. 2019–24595 Filed 11–6–19; 4:15 pm]
performance of the functions of the
BILLING CODE 7905–01–P
Commission, including whether the
information will have practical utility;
(b) the accuracy of the Commission
SECURITIES AND EXCHANGE
staff’s estimates of the burden of the
COMMISSION
proposed collection of information; (c)
the ways to enhance the quality, utility,
Proposed Collection; Comment
and clarity of the information collected;
Request
and (d) ways to minimize the burden of
Upon Written Request, Copies Available
the collection of information on
From: Securities and Exchange
respondents, including through the use
Commission, Office of FOIA Services,
of automated collection techniques or
100 F Street NE, Washington, DC
other forms of information technology.
20549–2736.
Consideration will be given to
comments and suggestions submitted in
Extension:
Rule 15Fi–2—Trade Acknowledgment and
writing within 60 days of this
Verification of Security-Based Swap
publication.
Transactions; SEC File No. 270–633,
An agency may not conduct or
OMB Control No. 3235–0713.
sponsor, and a person is not required to
Notice is hereby given that pursuant
respond to, a collection of information
to the Paperwork Reduction Act of 1995 under the PRA unless it displays a
(‘‘PRA’’) (44 U.S.C. 3501 et seq.), the
currently valid OMB control number.
Securities and Exchange Commission
Please direct your written comments
(‘‘Commission’’) is soliciting comments
on the existing collection of information to: Charles Riddle, Acting Director/Chief
Information Officer, Securities and
provided for in Rule 17Ad–22 (17 CFR
Exchange Commission, c/o Cynthia
240.17Ad–22) under the Securities
Exchange Act of 1934 (‘‘Exchange Act’’) Roscoe, 100 F Street NE, Washington,
(15 U.S.C. 78a et seq.). The Commission DC 20549, or send an email to: PRA_
[email protected].
plans to submit this existing collection
of information to the Office of
Dated: November 5, 2019.
Management and Budget (‘‘OMB’’) for
Jill M. Peterson,
extension and approval.
Assistant Secretary.
Rule 15Fi–2 requires security-based
[FR Doc. 2019–24418 Filed 11–7–19; 8:45 am]
swaps (‘‘SBS’’) dealers and major SBS
participants (collectively, ‘‘SBS
BILLING CODE 8011–01–P

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SECURITIES AND EXCHANGE
COMMISSION
Sunshine Act Meetings
Notice is hereby given,
pursuant to the provisions of the
Government in the Sunshine Act, Public
Law 94–409, that the Securities and
Exchange Commission Small Business
Capital Formation Advisory Committee
on Small and Emerging Companies will
hold a public meeting on Tuesday,
November 12, 2019 at 9:30 a.m.
PLACE: The meeting will be held in
Multi-Purpose Room LL–006 at the
Commission’s headquarters, 100 F
Street NE, Washington, DC 20549.
STATUS: This meeting will begin at 9:30
a.m. (ET) and will be open to the public.
Seating will be on a first-come, firstserved basis. Doors will open at 9 a.m.
Visitors will be subject to security
checks. The meeting will be webcast on
the Commission’s website at
www.sec.gov.
MATTERS TO BE CONSIDERED: On
November 1, 2019, the Commission
published notice of the Committee
meeting (Release No. 33–10724),
indicating that the meeting is open to
the public and inviting the public to
submit written comments to the
Committee. This Sunshine Act notice is
being issued because a majority of the
Commission may attend the meeting.
The agenda for the meeting includes
matters relating to rules and regulations
affecting small and emerging companies
under the federal securities laws.
CONTACT PERSON FOR MORE INFORMATION:
For further information and to ascertain
what, if any, matters have been added,
deleted or postponed; please contact
Vanessa A. Countryman from the Office
of the Secretary at (202) 551–5400.
TIME AND DATE:

Dated: November 5, 2019.
Vanessa A. Countryman,
Secretary.
[FR Doc. 2019–24500 Filed 11–6–19; 11:15 am]
BILLING CODE 8011–01–P

SECURITIES AND EXCHANGE
COMMISSION
[Release No. 34–87455; File No. SR–CBOE–
2019–102]

Self-Regulatory Organizations; Cboe
Exchange, Inc.; Notice of Filing and
Immediate Effectiveness of a Proposed
Rule Change Relating To Amend the
Fat Finger Check in Rule 5.34 as It
Applies to Stop-Limit Orders
November 4, 2019.

Pursuant to Section 19(b)(1) of the
Securities Exchange Act of 1934 (the

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