Information Collection Request
Rule 15Fi-2 Trade Acknowledgment and Verification of Security-Based Swap Transactions
ICR 202210-3235-019 · OMB 3235-0713 · Received in OIRA
⚠️ Notice: This information collection may be outdated. More recent filings for OMB 3235-0713 can be found here:
Forms and Documents
| Document | Type | Status | Availability |
|---|---|---|---|
 3235-0713.pdf |
Supplementary Document | Uploaded 2023-01-27 | Missing upstream |
| 3235-0713.pdf |
Supplementary Document | Uploaded 2023-01-27 | Repair queued |
| DGL REVISED 2022 Rule 15Fi-2 Supporting Statement.pdf |
Supporting Statement A | Uploaded 2022-10-12 | Repair queued |
| 3235-0713 30 Day Notice.pdf |
Supplementary Document | Uploaded 2020-01-16 | Repair queued |
| 3235-0713 60 Day Notice.pdf |
Supplementary Document | Uploaded 2020-01-16 | Missing upstream |
| Exchange_Act_Sec._15F.pdf |
Supplementary Document | Uploaded 2014-03-24 | Missing upstream |
IC Document Collections
| IC ID | Collection | Type | Status | Form |
|---|---|---|---|---|
| 238283 |  IC4 - Policies and Procedures - Ongoing Burden |
Modified | ||
| 238282 | IC2 - Ongoing Support of OMSs |
Modified | ||
| 210892 | IC3 - Policies and Procedures - Initial Burden |
Modified | ||
| 210891 | IC1 - Initial Modification of OMSs |
Modified |
ICR Details
| Status | Received in OIRA |
|---|---|
| Agency/Subagency | SEC |
| OMB Control No | 3235-0713 |
| Type of Information Collection | Extension without change of a currently approved collection |
| Previous ICR Reference No | 201909-3235-010 |
| Agency Tracking No | TM-270-633 |
| Date Submitted to OIRA | 1969-12-31 |
| Requested Expiration Date | 1969-12-31 |