Registrations

Transfer Agent Registration and Amendment Form

⚠️ Notice: This information collection may be referencing outdated material. More recent filings for OMB 7100-0099 can be found here:

Documents and Forms

Document Name Document Type
Form Form TA-1 Registrations Form
FormTA1_20161231_i.pdf www.ffiec.gov/ffiec_report_forms.htm Instruction
Form TA-1 Transfer Agent Registration and Amendment Form FormTA1_20161231_f.pdf www.ffiec.gov/ffiec_report_forms.htm Form

Information Collection (IC) Details

IC Title:	Registrations	Agency IC Tracking Number:	Form TA-1

Is this a Common Form? No		IC Status: Unchanged

Obligation to Respond: Mandatory

CFR Citation:

Information Collection Instruments:

Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability
Form	Form TA-1	Transfer Agent Registration and Amendment Form	FormTA1_20161231_f.pdf	https://www.ffiec.gov/ffiec_report_forms.htm	Yes	Yes	Fillable Fileable Signable
Instruction			FormTA1_20161231_i.pdf	https://www.ffiec.gov/ffiec_report_forms.htm	Yes	Yes	Fillable Fileable Signable

Line of Business: Economic Development

Subfunction: Financial Sector Oversight

Privacy Act System of Records
Title:	FR Citation:

Number of Respondents: 1	Number of Respondents for Small Entity: 0

Affected Public: Private Sector	Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 100 %

	Approved	Previously Approved
Annual Number of Responses for this IC	1	1
Annual IC Time Burden (Hours)	1	1
Annual IC Cost Burden (Dollars)	0	0

Documents for IC

Title	Document	Date Uploaded
No associated records found

Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.