Substituted Compliance Requests by SBS Entities (d)(4)-(5)

Rule 3a71-6 Substituted Compliance for Foreign Security-Based Swap Entities

OMB: 3235-0715

IC ID: 239459

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Substituted Compliance Requests by SBS Entities (d)(4)-(5) TM-270-656
 
No New
 
Required to Obtain or Retain Benefits
 
17 CFR 240.3a71-6

Document Type Form No. Form Name Instrument File URL Available Electronically? Can Be Submitted Electronically? Electronic Capability

Economic Development Financial Sector Oversight

 

3 0
   
Private Sector Businesses or other for-profits
 
   100 %

  Approved Program Change Due to New Statute Program Change Due to Agency Discretion Change Due to Adjustment in Agency Estimate Change Due to Potential Violation of the PRA Previously Approved
Annual Number of Responses for this IC 3 0 3 0 0 0
Annual IC Time Burden (Hours) 80 0 80 0 0 0
Annual IC Cost Burden (Dollars) 84,000 0 84,000 0 0 0

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