Information Collection Request
Rule 3a71-6 Substituted Compliance for Foreign Security-Based Swap Entities
ICR 202304-3235-009 · OMB 3235-0715 · Received in OIRA
⚠️ Notice: This information collection may be outdated. More recent filings for OMB 3235-0715 can be found here:
Forms and Documents
| Document | Type | Status | Availability |
|---|---|---|---|
 3235-0715 Proposed Partial Revision (2023).pdf |
Supporting Statement A | Uploaded 2023-04-12 | Repair queued |
IC Document Collections
| IC ID | Collection | Type | Status | Form |
|---|---|---|---|---|
| 247827 |  Substituted Compliance Requests by SBS Entities (d)(6) |
Modified | ||
| 239459 | Substituted Compliance Requests by SBS Entities (d)(4)-(5) |
Modified | ||
| 210268 | Substituted Compliance Requests by SBS Entiteis (d)(1)-(3), (7) |
Modified |
ICR Details
| Status | Received in OIRA |
|---|---|
| Agency/Subagency | SEC |
| OMB Control No | 3235-0715 |
| Type of Information Collection | Revision of a currently approved collection |
| Previous ICR Reference No | 202106-3235-008 |
| Agency Tracking No | TM-270-656 |
| Date Submitted to OIRA | 1969-12-31 |
| Requested Expiration Date | 1969-12-31 |