Size Status Declaration

Forms and Documents

Document Name	Status
Form SBA Form 480 Size Status Declaration Form and Instruction	Modified
3245-0009 SBA Form 480 Corresponding Stat~Reg Provisions 1-29-2020.docx Supplementary Document	2020-01-29
3245-0009 SBA Form 480 Corresponding Stat~Reg Provisions 1-29-2020.docx Supplementary Document	2020-01-29
3245-0009 SBA Form 480 Supporting Statement 1-29-2020.docx Supporting Statement A	2020-01-29

IC Document Collections

IC ID	Document Title	Status
35585	Size Status Declaration Form and Instruction	Modified

ICR Details

OMB Control No: 3245-0009	ICR Reference No: 202001-3245-005
Status: Active	Previous ICR Reference No: 201612-3245-002
Agency/Subagency: SBA	Agency Tracking No:
Title: Size Status Declaration
Type of Information Collection: Reinstatement with change of a previously approved collection	Common Form ICR:  No
Type of Review Request: Regular
OIRA Conclusion Action: Approved without change	Conclusion Date: 04/13/2020
	Date Received in OIRA: 02/12/2020
Terms of Clearance:

	Inventory as of this Action	Requested	Previously Approved
Expiration Date	04/30/2023	36 Months From Approved
Responses	1,350	0	0
Time Burden (Hours)	225	0	0
Cost Burden (Dollars)	0	0	0

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Abstract: The information collected on SBA Form 480, "Size Status Declaration" is collected from small business investment companies (SBICs) and the small businesses that receive assistance from SBIC's. SBA uses the information to determine whether SBIC assistance is provided only to small business concerns as defined in the Small Business Investment Act of 1958 and in SBA size regulations. Without this information, businesses that exceed SBA's size standards could benefit from program resources intended only for small businesses.

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Authorizing Statute(s): None

Citations for New Statutory Requirements: None

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Associated Rulemaking Information
RIN:	Stage of Rulemaking:	Federal Register Citation:	Date:
	Not associated with rulemaking

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Federal Register Notices & Comments
60-day Notice:	Federal Register Citation:	Citation Date:
	84 FR 56514	10/22/2019
30-day Notice:	Federal Register Citation:	Citation Date:
	85 FR 3489	01/27/2020
Did the Agency receive public comments on this ICR? No

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Number of Information Collection (IC) in this ICR: 1

IC Title	Form No.	Form Name
Size Status Declaration	SBA Form 480	Size Status Declaration

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ICR Summary of Burden

	Total Approved	Previously Approved	Change Due to New Statute	Change Due to Agency Discretion	Change Due to Adjustment in Estimate	Change Due to Potential Violation of the PRA
Annual Number of Responses	1,350	0	0	-355	0	1,705
Annual Time Burden (Hours)	225	0	0	-8	0	233
Annual Cost Burden (Dollars)	0	0	0	0	0	0

Burden increases because of Program Change due to Agency Discretion: No

Burden Increase Due to:

Burden decreases because of Program Change due to Agency Discretion: Yes

Burden Reduction Due to: Miscellaneous Actions

Short Statement: The decrease in the annual hour burden estimate reflects the anticipated number of respondents based upon the current size of the SBIC program.

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Annual Cost to Federal Government: $0

Does this IC contain surveys, censuses, or employ statistical methods? No

Does this ICR request any personally identifiable information (see OMB Circular No. A-130 for an explanation of this term)? Please consult with your agency's privacy program when making this determination.     No

Does this ICR include a form that requires a Privacy Act Statement (see 5 U.S.C. §552a(e)(3))? Please consult with your agency's privacy program when making this determination.     No

Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]? No

Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]? No

Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)? No

Is this ICR related to the Pandemic Response? Uncollected

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Common Form ICR:  No

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On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).

The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:

(a) It is necessary for the proper performance of agency functions;

(b) It avoids unnecessary duplication;

(c) It reduces burden on small entities;

(d) It uses plain, coherent, and unambiguous language that is understandable to respondents;

(e) Its implementation will be consistent and compatible with current reporting and recordkeeping practices;

(f) It indicates the retention periods for recordkeeping requirements;

(g) It informs respondents of the information called for under 5 CFR 1320.8 (b)(3) about:

(i) Why the information is being collected;

(ii) Use of information;

(iii) Burden estimate;

(iv) Nature of response (voluntary, required for a benefit, or mandatory);

(v) Nature and extent of confidentiality; and

(vi) Need to display currently valid OMB control number;

(h) It was developed by an office that has planned and allocated resources for the efficient and effective management and use of the information to be collected.

(i) It uses effective and efficient statistical survey methodology (if applicable); and

(j) It makes appropriate use of information technology.

If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.

Certification Date: 02/12/2020

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