National Practitioner Data Bank (NPDB) Attestation of Reports by Hospitals, Medical Malpractice Payers, Health Plans, and Certain Other Health Care Entities

Forms and Documents

Document	Type	Status	Availability
Form 1 National Practitioner Data Bank (NPDB) Attestation of Reports by Hospitals, Medical Malpractice Payers, Health Plans, and Certain Other Health Care Entities	Form and Instruction	Modified	Available
SupportingStatementA_DPDB.docx	Supporting Statement A	Uploaded 2020-04-10	Available
NPDB SORN 09-15-0054.pdf	Supplementary Document	Uploaded 2017-05-15	Available
PRIVACY IMPACT ASSESSMENTbhw-npdb.pdf	Supplementary Document	Uploaded 2016-10-28	Available

IC Document Collections

IC ID	Collection	Type	Status	Form
224198	National Practitioner Data Bank (NPDB) Attestation of Reports by Hospitals, Medical Malpractice Payers, Health Plans, and Certain Other Health Care Entities	Form and Instruction	Modified

ICR Details

OMB Control No: 0906-0028	ICR Reference No: 202004-0906-001
Status: Active	Previous ICR Reference No: 201712-0906-001
Agency/Subagency: HHS/HRSA	Agency Tracking No:
Title: National Practitioner Data Bank (NPDB) Attestation of Reports by Hospitals, Medical Malpractice Payers, Health Plans, and Certain Other Health Care Entities
Type of Information Collection: Revision of a currently approved collection	Common Form ICR:  No
Type of Review Request: Regular
OIRA Conclusion Action: Approved without change	Conclusion Date: 05/13/2020
	Date Received in OIRA: 04/10/2020
Terms of Clearance:

	Inventory as of this Action	Requested	Previously Approved
Expiration Date	05/31/2023	36 Months From Approved	05/31/2020
Responses	11,600	0	6,735
Time Burden (Hours)	11,600	0	6,735
Cost Burden (Dollars)	0	0	0

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Abstract: The National Practitioner Data Bank (NPDB) will continue collecting data from entities, such as hospitals, medical malpractice payers, health plans, and health centers that are subject to NPDB reporting requirements during registration renewal. The NPDB will continue to assist these entities in understanding and meeting their reporting requirements. The NPDB plans to expand its population of focus to include other eligible entities , including ambulatory surgery centers, group medical practices, skilled nursing facilities, mental health centers, and other registered entities. Beyond attesting to meeting NPDB reporting requirements, entities will also attest to querying and confidentiality compliance. The NPDB currently collects similar data (OMB No. 0915-0126) from state licensing boards on a regular basis.

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Authorizing Statute(s): PL: Pub.L. 100 - 93 5 Name of Law: Medicare and Medicaid Patient and Program Protection Act of 1987
   PL: Pub.L. 100 - 93 221(a) Name of Law: Health Insurance Portability and Accountability Act of 1996
   PL: Pub.L. 104 - 191 1128E Name of Law: Social Security Act
   PL: Pub.L. 99 - 660 Title IV Name of Law: Health Care Quality Improvement Act of 1986, as amended
   PL: Pub.L. 100 - 93 1921 Name of Law: Social Security Act
  

Citations for New Statutory Requirements: None

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Associated Rulemaking Information
RIN:	Stage of Rulemaking:	Federal Register Citation:	Date:
	Not associated with rulemaking

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Federal Register Notices & Comments
60-day Notice:	Federal Register Citation:	Citation Date:
	84 FR 69751	12/19/2019
30-day Notice:	Federal Register Citation:	Citation Date:
	85 FR 19762	04/08/2020
Did the Agency receive public comments on this ICR? No

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Number of Information Collection (IC) in this ICR: 1

IC Title	Form No.	Form Name
National Practitioner Data Bank (NPDB) Attestation of Reports by Hospitals, Medical Malpractice Payers, Health Plans, and Certain Other Health Care Entities	1, 2, 3, 4, 5	Form - Agent Attestation.pdf ,   Form - Health Center Attestation and Add Site.pdf ,   Form - Hospital Attestation.pdf ,   Form - Medical Malpractice Payer Attestation.pdf ,   Form - Other Eligible Entity Attestation.pdf

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ICR Summary of Burden

	Total Approved	Previously Approved	Change Due to New Statute	Change Due to Agency Discretion	Change Due to Adjustment in Estimate	Change Due to Potential Violation of the PRA
Annual Number of Responses	11,600	6,735	0	4,865	0	0
Annual Time Burden (Hours)	11,600	6,735	0	4,865	0	0
Annual Cost Burden (Dollars)	0	0	0	0	0	0

Burden increases because of Program Change due to Agency Discretion: Yes

Burden Increase Due to: Miscellaneous Actions

Burden decreases because of Program Change due to Agency Discretion: No

Burden Reduction Due to:

Short Statement: A burden increase is due to a significant increase in respondents and an 2 forms have been added.

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Annual Cost to Federal Government: $3,445,000

Does this IC contain surveys, censuses, or employ statistical methods? No

Does this ICR request any personally identifiable information (see OMB Circular No. A-130 for an explanation of this term)? Please consult with your agency's privacy program when making this determination.     Yes

Does this ICR include a form that requires a Privacy Act Statement (see 5 U.S.C. §552a(e)(3))? Please consult with your agency's privacy program when making this determination.     Yes

Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]? No

Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]? No

Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)? No

Is this ICR related to the Pandemic Response? No

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Common Form ICR:  No

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On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).

The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:

(a) It is necessary for the proper performance of agency functions;

(b) It avoids unnecessary duplication;

(c) It reduces burden on small entities;

(d) It uses plain, coherent, and unambiguous language that is understandable to respondents;

(e) Its implementation will be consistent and compatible with current reporting and recordkeeping practices;

(f) It indicates the retention periods for recordkeeping requirements;

(g) It informs respondents of the information called for under 5 CFR 1320.8 (b)(3) about:

(i) Why the information is being collected;

(ii) Use of information;

(iii) Burden estimate;

(iv) Nature of response (voluntary, required for a benefit, or mandatory);

(v) Nature and extent of confidentiality; and

(vi) Need to display currently valid OMB control number;

(h) It was developed by an office that has planned and allocated resources for the efficient and effective management and use of the information to be collected.

(i) It uses effective and efficient statistical survey methodology (if applicable); and

(j) It makes appropriate use of information technology.

If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.

Certification Date: 04/10/2020

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