Rule 203-2 and Form ADV-W under the Investment Advisers Act of 1940

⚠️ Notice: This information collection may be referencing outdated material. More recent filings for OMB 3235-0313 can be found here:

Documents and Forms

Document Name Document Type
Form SEC-777 Rule 203-2 and Form ADV-W under the Investment Advisers Act of 1940 Form
SEC-777 Form ADV-W formadv-w.pdf www.sec.gov/about/forms/formadv-w.pdf Form
secsorn50.pdf SORN 50 IC Document

Information Collection (IC) Details

View Information Collection (IC)

IC Title:	Rule 203-2 and Form ADV-W under the Investment Advisers Act of 1940	Agency IC Tracking Number:

Is this a Common Form? No		IC Status: Modified

Obligation to Respond: Mandatory

CFR Citation: 17 CFR 275.203-2 17 CFR 279.2

Information Collection Instruments:

Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability
Form	SEC-777	Form ADV-W	formadv-w.pdf	http://www.sec.gov/about/forms/formadv-w.pdf	Yes	Yes	Fillable Fileable

Line of Business: Economic Development

Subfunction: Financial Sector Oversight

Privacy Act System of Records
Title: "Investment Adviser Records".	FR Citation: 66 FR 7820

Number of Respondents: 1,256	Number of Respondents for Small Entity: 0

Affected Public: Private Sector	Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 100 %

	Approved	Change Due to Adjustment in Agency Estimate	Previously Approved
Annual Number of Responses for this IC	1,256	385	871
Annual IC Time Burden (Hours)	716	128	588
Annual IC Cost Burden (Dollars)	0	0	0

Documents for IC

Title	Document	Date Uploaded
SORN 50	secsorn50.pdf	09/22/2017

Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.