Information Collection

Rule 0-2 and Form ADV-NR

IC 34666 under ICR 202004-3235-022 · OMB 3235-0240.

⚠️ Notice: This information collection may be referencing outdated material. More recent filings for OMB 3235-0240 can be found here:

Documents and Forms

Documents and forms in this information collection
Document Name	Document Type
Form SEC 2565 Form ADV-NR Rule 0-2 and Form ADV-NR	Form
SEC 2565 Form ADV-NR formadv-nr.pdf www.sec.gov/about/forms/formadv-nr.pdf	Form
secsorn50.pdf sec sorn 50	IC Document

IC Title:

Rule 0-2 and Form ADV-NR

Agency IC Tracking Number:

Is this a Common Form? No

IC Status: Modified

Obligation to Respond: Mandatory

CFR Citation: 17 CFR 275.0-2 17 CFR 279.4

Information Collection Instruments:

table that charts list of instruments
Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability
Form	SEC 2565			http://www.sec.gov/about/forms/formadv-nr.pdf	Yes	No	Printable Only

Line of Business: Economic Development

Subfunction: Financial Sector Oversight

Privacy Act System of Records

Title: Investment Adviser records

FR Citation: 66 FR 7820

Number of Respondents: 53

Number of Respondents for Small Entity: 1

Affected Public: Private Sector

Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 0 %

table that charts list of burden
	Approved	Change Due to Adjustment in Agency Estimate	Previously Approved
Annual Number of Responses for this IC	53	17	36
Annual IC Time Burden (Hours)	53	17	36
Annual IC Cost Burden (Dollars)	0	0	0

Documents for IC

table that charts IC Documents
Title	Document	Date Uploaded
sec sorn 50		09/28/2017

Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.

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