Rule 0-2 and Form ADV-NR under the Investment Advisers Act of 1940

OMB 3235-0240

OMB 3235-0240

Rule 0-2 and Form ADV-NR require consent to service of process to be furnished by non-resident general partners and non-resident managing agents of both SEC-registered investment advisers and exempt reporting advisers.

The latest form for Rule 0-2 and Form ADV-NR under the Investment Advisers Act of 1940 expires 2023-09-30 and can be found here.

SEC filings made via the EDGAR database are searchable on SEC.report, along with a feed of the latest filings for OMB 3235-0240: Form ADV-NR filings .

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Extension without change of a currently approved collection 2020-07-23
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Extension without change of a currently approved collection 2017-09-28
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Extension without change of a currently approved collection 2014-06-10
Approved without change
Revision of a currently approved collection 2011-07-19
Comment filed on proposed rule and continue
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Approved without change
Extension without change of a currently approved collection 2010-09-08
Approved without change
Extension without change of a currently approved collection 2007-12-26
Approved without change
Revision of a currently approved collection 2005-01-10
Approved without change
Revision of a currently approved collection 2004-12-06
Comment filed on proposed rule and continue
Revision of a currently approved collection 2004-07-22
Approved without change
Extension without change of a currently approved collection 2003-04-15
Approved without change
No material or nonsubstantive change to a currently approved collection 2000-08-29
Approved without change
Extension without change of a currently approved collection 2000-04-12
Approved without change
Extension without change of a currently approved collection 1997-09-23
Approved without change
Revision of a currently approved collection 1994-10-06
Approved without change
Extension without change of a currently approved collection 1991-10-31
Approved without change
Extension without change of a currently approved collection 1988-11-23
Approved without change
Extension without change of a currently approved collection 1985-12-27
Approved without change
Extension without change of a currently approved collection 1984-11-27
Approved without change
New collection (Request for a new OMB Control Number) 1981-11-03

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