Information Collection

Rule 0-2 and Form ADV-NR

IC 34666 under ICR 202501-3235-023 · OMB 3235-0240.

Documents and Forms

Document Name Document Type
Form SEC 2565 Rule 0-2 and Form ADV-NR Form
Form SEC 2565 Form ADV-NR Rule 0-2 and Form ADV-NR Form
SEC 2565 Form ADV-NR formadv-nr.pdf www.sec.gov/about/forms/formadv-nr.pdf Form
SEC 2565 Form ADV-NR formadv-nr.pdf www.sec.gov/about/forms/formadv-nr.pdf Form
secsorn50.pdf sec sorn 50 IC Document
secsorn50.pdf sec sorn 50 IC Document

Information Collection (IC) Details

View Information Collection (IC)

IC Title:	Rule 0-2 and Form ADV-NR	Agency IC Tracking Number:

Is this a Common Form? No		IC Status: Modified

Obligation to Respond: Mandatory

CFR Citation: 17 CFR 275.0-2 17 CFR 279.4

Information Collection Instruments:

Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability
Form	SEC 2565	Form ADV-NR	formadv-nr.pdf	http://www.sec.gov/about/forms/formadv-nr.pdf	Yes	No	Printable Only

Line of Business: Economic Development

Subfunction: Financial Sector Oversight

Privacy Act System of Records
Title: Investment Adviser records	FR Citation: 83 FR 6892

Number of Respondents: 41	Number of Respondents for Small Entity: 1

Affected Public: Private Sector	Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 0 %

	Approved	Change Due to Adjustment in Agency Estimate	Previously Approved
Annual Number of Responses for this IC	41	20	21
Annual IC Time Burden (Hours)	41	20	21
Annual IC Cost Burden (Dollars)	0	0	0

Documents for IC

Title	Document	Date Uploaded
sec sorn 50	secsorn50.pdf	09/28/2017

Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.

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