20-4-4256 Foreign producers' / exporters' questionnaire

Information collections for import injury investigations (producers, importers, purchasers, and foreign producer questionnaires and institution notices for 5-year reviews)

Foreign producers--NOES (R1)

Non-oriented electrical steel (NOES) from China, Germany, Japan, Korea, Sweden, and Taiwan (Inv. nos. 701-TA-506 and 508 and 731-TA-1238-1243) Review 1

OMB: 3117-0016

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OMB No. 3117-0016/USITC No. 20-4-4253; Expiration Date: 6/30/2023
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FOREIGN PRODUCERS’/EXPORTERS’ QUESTIONNAIRE
NON-ORIENTED ELECTRICAL STEEL FROM
CHINA, GERMANY, JAPAN, KOREA, SWEDEN, AND TAIWAN
This questionnaire must be received by the Commission by August 10, 2020
See last page for filing instructions.
The information called for in this questionnaire is for use by the United States International Trade Commission in
connection with its review of the countervailing duty orders concerning non-oriented electrical steel (“NOES”) from
China and Taiwan and the antidumping duty orders concerning NOES from China, Germany, Japan, Korea, Sweden, and
Taiwan (Inv. Nos. 701-TA-506 and 508 and 731-TA-1238-1243 (Review)). The information requested in the questionnaire
is requested under the authority of the Tariff Act of 1930, title VII.

Name of firm
Address
Website
Has your firm produced or exported NOES (as defined on next page) at any time since January 1, 2014?

NO

(Sign the certification below and promptly return only this page of the questionnaire to the Commission)

YES

(Complete all parts of the questionnaire, and return the entire questionnaire to the Commission)

Data reported in this questionnaire relate to (Check one):
China

Germany

Japan

Korea

Sweden

Taiwan

Return questionnaire via the Commission Drop Box by clicking on the following link:
https://dropbox.usitc.gov/oinv/. (PIN: NOES)
CERTIFICATION
I certify that the information herein supplied in response to this questionnaire is complete and correct to the best of my
knowledge and belief and understand that the information submitted is subject to audit and verification by the Commission. By
means of this certification I also grant consent for the Commission, and its employees and contract personnel, to use the
information provided in this questionnaire and throughout this proceeding in any other import-injury proceedings or reviews
conducted by the Commission on the same or similar merchandise.
I, the undersigned, acknowledge that information submitted in response to this request for information and throughout this
proceeding or other proceeding may be disclosed to and used: (i) by the Commission, its employees and Offices, and contract
personnel (a) for developing or maintaining the records of this or a related proceeding, or (b) in internal investigations, audits,
reviews, and evaluations relating to the programs, personnel, and operations of the Commission including under 5 U.S.C.
Appendix 3; or (ii) by U.S. government employees and contract personnel, solely for cybersecurity purposes. I understand that all
contract personnel will sign appropriate nondisclosure agreements.
Name of Authorized Official

Title of Authorized Official

Date

Phone:
Signature

Email address

Business Proprietary
Foreign Producers’/Exporters’ Questionnaire - NOES (Review)

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PART I.--GENERAL INFORMATION
Background.--On December 3, 2014, the Department of Commerce (“Commerce”) issued countervailing
duty orders on imports of NOES from China and Taiwan. Also on December 3, 2014 Commerce issued
antidumping duty orders on imports of NOES from China, Germany, Japan, Korea, Sweden, and Taiwan.
On November 1, 2019, the Commission instituted reviews pursuant to section 751(c) of the Tariff Act of
1930 (19 U.S.C. § 1675(c)) (the Act) to determine whether revocation of the orders would be likely to
lead to continuation or recurrence of material injury to the domestic industry within a reasonably
foreseeable time. If both the Commission and Commerce make an affirmative determination, the orders
will remain in place. If either the Commission or Commerce makes a negative determination, Commerce
will revoke the orders. Questionnaires and other information pertinent to this proceeding are available
at
https://www.usitc.gov/investigations/701731/2019/non_oriented_electrical_steel_china_germany_jap
an/first_review_full.htm.
NOES covered by these investigations includes cold-rolled, flat-rolled, alloy steel products, whether or
not in coils, regardless of width, having an actual thickness of 0.20 mm or more, in which the core loss is
substantially equal in any direction of magnetization in the plane of the material. The term
‘‘substantially equal’’ means that the cross grain direction of core loss is no more than 1.5 times the
straight grain direction (i.e., the rolling direction) of core loss. NOES has a magnetic permeability that
does not exceed 1.65 Tesla when tested at a field of 800 A/m (equivalent to 10 Oersteds) along (i.e.,
parallel to) the rolling direction of the sheet (i.e., B800 value). NOES contains by weight more than 1.00
percent of silicon but less than 3.5 percent of silicon, not more than 0.08 percent of carbon, and not
more than 1.5 percent of aluminum. NOES has a surface oxide coating, to which an insulation coating
may be applied.
NOES is subject to the Order whether it is fully processed (i.e., fully annealed to develop final magnetic
properties) or semi-processed (i.e., finished to final thickness and physical form but not fully annealed to
develop final magnetic properties). Fully processed NOES is typically made to the requirements of ASTM
specification A 677, Japanese Industrial Standards (JIS) specification C 2552, and/or International
Electrotechnical Commission (IEC) specification 60404–8–4. Semi-processed NOES is typically made to
the requirements of ASTM specification A 683. However, the scope of the Order is not limited to
merchandise meeting the ASTM, JIS, and IEC specifications noted immediately above.
NOES is sometimes referred to as cold-rolled non-oriented (CRNO), nongrain oriented (NGO), nonoriented (NO), or cold-rolled non-grain oriented (CRNGO) electrical steel. These terms are
interchangeable.
Excluded from the scope of the Order are flat-rolled products not in coils that, prior to importation into
the United States, have been cut to a shape and undergone all punching, coating, or other operations
necessary for classification in Chapter 85 of the Harmonized Tariff Schedule of the United States (HTSUS)
as a part (i.e., lamination) for use in a device such as a motor, generator, or transformer.
NOES is currently imported under statistical reporting numbers 7225.19.0000, 7226.19.1000, and
7226.19.9000 of the Harmonized Tariff Schedule of the United States (HTSUS). It may also be entered
under HTSUS statistical reporting numbers 7225.50.8085, 7225.99.0090, 7226.92.5000, 7226.92.7050,
7226.92.8050, 7226.99.0180 of the HTSUS. The HTSUS provisions are for convenience and customs
purposes; the written description of the scope is dispositive.

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Foreign Producers’/Exporters’ Questionnaire - NOES (Review)

Page 3

Reporting of information.--If information is not readily available from your records, provide carefully
prepared estimates. If your firm is completing more than one questionnaire (i.e., a producer, importer,
purchaser and/or foreign producer questionnaire), you need not respond to duplicated questions.
Confidentiality.--The commercial and financial data furnished in response to this questionnaire that
reveal the individual operations of your firm will be treated as confidential by the Commission to the
extent that such data are not otherwise available to the public and will not be disclosed except as may
be required by law (see 19 U.S.C. § 1677f). Such confidential information will not be published in a
manner that will reveal the individual operations of your firm; however, general characterizations of
numerical business proprietary information (such as discussion of trends) will be treated as confidential
business information only at the request of the submitter for good cause shown.
Verification.--The information submitted in this questionnaire is subject to audit and verification by the
Commission. To facilitate possible verification of data, please keep all files, worksheets, and supporting
documents used in the preparation of the questionnaire response. Please also retain a copy of the final
document that you submit.
Release of information.--The information provided by your firm in response to this questionnaire, as
well as any other business proprietary information submitted by your firm to the Commission in
connection with this proceeding, may become subject to, and released under, the administrative
protective order provisions of the Tariff Act of 1930 (19 U.S.C. § 1677f) and section 207.7 of the
Commission’s Rules of Practice and Procedure (19 CFR § 207.7). This means that certain lawyers and
other authorized individuals may temporarily be given access to the information for use in connection
with this proceeding or other import-injury proceedings conducted by the Commission on the same or
similar merchandise; those individuals would be subject to severe penalties if the information were
divulged to unauthorized individuals.

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Foreign Producers’/Exporters’ Questionnaire - NOES (Review)

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Valid number error messages.--If you are completing this form in a country that uses periods (“.”) to
delineate multiples of 1000 (e.g., one million would appear as $1.000.000 rather than $1,000,000), you
may be unable to enter in numbers greater than 999 in numeric form fields. The solution to this data
entry issue is to temporarily change your operating system’s number formatting to be consistent with
the U.S. number formatting system while you complete this form. Detailed instructions on how to
resolve this issue is provided at the end of this questionnaire and is available upon request from Julie
Duffy (202-708-2579, [email protected]).
I-1.

OMB statistics.--Please report below the actual number of hours required and the cost to your
firm of completing this questionnaire.
Hours

Dollars

The questions in this questionnaire have been reviewed with market participants to ensure that
issues of concern are adequately addressed and that data requests are sufficient, meaningful,
and as limited as possible. Public reporting burden for this questionnaire is estimated to average
30 hours per response, including the time for reviewing instructions, gathering data, and
completing and reviewing the questionnaire.
We welcome comments regarding the accuracy of this burden estimate, suggestions for
reducing the burden, and any suggestions for improving this questionnaire. Please attach such
comments to your response or send to the Office of Investigations, USITC, 500 E St. SW,
Washington, DC 20436.
I-2.

Establishments covered.--Provide the name and address of establishment(s) covered by this
questionnaire.
“Establishment”-- Each facility of a firm in China, Germany, Japan, Korea, Sweden, and Taiwan
involved in the production or export of NOES, including auxiliary facilities operated in
conjunction with (whether or not physically separate from) such facilities. Firms operating more
than one establishment in China, Germany, Japan, Korea, Sweden, and Taiwan should combine
the data for all establishments into a single report.

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Foreign Producers’/Exporters’ Questionnaire - NOES (Review)

Page 5

I-3.

Stock symbol information.-- If your firm or any of the entities reported in question I-2 are
publicly traded in the United States, please specify the stock exchange and trading symbol
(including American Depository Receipts, if applicable):
.

I-4.

External counsel.-- If your firm or parent firm is represented by external counsel in relation to
this proceeding, please specify the name of the law firm and the lead attorney(s).
Law firm:
Lead attorney(s):

I-5.

U.S. importers.--Please provide the names, contacts, email addresses, and telephone numbers
of the FIVE largest U.S. importers of your firm’s NOES in 2019.

No.

1
2
3
4
5

Importer’s name

Contact person

Email address

Share of
Area code
your firm’s
and
2019 U.S.
telephone
exports
number
(%)

Business Proprietary
Foreign Producers’/Exporters’ Questionnaire - NOES (Review)
I-6.

U.S. or other country production.--Does your firm or any related firm produce, have the
capability to produce, or have any plans to produce NOES in the United States or other
countries?

No

I-7.

Yes

If yes--Please name the firm(s) and country(ies) below and, if U.S.
producer(s), ensure that they complete the Commission’s producer
questionnaire.

U.S. importation.--Does your firm or any related firm import or have any plans to import NOES
into the United States?

No

I-8.

Page 6

Yes

If yes--Please name the firm(s) below and ensure that they complete the
Commission’s importer questionnaire.

Business plan.--In Parts II and III of this questionnaire we request a copy of your company’s
business plan. Does your company or any related firm have a business plan or any internal
documents that describe, discuss, or analyze expected future market conditions for NOES?

No

Yes

If yes--Please provide the requested documents. If you are not providing
the requested documents, please explain why not.

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Foreign Producers’/Exporters’ Questionnaire - NOES (Review)

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PART II.--TRADE AND RELATED INFORMATION
Further information on this part of the questionnaire can be obtained from Julie Duffy (202-708-2579,
[email protected]). Supply all data requested on a calendar-year basis.
II-1.

Contact information.--Please identify the responsible individual and the manner by which
Commission staff may contact that individual regarding the confidential information submitted
in part II.
Name
Title
Email
Telephone

II-2.

Changes in operations.--Please indicate whether your firm has experienced any of the following
changes in relation to the production of NOES since January 1, 2014.

Check as many as appropriate.
Plant openings
Plant closings
Relocations
Expansions
Acquisitions
Consolidations
Prolonged shutdowns or
production curtailments
Revised labor agreements
Other (e.g., technology)

If checked, please describe; leave blank if not
applicable.

Business Proprietary
Foreign Producers’/Exporters’ Questionnaire - NOES (Review)
II -2b

Page 8

Anticipated changes in operations.--Does your firm anticipate any changes in the character of
its operations or organization relating to the production of NOES in the future?

No

Yes

If yes, supply details as to the time, nature, and significance of
such changes and provide underlying assumptions, along with
relevant portions of business plans or other supporting
documentations that address this issue.

Business Proprietary
Foreign Producers’/Exporters’ Questionnaire - NOES (Review)
II-3a.

Page 9

Production using same machinery.--Please report your firm’s production of products made on
the same equipment, machinery, or employees as used to produce NOES, and the combined
production capacity on this shared equipment, machinery, or employees in the periods
indicated.
“Overall production capacity” or “capacity” –The level of production that your
establishment(s) could reasonably have expected to attain during the specified periods for all
products manufactured in that establishment using the same manufacturing equipment.
Assume normal operating conditions (i.e., using equipment and machinery in place and ready to
operate; normal operating levels (hours per week/weeks per year) and time for downtime,
maintenance, repair, and cleanup).
Note.--If your firm does not produce any out-of-scope merchandise on the same machinery and
equipment as scope merchandise then the "overall production capacity" numbers reported in
this question should be exactly equal to the "average production capacity" numbers reported in
question II-11. If, however, your firm does produce out-of-scope merchandise using the same
machinery and equipment as scope merchandise, then the "average production capacity"
reported in question II-11 should exclude the portion of "overall production capacity" that was
used to produce this out-of-scope merchandise.
“Production” --All production in your establishment(s) in China, Germany, Japan, Korea,
Sweden, and Taiwan, including production consumed internally within your firm.
Quantity (in short tons)
Calendar year

Item

2014

2015

2016

January-June

2017

2018

2019

2019

2020

Overall production
capacity
Production of:
NOES1

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

0

Out-of-scope
production.-Grain-oriented
electrical steel
Cold-rolled magnetic
lamination steel
Other products2
Subtotal, out-ofscope production
Total
production
using same
machinery or
workers
1
2

Data entered for production of NOES will populate here once reported in question II-11.
Please identify these products:
.

Business Proprietary
Foreign Producers’/Exporters’ Questionnaire - NOES (Review)
II-3b.

Page 10

Operating parameters.--The production capacity reported in II-3a is based on the following
operating paramaters:
Hours per week

Weeks per year

II-3c.

Capacity calculation.--Please describe the methodology used to calculate overall production
capacity reported in II-3a, and explain any changes in reported capacity.

II-3d.

Production constraints.--Please describe the constraint(s) that set the limit(s) on your firm’s
production capacity.

II-3e.

Product shifting.
(i).

Is your firm able to switch production (capacity) between NOES and other products using
the same equipment and/or labor?

No

(ii).

Yes

If yes—(i.e., have produced other products or are able to produce other
products) Please identify other actual or potential products:

Please describe the factors that affect your firm’s ability to shift production capacity
between products (e.g., time, cost, relative price change, etc.), and the degree to which
these factors enhance or constrain such shifts.

II-4.

Share of sales.--What percentage of your firm’s total sales in its most recent fiscal year was
represented by sales of NOES?
percent.

II-5.

Firm's estimated share of production in country.--Please estimate the percentage of total
production of NOES in the country specified on the certification page accounted for by your firm’s
production in 2019.
percent.

II-6.

Firm's estimated share of country's exports.--Please estimate the percentage of total exports to
the United States of NOES from the country specified on the certification page accounted for by
your firm’s exports in 2019.
percent.

Business Proprietary
Foreign Producers’/Exporters’ Questionnaire - NOES (Review)
II-7.

Page 11

Third country trade actions.--Is the NOES exported by your firm subject to
antidumping/countervailing duty/safeguard findings, remedies, or proceedings?

No

Yes

If yes— List the products(s), countries affected, and the date of such
findings/remedies/proceedings

II-8.

Other export markets.--Identify export markets (other than the United States) that your firm
has developed or where it has increased its sales of NOES since 2014. Please identify and discuss
below.

II-9.

Significance of countervailing duty and antidumping duty orders.--Describe the significance of
the existing countervailing duty and antidumping duty orders covering imports of NOES from
China, Germany, Japan, Korea, Sweden, and/or Taiwan in terms of its effect on your firm’s
production capacity, production, home market shipments, exports to the United States and
other markets, and inventories. You may wish to compare your firm’s operations before and
after the imposition of the orders.

II-10.

Likely impact of revocation.--Would your firm anticipate any changes in in the character of its
operations or organization, including its production capacity, production, U.S. shipments,
inventories, purchases, employment, revenues, costs, profits, cash flow, capital expenditures,
research and development expenditures, or asset values relating to the production of NOES in
the future if the countervailing duty and antidumping duty orders on NOES from China,
Germany, Japan, Korea, Sweden, and/or Taiwan were to be revoked?

No

Yes

If yes, supply details as to the time, nature, and significance of
such changes and provide underlying assumptions, along with
relevant portions of business plans or other supporting
documentations that address this issue. Include in your
response a specific projection of your firm’s capacity to
produce NOES (in short tons) for 2020 and 2021.

Business Proprietary
Foreign Producers’/Exporters’ Questionnaire - NOES (Review)
II-11.

Page 12

Trade data.--Report your firm’s production capacity, production, shipments, and inventories
related to the production of NOES in your establishment(s) in China, Germany, Japan, Korea,
Sweden, and Taiwan during the specified periods. Do not include resales of NOES that your firm
did not produce in this question; those data to the degree they are exported to the United
States should only be reported in question II-12.
Do not submit data by manufacturing facility if they are in the same country. If your firm has
multiple manufacturing establishments within one country, you are required to combine data
for those establishments within one foreign producer questionnaire response.
Do not submit data on multiple countries combined. The establishments reported here should
all be located in the country of the firm’s address reported on the certification page.
Multinational companies with production in multiple subject countries should submit separate
foreign producer questionnaire responses for each subject country.
“Average production capacity” or “capacity” –The level of production that your
establishment(s) could reasonably have expected to attain during the specified periods for all
products manufactured in that establishment using the same manufacturing equipment.
Assume normal operating conditions (i.e., using equipment and machinery in place and ready to
operate; normal operating levels (hours per week/weeks per year) and time for downtime,
maintenance, repair, and cleanup; and a typical or representative product mix).
“Production” --All production in your establishment(s) in China, Germany, Japan, Korea,
Sweden, and Taiwan, including production consumed internally within your firm.
“Shipments”--Shipments of products produced in your establishment(s) in China, Germany,
Japan, Korea, Sweden, and Taiwan. Quantities
reported should be net of returns. Report net values (i.e., gross sales values less all
discounts, allowances, rebates, prepaid freight, and the value of returned goods) in U.S.
dollars, f.o.b. your point of shipment in China, Germany, Japan, Korea, Sweden, and Taiwan.
“Home market commercial shipments”--Shipments, other than internal consumption and
transfers to related firms, within China, Germany, Japan, Korea, Sweden, and Taiwan.
“Home market internal consumption/transfers to related firms”--Shipments made to
related firms in China, Germany, Japan, Korea, Sweden, and Taiwan, including product
consumed internally by your firm.
“Export shipments”--Shipments to destinations outside China, Germany, Japan, Korea, Sweden,
and Taiwan, including shipments to related firms.
“Inventories”--Finished goods inventory, not raw materials or work-in-progress.
Note: As requested in Part I of this questionnaire, please keep all supporting documents/records
used in the preparation of the trade data, as Commission staff may contact your firm regarding
questions on the trade data. The Commission may also request that your company submit copies
of the supporting documents/records (such as production and sales schedules, inventory records,
etc.) used to compile these data.

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Foreign Producers’/Exporters’ Questionnaire - NOES (Review)
II-11.

Page 13

Trade data.--Continued.
Quantity (in short tons) and Value (in 1,000 dollars)
Calendar year
Item

2014

2015

2016

January-June

2017

2018

2019

2019

2020

Average production
capacity1 (A)
Beginning-of-period
inventories (B)
Production (C)
Home market shipments:
Internal consumption/
transfers
Quantity (D)
Value (E)
Commercial shipments
Quantity (F)
Value (G)
Export shipments:
to the United States:
Quantity (H)
Value (I)
to the European Union:2
Quantity (J)
Value (K)
to Asia:3
Quantity (L)
Value (M)
to all other markets:4
Quantity (N)
Value (O)
Total exports (Quantity) (P)

0

0

0

0

0

0

0

0

Total shipments (Quantity)
(Q)

0

0

0

0

0

0

0

0

End-of-period inventories
(R)
The production capacity reported is based on operating
hours per week,
weeks per year. Please
describe the methodology used to calculate production capacity, and explain any changes in reported capacity:
2
Identify your firm’s principal European Union export markets:
.
3
Identify your firm’s principal Asian export markets:
.
4
Identify your firm’s principal other export markets:
.
1

.

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Foreign Producers’/Exporters’ Questionnaire - NOES (Review)
II-11.

Page 14

Trade data.—Continued.
RECONCILIATION OF SHIPMENTS, PRODUCTION, AND INVENTORY.--Generally, the data reported
for the end-of-period inventories (i.e., line R) should be equal to the beginning-of-period
inventories (i.e., line B), plus production (i.e., line C), less total shipments (i.e., lines D, F, H, J, L,
and N). Please ensure that any differences are not due to data entry errors in completing this
form, but rather actually reflect your firm’s records; and also provide any likely explanations for
any differences (e.g., theft, loss, damage, record systems issues, etc.) if they exist.
Calendar year
Item

B + C – D – F – H –J – L – N –
R= should equal zero ("0")
or provide an explanation.1

2014

2015

0

2016

0

January-June

2017

0

2018

0

2019

0

2019

0

Explanation if the calculated fields above are returning values other than zero (i.e., “0”) but are
nonetheless accurate:
.
1

2020

0

0

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Foreign Producers’/Exporters’ Questionnaire - NOES (Review)
II-12.

Page 15

Exports to the United States not produced by your firm.--Report your firm’s exports to the
United States of NOES that was produced in China, Germany, Japan, Korea, Sweden, and Taiwan
but not by your firm during the specified periods. Note these data should not be included in
question II-11.
Quantity (in short tons) and Value (in 1,000 dollars)
Calendar year
Item

2014

2015

2016

2017

January-June
2018

2019

2019

2020

Exports of NOES to the
United States not
produced by your firm1.—
Quantity 1
Value
1

List the producer(s).

II-13.

Other explanations.--If your firm would like to further explain a response to a question in Part II
for which a narrative box was not provided, please note the question number and the
explanation in the space provided below. Please also use this space to highlight any issues your
firm had in providing the data in this section, including but not limited to technical issues with
the MS Word questionnaire.

.

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Foreign Producers’/Exporters’ Questionnaire - NOES (Review)

Page 16

PART III.--MARKET FACTORS
Further information on this part of the questionnaire can be obtained from Andrew Knipe (202-2052390, [email protected]).
III-1.

Contact information.--Please identify the responsible individual and how Commission staff may
contact the individual regarding the confidential information submitted in part III.
Name
Title
Email
Telephone

III-2.

Contract versus spot.--Approximately what share of your firm’s sales of NOES to U.S. customers
in 2019 was on a (1) short-term contract basis, (2) annual contract basis, (3) long-term contract
basis, and (4) spot sales basis?

Share of your
2019 sales

Type of sale
Long-term
Annual
contracts
contracts
(multiple
(multiple
deliveries for
deliveries for 12
more than 12
months)
months)

Short-term
contracts
(multiple
deliveries for
less than 12
months)
%

%

%

Total
(should
sum to
100.0%)

Spot sales
(for a single
delivery)
%

0.0

%

Business Proprietary
Foreign Producers’/Exporters’ Questionnaire - NOES (Review)
III-3.

Page 17

Contract provisions.--Please fill out the table regarding your firm’s typical sales contracts for
NOES (or check “not applicable” if your firm does not sell on a short-term, annual and/or longterm contract basis).

Typical sales
contract provisions

Item

Average contract
duration

No. of
days

Price renegotiation
(during contract
period)

Yes

Short-term contracts
(multiple deliveries
for less than 12
months)

Annual contracts
(multiple
deliveries for 12
months)

Long-term contracts
(multiple deliveries for
more than 12 months)

365

No
Quantity

Fixed quantity
and/or price

Price
Both
Yes

Indexed to raw
material costs1

No

Not applicable
1

Please identify the indexes used:

III-4.

Lead times.--What is your firm’s share of sales from inventory and produced to order and what
is the typical lead time between a customer’s order and the date of delivery for your firm’s sales
of NOES?
Source

Share of 2019 sales

From inventory

%

Produced to order

%

Total (should sum to 100.0%)

0.0 %

Lead time (average
number of days)

Business Proprietary
Foreign Producers’/Exporters’ Questionnaire - NOES (Review)
III-5.

Page 18

Raw materials.--Indicate how NOES raw materials prices have changed since January 1, 2014,
and how you expect they will change in the future.

Raw
materials
prices

Fluctuate
with no
clear
Overall
No
Overall
increase change decrease trend

Explain, noting how raw material
price changes have affected your
firm’s selling prices for NOES.

Changes since
January 1,
2014
Anticipated
changes
III-6.

Changes in factors affecting supply.--Have any changes occurred in any other factors affecting
supply (e.g., changes in availability or prices of energy or labor; transportation conditions;
production capacity and/or methods of production; technology; export markets; or alternative
production opportunities) that affected the availability of China, Germany, Japan, Korea,
Sweden, and Taiwan-produced NOES in the U.S. market since January 1, 2014?
No

III-7.

Yes

If yes, please describe.

Availability of SUBJECT import supply.--Do you anticipate any changes in terms of the
availability of China, Germany, Japan, Korea, Sweden, and/or Taiwan-produced NOES in the U.S.
market in the future?
If you anticipate changes in supply, please identify the changes,
No
including the time period and the impact of such changes on
Increase change Decrease shipment volumes and prices.

III-8.

Product shifting.--Describe how easily your firm can shift its sales of NOES between the U.S.
market and alternative country markets. In your discussion, please describe any contracts, other
sales arrangements, or other constraints (including any third-country trade barriers such as
tariffs, quotas, or other non-tariff barriers) that would prevent or retard your firm from shifting
NOES between the U.S. and alternative country markets within a 12-month period.

Business Proprietary
Foreign Producers’/Exporters’ Questionnaire - NOES (Review)
III-9.

Page 19

Product range.--Is the product range, product mix, or marketing of NOES in your firm’s home
market different from that of NOES for export to the United States or to third-country markets?
No

Yes

If yes, please explain.

III-10. Product changes.--Have there been any significant changes in the product range, product mix,
or marketing of NOES in your firm’s home market, for export to the United States, or for export
to third-country markets since January 1, 2014? Do you anticipate any future changes?
Changes in
product range,
product mix, or
marketing

No

Yes

Explain

Changes since
January 1, 2014
Anticipated
changes
III-11. Substitutes. --Have there been any changes in the number or types of products that can be
substituted for NOES since January 1, 2014? Do you anticipate any future changes?
Changes in
substitutes

No

Yes

Explain

Changes since
January 1, 2014
Anticipated
changes
III-12. Interchangeability.--Is the NOES produced by your firm and sold in its home market
interchangeable (i.e., can be used in the same applications) with your firm’s NOES sold to the
United States and/or to third-country markets?
Yes

No

If no, identify the market(s) and any differences in the products.

Business Proprietary
Foreign Producers’/Exporters’ Questionnaire - NOES (Review)

Page 20

III-13. End uses.-(a)

Describe the end uses of the NOES that your firm manufactures and sell to your firm’s
home market. If these end uses differ from those of the NOES your firm sells to the U.S.
market or to third-country markets, explain.

(b)

Have there been any changes in the end uses of NOES since January 1, 2014? Do you
anticipate any future changes?

Changes in end
uses

No

Yes

Explain

Changes since
January 1, 2014
Anticipated
changes
III-14. Demand trends.--Indicate how demand in the following markets for NOES has changed since
January 1, 2014, and how you anticipate demand will change in the future. Explain any trends
and describe the principal factors that have affected, and that you anticipate will affect, these
changes in demand.

Your firm’s market

Overall
increase

Fluctuate
No
Overall
with no
change decrease clear trend
Demand since January 1, 2014

Home market
United States
Other markets
Anticipated future demand
Home market
United States
Other markets

Explanation and factors

Business Proprietary
Foreign Producers’/Exporters’ Questionnaire - NOES (Review)

Page 21

III-15. Price comparisons.--Please compare market prices of NOES in your firm’s home market, the
United States, and third-country markets.

III-16. Description of home market.--Describe briefly your firm’s home market for NOES, including the
number of, and competition between, producers.

III-17. Import competition.--Does your firm face competition from imports of NOES in your firm’s
home market?
No

Yes

If yes, please identify the country sources of these imports.

III-18. Market studies.--Please provide as a separate attachment to this request any studies, surveys,
etc. that you are aware of that quantify and/or otherwise discuss NOES supply (including
production capacity and capacity utilization) and demand in (1) the United States, (2) each of
the other major producing/consuming countries, including China, Germany, Japan, Korea,
Sweden, and Taiwan, and (3) the world as a whole. Of particular interest is such data from 2014
to the present and forecasts for the future.
III-19. Other explanations.--If your firm would like to further explain a response to a question in Part III
for which a narrative box was not provided, please note the question number and the
explanation in the space provided below. Please also use this space to highlight any issues your
firm had in providing the data in this section, including but not limited to technical issues with
the MS Word questionnaire.

Business Proprietary
Foreign Producers’/Exporters’ Questionnaire - NOES (Review)

Page 22

Correcting Valid number error messages.--If you are completing a Commission questionnaire in a
country that uses periods (“.”) to delineate multiples of 1000 (e.g., one million would appear as
$1.000.000 instead of as $1,000,000), you may be unable to enter in numbers greater than 999 in
numeric form fields. This issues stem from your computer number formatting setting (e.g., not the MS
Word document itself, but the computer from which you are opening up the document). In the United
States commas (,) delineate multiples of 1000 and periods (.) delineate fractions less than one. Many EU
countries use the reverse where multiples of 1000 are delineated with periods (.) and fractions less than
one are delineated with commas (,). The U.S. International Trade Commission’s questionnaires are setup in the United States with the U.S. number formatting. When this formatting interacts with a
computer set to EU number formatting, we believe this may cause this issue.
The solution to this data entry issue is to temporarily change your operating system’s number
formatting to be consistent with the U.S. number formatting system while you complete the
questionnaire.
To temporarily change your computer’s number settings to U.S. settings, please do the following (for
Microsoft Windows Operating system):
•
•
•
•
•

START
Control Panel
Region and Language (under Clock, Language, and Region category)
Format tab
Change the Format from your existing one (e.g. “Italian (Italy)”) to “English (United States)” (see
screen shots below)

When you do this the number “twelve million dollars and thirty-five cents” would change from
$12.000.000,35 (Italy format) to $12,000,000.35 (U.S. format), and then there will be no conflict with
the USITC foreign producer questionnaire form. When you finish reporting the data then you can close
the questionnaire and switch back to Italy settings.

Business Proprietary
Foreign Producers’/Exporters’ Questionnaire - NOES (Review)

Page 23

HOW TO FILE YOUR QUESTIONNAIRE RESPONSE
This questionnaire is available as a “fillable” form in MS Word format on the
Commission’s website at:
https://www.usitc.gov/investigations/701731/2019/non_oriented_electrical_steel_chin
a_germany_japan/first_review_full.htm
Please do not attempt to modify the format or permissions of the questionnaire
document. Please submit the completed questionnaire using one of the methods noted
below. If your firm is unable to complete the MS Word questionnaire or cannot use one
of the electronic methods of submission, please contact the Commission for further
instructions.
• Upload via Secure Drop Box.—Upload the MS Word questionnaire along with a scanned copy of the
signed certification page (page 1) through the Commission’s secure upload facility:
Web address: https://dropbox.usitc.gov/oinv/

Pin: NOES

• E-mail.—E-mail the MS Word questionnaire to [email protected]; include a scanned copy of the
signed certification page (page 1). Submitters are strongly encouraged to encrypt nonpublic documents
that are electronically transmitted to the Commission to protect your sensitive information from
unauthorized disclosure. The USITC secure drop-box system and the Electronic Document Information
System (EDIS) use Federal Information Processing Standards (FIPS) 140-2 cryptographic algorithms to
encrypt data in transit. Submitting your nonpublic documents by a means that does not use these
encryption algorithms (such as by email) may subject your firm’s nonpublic information to unauthorized
disclosure during transmission. If you choose a non-encrypted method of electronic transmission, the
Commission warns you that the risk of such possible unauthorized disclosure is assumed by you and not
by the Commission.
If your firm did not produce or export this product, please fill out page 1, print, sign, and submit a
scanned copy to the Commission.
Parties to this proceeding.—If your firm is a party to this proceeding, it is required to serve a copy of the
completed questionnaire on parties to the proceeding that are subject to administrative protective
order (see 19 CFR § 207.7). A list of such parties may be obtained from the Commission’s Secretary (202205-1803). A certificate of service must accompany the completed questionnaire you submit (see 19 CFR
§ 207.7). Service of the questionnaire must be made in paper form.


File Typeapplication/pdf
File TitleForeign producer questionnaire - sunst
AuthorDuffy, Julie
File Modified2020-07-07
File Created2020-07-07

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