30 Day Notice

30 Day Notice 3235-0018.pdf

Rule 15b6-1 and Form BDW

30 Day Notice

OMB: 3235-0018

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44332

Federal Register / Vol. 85, No. 141 / Wednesday, July 22, 2020 / Notices

persons will be made available for
public inspection when received.
Dated: July 16, 2020.

For the Nuclear Regulatory Commission.
Jessie M. Quintero,
Acting Chief, Environmental Review Materials
Branch, Division of Rulemaking,
Environmental, and Financial Support, Office
of Nuclear Material Safety, and Safeguards.

POSTAL REGULATORY COMMISSION

[FR Doc. 2020–15809 Filed 7–21–20; 8:45 am]

Issued July 17, 2020.

Notice Initiating Docket(s) For Recent
Postal Service Negotiated Service
Agreement Filings

BILLING CODE 7590–01–P

Docket No.

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Competitive Product Prices, Priority Mail Contracts, Priority Mail Contract 642 .............................................................................
Competitive Product Prices, Priority Mail Contract 642 (MC2020–202), Negotiated Service Agreements ....................................

I. Introduction
The Commission gives notice that the
Postal Service filed request(s) for the
Commission to consider matters related
to negotiated service agreement(s). The
request(s) may propose the addition or
removal of a negotiated service
agreement from the market dominant or
the competitive product list, or the
modification of an existing product
currently appearing on the market
dominant or the competitive product
list.
Section II identifies the docket
number(s) associated with each Postal
Service request, the title of each Postal
Service request, the request’s acceptance
date, and the authority cited by the
Postal Service for each request. For each
request, the Commission appoints an
officer of the Commission to represent
the interests of the general public in the
proceeding, pursuant to 39 U.S.C. 505
(Public Representative). Section II also
establishes comment deadline(s)
pertaining to each request.
The public portions of the Postal
Service’s request(s) can be accessed via
the Commission’s website (http://
www.prc.gov). Non-public portions of
the Postal Service’s request(s), if any,
can be accessed through compliance
with the requirements of 39 CFR
3011.301.1
The Commission invites comments on
whether the Postal Service’s request(s)
in the captioned docket(s) are consistent
with the policies of title 39. For
request(s) that the Postal Service states
concern market dominant product(s),
applicable statutory and regulatory
requirements include 39 U.S.C. 3622, 39
U.S.C. 3642, 39 CFR part 3030, and 39
CFR part 3040, subpart B. For request(s)
that the Postal Service states concern
competitive product(s), applicable
statutory and regulatory requirements
include 39 U.S.C. 3632, 39 U.S.C. 3633,
39 U.S.C. 3642, 39 CFR part 3035, and
1 See Docket No. RM2018–3, Order Adopting
Final Rules Relating to Non-Public Information,
June 27, 2018, Attachment A at 19–22 (Order No.
4679).

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39 CFR part 3040, subpart B. Comment
deadline(s) for each request appear in
section II.
II. Docketed Proceeding(s)
1. Docket No(s).: MC2020–202 and
CP2020–229; Filing Title: USPS Request
to Add Priority Mail Contract 642 to
Competitive Product List and Notice of
Filing Materials Under Seal; Filing
Acceptance Date: July 16, 2020; Filing
Authority: 39 U.S.C. 3642, 39 CFR
3040.130 through 3040.135, and 39 CFR
3035.105; Public Representative:
Christopher C. Mohr; Comments Due:
July 24, 2020.
This Notice will be published in the
Federal Register.
Erica A. Barker,
Secretary.
[FR Doc. 2020–15871 Filed 7–21–20; 8:45 am]
BILLING CODE P

SECURITIES AND EXCHANGE
COMMISSION
[SEC File No. 270–17, OMB Control No.
3235–0018

Submission for OMB Review;
Comment Request]
Upon Written Request, Copies Available
From: Securities and Exchange
Commission, Office of FOIA Services,
100 F Street NE, Washington, DC
20549–2736
Extension:
Rule 15b6–1 and Form BDW

Notice is hereby given that, pursuant
to the Paperwork Reduction Act of 1995
(‘‘PRA’’) (44 U.S.C. 3501 et seq.), the
Securities and Exchange Commission
(‘‘Commission’’) has submitted to the
Office of Management and Budget
(‘‘OMB’’) a request for approval of
extension of the previously approved
collection of information provided for in
Rule 15b6–1 (17 CFR 240.15b6–1),
under the Securities Exchange Act of
1934 (15 U.S.C. 78a et seq.).
Registered broker-dealers use Form
BDW (17 CFR 249.501a) to withdraw

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MC2020–202
CP2020–229

from registration with the Commission,
the self-regulatory organizations, and
the states. On average, the Commission
estimates that it would take a brokerdealer approximately one hour to
complete and file a Form BDW to
withdraw from Commission registration
as required by Rule 15b6–1. The
Commission estimates that
approximately 317 broker-dealers
withdraw from Commission registration
annually 1 and, therefore, file a Form
BDW via the internet with the Central
Registration Depository, a computer
system operated by the Financial
Industry Regulatory Authority, Inc. that
maintains information regarding
registered broker-dealers and their
registered personnel. The 317 brokerdealers that withdraw from registration
by filing Form BDW would incur an
aggregate annual reporting burden of
approximately 317 hours.2
An agency may not conduct or
sponsor, and a person is not required to
respond to, a collection of information
under the PRA unless it displays a
currently valid OMB control number.
The public may view background
documentation for this information
collection at the following website:
www.reginfo.gov.
Find this particular information
collection by selecting ‘‘Currently under
30-day Review—Open for Public
Comments’’ or by using the search
function. Written comments and
recommendations for the proposed
information collection should be sent
within 30 days of publication of this
notice to (i) www.reginfo.gov/public/do/
PRAMain and (ii) David Bottom,
1 This estimate is based on Form BDW data
collected over the past three years for fully
registered broker-dealers. This estimate is based on
the numbers of forms filed; therefore, the number
may include multiple forms per broker-dealer if the
broker-dealer’s initial filing was incomplete. In
fiscal year (from 10/1 through 9/30) 2017, 328
broker-dealers withdrew from registration. In fiscal
year 2018, 328 broker-dealers withdrew from
registration. In fiscal year 2019, 296 broker-dealers
withdrew from registration. (328 + 328 + 296) / 3
= 317 (rounded down from 317.33).
2 (317 × 1 hour) = 317 hours.

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Federal Register / Vol. 85, No. 141 / Wednesday, July 22, 2020 / Notices
Director/Chief Information Officer,
Securities and Exchange Commission,
c/o Cynthia Roscoe, 100 F Street NE,
Washington, DC 20549, or by sending an
email to: [email protected].
Dated: July 16, 2020.
J. Matthew DeLesDernier,
Assistant Secretary.
[FR Doc. 2020–15797 Filed 7–21–20; 8:45 am]
BILLING CODE 8011–01–P

SECURITIES AND EXCHANGE
COMMISSION
[Release No. 34–89331; File No. SR–
NASDAQ–2019–091]

Self-Regulatory Organizations; The
Nasdaq Stock Market LLC; Notice of
Withdrawal of Proposed Rule Change
To Adopt a New Rule Concerning
Nasdaq’s Ability To Request
Information From a Listed Company
Regarding the Number of Unrestricted
Publicly Held Shares in Certain
Circumstances and Halt Trading in the
Company’s Security Upon the
Request, and in Certain Circumstances
Request a Plan To Increase the
Number of Unrestricted Publicly Held
Shares To an Amount That Is Higher
Than the Applicable Publicly Held
Shares Requirement
July 16, 2020.

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On November 22, 2019, The Nasdaq
Stock Market LLC (‘‘Nasdaq’’ or the
‘‘Exchange’’) filed with the Securities
and Exchange Commission
(‘‘Commission’’), pursuant to Section
19(b)(1) of the Securities Exchange Act
of 1934 (‘‘Exchange Act’’) 1 and Rule
19b–4 thereunder,2 a proposed rule
change to adopt a rule specifying
Nasdaq’s ability to request information
from a listed company regarding the
number of unrestricted publicly held
shares when Nasdaq observes unusual
trading characteristics in a security or a
company announces an event that may
cause a contracting in the number of
unrestricted publicly held shares, halt
trading in such company’s securities
upon such a request, and potentially
request a listed company to increase its
number of unrestricted publicly held
shares.
The proposed rule change was
published for comment in the Federal
Register on December 12, 2019.3 On
January 24, 2020, pursuant to Section
1 15

U.S.C. 78s(b)(1).
CFR 240.19b–4.
3 See Securities Exchange Act Release No. 87677
(December 6, 2019), 84 FR 67974 (December 12,
2019). Comment on the proposed rule change can
be found at: https://www.sec.gov/comments/srnasdaq-2019-091/srnasdaq2019091.htm.
2 17

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19(b(2) of the Exchange Act,4 the
Commission designated a longer period
within which to either approve the
proposed rule change, disapprove the
proposed rule change, or institute
proceedings to determine whether to
disapprove the proposed rule change.5
On March 4, 2020, the Commission
instituted proceedings under Section
19(b)(2)(B) of the Exchange Act 6 to
determine whether to approve or
disapprove the proposed rule change.7
On June 5, 2020, the Commission
designated a longer period for
Commission action on the proposed rule
change.8 On July 8, 2020, the Exchange
withdrew the proposed rule change
(SR–NASDAQ–2019–091).
For the Commission, by the Division of
Trading and Markets, pursuant to delegated
authority.9
J. Matthew DeLesDernier,
Assistant Secretary.
[FR Doc. 2020–15791 Filed 7–21–20; 8:45 am]
BILLING CODE 8011–01–P

SECURITIES AND EXCHANGE
COMMISSION
[Release No. 34–89329; File No. SR–BOX–
2020–16]

Self-Regulatory Organizations; BOX
Exchange LLC; Notice of Designation
of Longer Period for Commission
Action on a Proposed Rule Change in
Connection With the Proposed
Commencement of Operations of
Boston Security Token Exchange LLC
(‘‘BSTX’’) as a Facility of the Exchange
July 16, 2020.

On May 21, 2020, BOX Exchange LLC
(the ‘‘Exchange’’) filed with the
Securities and Exchange Commission
(‘‘Commission’’), pursuant to Section
19(b)(1) of the Securities Exchange Act
of 1934 (‘‘Act’’) 1 and Rule 19b–4
thereunder,2 a proposed rule change in
connection with the proposed
commencement of operations of Boston
Security Token Exchange LLC as a
facility of the Exchange. The proposed
rule change was published for comment
U.S.C. 78s(b)(2).
Securities Exchange Act Release No. 88028
(January 24, 2020), 85 FR 5500 (January 30, 2020).
6 15 U.S.C. 78s(b)(2)(B).
7 See Securities Exchange Act Release No. 88315,
85 FR 13954 (March 10, 2020).
8 See Securities Exchange Act Release No. 89206,
85 FR 35687 (June 11, 2020). The Commission
designated August 8, 2020, as the date by which it
should approve or disapprove the proposed rule
change.
9 17 CFR 200.30–3(a)(12).
1 15 U.S.C. 78s(b)(1).
2 17 CFR 240.19b–4.

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44333

in the Federal Register on June 1, 2020.3
The Commission has received no
comment letters on the proposed rule
change.
Section 19(b)(2) of the Act 4 provides
that, within 45 days of the publication
of notice of the filing of a proposed rule
change, or within such longer period up
to 90 days as the Commission may
designate if it finds such longer period
to be appropriate and publishes its
reasons for so finding or as to which the
self-regulatory organization consents,
the Commission shall either approve the
proposed rule change, disapprove the
proposed rule change, or institute
proceedings to determine whether the
proposed rule change should be
disapproved. The 45th day after
publication of the notice for this
proposed rule change is July 16, 2020.
The Commission hereby is extending
the 45-day time period for Commission
action on the proposed rule change. The
Commission finds that it is appropriate
to designate a longer period within
which to take action on the proposed
rule change so that it has sufficient time
to consider the proposed rule change.
Accordingly, pursuant to Section
19(b)(2) of the Act,5 the Commission
designates August 30, 2020, as the date
by which the Commission shall either
approve or disapprove, or institute
proceedings to determine whether to
disapprove, the proposed rule change
(File No. SR–BOX–2020–16).
For the Commission, by the Division of
Trading and Markets, pursuant to delegated
authority.6
J. Matthew DeLesDernier,
Assistant Secretary.
[FR Doc. 2020–15790 Filed 7–21–20; 8:45 am]
BILLING CODE 8011–01–P

SECURITIES AND EXCHANGE
COMMISSION
[Release No. 34–89334; File No. SR–
NASDAQ–2020–037]

Self-Regulatory Organizations; The
Nasdaq Stock Market LLC; Notice of
Filing of Proposed Rule Change To
Adopt a New ‘‘Early Market On Close’’
Order Type

4 15

5 See

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July 16, 2020.

Pursuant to Section 19(b)(1) of the
Securities Exchange Act of 1934
(‘‘Act’’) 1 and Rule 19b–4 thereunder,2
3 See Securities Exchange Act Release No. 88949
(May 26, 2020), 85 FR 33258.
4 15 U.S.C. 78s(b)(2).
5 Id.
6 17 CFR 200.30–3(a)(31).
1 15 U.S.C. 78s(b)(1).
2 17 CFR 240.19b–4.

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