Rule 15b6-1 and Form BDW

OMB 3235-0018

OMB 3235-0018

Form BDW is used by the Commission to determine whether it is in the public interest to permit a broker-dealer or a notice-registered broker-dealer to withdraw its registration. In accordance with the instructions contained on Form BDW, the Form must be filed electronically with the Central Registration Depository ("CRD") a computer system operated by the Financial Industry Regulatory Authority, Inc. ("FINRA"), which maintains information regarding broker-dealers and their registered personnel.

The latest form for Rule 15b6-1 and Form BDW expires 2023-10-31 and can be found here.

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Revision of a currently approved collection 1996-09-16
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Extension without change of a currently approved collection 1995-07-20
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Revision of a currently approved collection 1989-10-23
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No material or nonsubstantive change to a currently approved collection 1987-04-24
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Revision of a currently approved collection 1986-10-08
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Revision of a currently approved collection 1986-07-07
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Extension without change of a currently approved collection 1983-06-28
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New collection (Request for a new OMB Control Number) 1981-06-16

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