OMB control number
Rule 15b6-1 and Form BDW
OMB 3235-0018 ยท SEC.
OMB 3235-0018
Form BDW is used by the Commission to determine whether it is in the public interest to permit a broker-dealer or a notice-registered broker-dealer to withdraw its registration. In accordance with the instructions contained on Form BDW, the Form must be filed electronically with the Central Registration Depository ("CRD") a computer system operated by the Financial Industry Regulatory Authority, Inc. ("FINRA"), which maintains information regarding broker-dealers and their registered personnel.
The latest form for Rule 15b6-1 and Form BDW expires 2029-09-30 and is listed under ICR 202605-3235-005.
Latest Forms, Documents, and Supporting Material
| Document | Type |
|---|---|
 3235-0018_30-Day Submission Notice.pdf.pdf | Supplementary Document |
| 3235-0018_60-Day Collection Notice.pdf | Supplementary Document |
| 2026 Rule 15b6-1 and Form BDW Supporting Statement [3235-0018].pdf | Supporting Statement A |
 Rule 15b6-1 and Form BDW |
Information collection |