Rule 15b6-1 and Form BDW

OMB 3235-0018

Form BDW is used by the Commission to determine whether it is in the public interest to permit a broker-dealer or a notice-registered broker-dealer to withdraw its registration. In accordance with the instructions contained on Form BDW, the Form must be filed electronically with the Central Registration Depository ("CRD") a computer system operated by the Financial Industry Regulatory Authority, Inc. ("FINRA"), which maintains information regarding broker-dealers and their registered personnel.

The latest form for Rule 15b6-1 and Form BDW expires 2023-10-31 and can be found here.

Latest Forms, Documents, and Supporting Material

Document Name
Form SEC 122 Rule 15b6-1 and Form BDW Form and Instruction
EDGAR PIA 2016 (1).pdf Supplementary Document
3235-0018 (2).pdf Supplementary Document
3235-0018.pdf Supplementary Document
DGL REVISED 2023 Rule 15b6-1 and Form BDW Supporting Statement.pdf Supporting Statement A
Rule 15b6-1 and Form BDW Form and Instruction

All Historical Document Collections

202306-3235-014 Approved without change	Extension without change of a currently approved collection	2023-06-14
202306-3235-011 Approved without change	No material or nonsubstantive change to a currently approved collection	2023-06-10
202005-3235-003 Approved without change	Extension without change of a currently approved collection	2020-07-22
201704-3235-007 Approved without change	Extension without change of a currently approved collection	2017-10-13
201402-3235-020 Approved without change	Extension without change of a currently approved collection	2014-07-24
201104-3235-022 Approved without change	Extension without change of a currently approved collection	2011-07-18
200805-3235-019 Approved without change	Extension without change of a currently approved collection	2008-08-25
200507-3235-009 Approved without change	Extension without change of a currently approved collection	2005-07-26
200207-3235-006 Approved without change	Extension without change of a currently approved collection	2002-07-10
199908-3235-013 Approved without change	Extension without change of a currently approved collection	1999-08-17
199609-3235-010 Approved without change	Revision of a currently approved collection	1996-09-16
199507-3235-032 Approved without change	Extension without change of a currently approved collection	1995-07-20
199207-3235-026 Approved without change	Extension without change of a currently approved collection	1992-07-23
198910-3235-011 Approved without change	Revision of a currently approved collection	1989-10-23
198704-3235-006 Approved with change	No material or nonsubstantive change to a currently approved collection	1987-04-24
198610-3235-008 Approved without change	Revision of a currently approved collection	1986-10-08
198607-3235-001 Approved without change	Revision of a currently approved collection	1986-07-07
198306-3235-004 Approved without change	Extension without change of a currently approved collection	1983-06-28
198106-3235-010 Approved without change	New collection (Request for a new OMB Control Number)	1981-06-16