Escape and Evacuation Plans

Forms and Documents

Document Name	Status
30 CFR Part 56 and 57.pdf Supplementary Document	2020-11-06
30 USC Section 813.pdf Supplementary Document	2020-11-06
30 USC Section 811.pdf Supplementary Document	2020-11-06
30-day FRN (1219-0046) published.pdf Supplementary Document	2020-11-06
60-day FRN (1219-0046) published.pdf Supplementary Document	2020-11-06
1219-0046 Sup Statement 2020.docx Supporting Statement A	2020-08-19

IC Document Collections

IC ID	Document Title	Status
14414	Escape and Evacuation Plans	Modified

ICR Details

OMB Control No: 1219-0046	ICR Reference No: 202006-1219-001
Status: Received in OIRA	Previous ICR Reference No: 201705-1219-003
Agency/Subagency: DOL/MSHA	Agency Tracking No:
Title: Escape and Evacuation Plans
Type of Information Collection: Extension without change of a currently approved collection	Common Form ICR:  No
Type of Review Request: Regular	Date Submitted to OIRA: 11/06/2020

	Requested	Previously Approved
Expiration Date	36 Months From Approved	01/31/2021
Responses	386	462
Time Burden (Hours)	3,281	3,927
Cost Burden (Dollars)	1,930	2,310

---

Abstract: Section 103(h) of the Federal Mine Safety and Health Act of 1977 (Mine Act), 30 U.S.C. 813, authorizes MSHA to collect information necessary to carry out its duty in protecting the safety and health of miners. Title 30 of the Code of Federal Regulations (30 CFR) § 57.11053 requires the development of an escape and evacuation plan specifically addressing the unique conditions of each underground metal and nonmetal mine. Section 57.11053 also requires that revisions be made as mining progresses. The plan must be available to representatives of the Mine Safety and Health Administration (MSHA) and conspicuously posted at locations convenient to all persons on the surface and underground. The mine operator and MSHA are required to jointly review the plan at least once every six months.

---

Authorizing Statute(s): US Code: 30 USC 811 Name of Law: Federal Mine Safety and Health Act of 1977
   US Code: 30 USC 813(h) Name of Law: Federal Mine Safety and Health Act of 1977
  

Citations for New Statutory Requirements: None

---

Associated Rulemaking Information
RIN:	Stage of Rulemaking:	Federal Register Citation:	Date:
	Not associated with rulemaking

---

Federal Register Notices & Comments
60-day Notice:	Federal Register Citation:	Citation Date:
	85 FR 36619	06/17/2020
30-day Notice:	Federal Register Citation:	Citation Date:
	85 FR 71102	11/06/2020
Did the Agency receive public comments on this ICR? No

---

Number of Information Collection (IC) in this ICR: 1

IC Title	Form No.	Form Name
Escape and Evacuation Plans

---

ICR Summary of Burden

	Total Request	Previously Approved	Change Due to New Statute	Change Due to Agency Discretion	Change Due to Adjustment in Estimate	Change Due to Potential Violation of the PRA
Annual Number of Responses	386	462	0	0	-76	0
Annual Time Burden (Hours)	3,281	3,927	0	0	-646	0
Annual Cost Burden (Dollars)	1,930	2,310	0	0	-380	0

Burden increases because of Program Change due to Agency Discretion: No

Burden Increase Due to:

Burden decreases because of Program Change due to Agency Discretion: No

Burden Reduction Due to:

Short Statement: The burden decrease was due to MSHA records reflecting fewer respondents (231 to 193). The number of responses therefore also decreased (from 462 to 386) and well as the burden hours (3,927 to 3,281). Burden costs also decreased from $2,310 to $1,930 also due to a decrease in active underground metal and nonmetal mines.

---

Annual Cost to Federal Government: $22,093

Does this IC contain surveys, censuses, or employ statistical methods? No

Does this ICR request any personally identifiable information (see OMB Circular No. A-130 for an explanation of this term)? Please consult with your agency's privacy program when making this determination.     No

Does this ICR include a form that requires a Privacy Act Statement (see 5 U.S.C. §552a(e)(3))? Please consult with your agency's privacy program when making this determination.     No

Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]? No

Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]? No

Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)? No

Is this ICR related to the Pandemic Response? No

---

Common Form ICR:  No

---

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).

The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:

(a) It is necessary for the proper performance of agency functions;

(b) It avoids unnecessary duplication;

(c) It reduces burden on small entities;

(d) It uses plain, coherent, and unambiguous language that is understandable to respondents;

(e) Its implementation will be consistent and compatible with current reporting and recordkeeping practices;

(f) It indicates the retention periods for recordkeeping requirements;

(g) It informs respondents of the information called for under 5 CFR 1320.8 (b)(3) about:

(i) Why the information is being collected;

(ii) Use of information;

(iii) Burden estimate;

(iv) Nature of response (voluntary, required for a benefit, or mandatory);

(v) Nature and extent of confidentiality; and

(vi) Need to display currently valid OMB control number;

(h) It was developed by an office that has planned and allocated resources for the efficient and effective management and use of the information to be collected.

(i) It uses effective and efficient statistical survey methodology (if applicable); and

(j) It makes appropriate use of information technology.

If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.

Certification Date: 11/06/2020

---