Information Collection

Policies and procedures required by Rule 1001(a) - initial burden

IC 207206 under ICR 202006-3235-022 · OMB 3235-0703.

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IC Title:	Policies and procedures required by Rule 1001(a) - initial burden	Agency IC Tracking Number:

Is this a Common Form? No		IC Status: Modified

Obligation to Respond: Mandatory

CFR Citation: 17 CFR 242.1001(a)

Information Collection Instruments:

Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability

Line of Business: Economic Development

Subfunction: Financial Sector Oversight

Privacy Act System of Records
Title:	FR Citation:

Number of Respondents: 12	Number of Respondents for Small Entity: 0

Affected Public: Private Sector	Private Sector: Businesses or other for-profits, Not-for-profit institutions

Percentage of Respondents Reporting Electronically: 0 %

	Requested	Program Change Due to Agency Discretion	Previously Approved
Annual Number of Responses for this IC	12	10	2
Annual IC Time Burden (Hours)	6,940	5,552	1,388
Annual IC Cost Burden (Dollars)	469,999	375,999	94,000

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Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.