Annual Firearms Manufacturing and Exportation Report Under 18 U.S.C. Chapter 44, Firearms

Forms and Documents

Forms and supporting documents for this ICR

Document	Type	Status	Availability
Form ATF F 5300.11 Annual Firearms Manufacturing and Exportation Report Under 18 U.S.C. Chapter 44, Firearms	Form and Instruction	Modified	Available
ATF O 1100.168C_DO - Delegation of Authorities Within the ATF.pdf	Supplementary Document	Uploaded 2020-07-20	Available
AFMER Notice for CY 2019.pdf	Supplementary Document	Uploaded 2020-07-20	Available
18 USC 923 Licensing 12.31.2018.pdf	Supplementary Document	Uploaded 2020-07-23	Available
Justification for OMB 1140-0017 (ATF F5300.11) 7.9.pdf	Supporting Statement A	Uploaded 2020-07-20	Available

IC Document Collections

Information collection document groups

IC ID	Collection	Type	Status	Form
12732	Annual Firearms Manufacturing and Exportation Report Under 18 U.S.C. Chapter 44, Firearms	Form and Instruction	Modified

ICR Details

OMB Control No: 1140-0017	ICR Reference No: 202007-1140-001
Status: Active	Previous ICR Reference No: 201908-1140-002
Agency/Subagency: DOJ/ATF	Agency Tracking No:
Title: Annual Firearms Manufacturing and Exportation Report Under 18 U.S.C. Chapter 44, Firearms
Type of Information Collection: Extension without change of a currently approved collection	Common Form ICR:  No
Type of Review Request: Regular
OIRA Conclusion Action: Approved without change	Conclusion Date: 09/30/2020
	Date Received in OIRA: 07/27/2020
Terms of Clearance:

table that charts list comparision

	Inventory as of this Action	Requested	Previously Approved
Expiration Date	09/30/2023	36 Months From Approved	09/30/2020
Responses	13,600	0	12,000
Time Burden (Hours)	4,533	0	4,000
Cost Burden (Dollars)	0	0	0

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Abstract: The information collected on the Annual Firearms Manufacturing and Exportation Report Under 18 U.S.C. Chapter 44, Firearms - ATF Form 5300.11, is used to compile statistics about the manufacture and exportation of firearms. This collection of information is mandatory under 18 U.S.C. 923(g)(5)(A). The completed ATF Form 5300.11 must be submitted annually by every Type 07 and Type 10 Federal Firearms Licensees (FFLs), even if no firearms were exported or distributed into commerce.

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Authorizing Statute(s): US Code: 18 USC 923 Name of Law: Crimes and Criminal Procedure
  

Citations for New Statutory Requirements: None

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Associated Rulemaking Information
RIN:	Stage of Rulemaking:	Federal Register Citation:	Date:
	Not associated with rulemaking

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Federal Register Notices & Comments
60-day Notice:	Federal Register Citation:	Citation Date:
	85 FR 27763	05/11/2020
30-day Notice:	Federal Register Citation:	Citation Date:
	85 FR 44324	07/22/2020
Did the Agency receive public comments on this ICR? No

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Number of Information Collection (IC) in this ICR: 1

table that charts list of burden

IC Title	Form No.	Form Name
Annual Firearms Manufacturing and Exportation Report Under 18 U.S.C. Chapter 44, Firearms	ATF F 5300.11	Annual Firearms Manufacturing and Exportation Report Under 18 U.S.C. Chapter 44, Firearms

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ICR Summary of Burden

table that charts list of burden

	Total Approved	Previously Approved	Change Due to New Statute	Change Due to Agency Discretion	Change Due to Adjustment in Estimate	Change Due to Potential Violation of the PRA
Annual Number of Responses	13,600	12,000	0	1,600	0	0
Annual Time Burden (Hours)	4,533	4,000	0	533	0	0
Annual Cost Burden (Dollars)	0	0	0	0	0	0

Burden increases because of Program Change due to Agency Discretion: Yes

Burden Increase Due to: Miscellaneous Actions

Burden decreases because of Program Change due to Agency Discretion: No

Burden Reduction Due to:

Short Statement: The increase in respondents from 12,000 during the last renewal in 2017, to 13,600 currently, is due to more licensed manufacturers. All Federal Firearms Licensees (FFLs)who possess a Type 07 (manufacturer of firearms) or Type 10 (manufacturer ofdestructive devices) license must file an AFMER annually. The increase in burden hoursfrom 4,000 to 4,533 is also due to more licensed manufacturers.

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Annual Cost to Federal Government: $14,531

Does this IC contain surveys, censuses, or employ statistical methods? No

Does this ICR request any personally identifiable information (see OMB Circular No. A-130 for an explanation of this term)? Please consult with your agency's privacy program when making this determination.     No

Does this ICR include a form that requires a Privacy Act Statement (see 5 U.S.C. §552a(e)(3))? Please consult with your agency's privacy program when making this determination.     No

Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]? No

Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]? No

Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)? No

Is this ICR related to the Pandemic Response? No

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Common Form ICR:  No

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On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).

The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:

(a) It is necessary for the proper performance of agency functions;

(b) It avoids unnecessary duplication;

(c) It reduces burden on small entities;

(d) It uses plain, coherent, and unambiguous language that is understandable to respondents;

(e) Its implementation will be consistent and compatible with current reporting and recordkeeping practices;

(f) It indicates the retention periods for recordkeeping requirements;

(g) It informs respondents of the information called for under 5 CFR 1320.8 (b)(3) about:

(i) Why the information is being collected;

(ii) Use of information;

(iii) Burden estimate;

(iv) Nature of response (voluntary, required for a benefit, or mandatory);

(v) Nature and extent of confidentiality; and

(vi) Need to display currently valid OMB control number;

(h) It was developed by an office that has planned and allocated resources for the efficient and effective management and use of the information to be collected.

(i) It uses effective and efficient statistical survey methodology (if applicable); and

(j) It makes appropriate use of information technology.

If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.

Certification Date: 07/27/2020

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