Form TA-W

Rule 17Ac3-1(a) (17 CFR 240.17Ac3-1(a)) and Form TA-W- Withdrawal from Registration with the Commission as a Transfer Agent. (17 CFR 240.17Ac3-1(a))

⚠️ Notice: This information collection may be referencing outdated material. More recent filings for OMB 3235-0151 can be found here:

Documents and Forms

Document Name Document Type
Form SEC1669 Form TA-W Form and Instruction
SEC1669 Form T-AW formta-w.pdf www.sec.gov/about/forms/formta-w.pdf Form and Instruction
SEC1669 Form T-AW formta-w.pdf www.sec.gov/about/forms/formta-w.pdf Form and Instruction

Information Collection (IC) Details

IC Title:	Form TA-W	Agency IC Tracking Number:

Is this a Common Form? No		IC Status: Modified

Obligation to Respond: Mandatory

CFR Citation: 17 CFR 17Ac3-1 (To search for a specific CFR, visit the Code of Federal Regulations.)

Information Collection Instruments:

Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability
Form and Instruction	SEC1669	Form T-AW	formta-w.pdf	http://www.sec.gov/about/forms/formta-w.pdf	Yes	Yes	Fillable Fileable Signable

Line of Business: Economic Development

Subfunction: Financial Sector Oversight

Privacy Act System of Records
Title:	FR Citation:

Number of Respondents: 58	Number of Respondents for Small Entity: 0

Affected Public: Private Sector	Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 100 %

	Approved	Change Due to Adjustment in Agency Estimate	Previously Approved
Annual Number of Responses for this IC	58	41	17
Annual IC Time Burden (Hours)	29	20	9
Annual IC Cost Burden (Dollars)	0	-340	340

Documents for IC

Title	Document	Date Uploaded
No associated records found

Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.