Rule 17Ac3-1(a) (17 CFR 240.17Ac3-1(a)) and Form TA-W- Withdrawal from Registration with the Commission as a Transfer Agent. (17 CFR 240.17Ac3-1(a))

OMB 3235-0151

Rule 17Ac3-1 sets forth the procedure for transfer agents to withdraw their registration with the Commission by filing a Notice of Withdrawal on Form TA-W electronically through the Commission's EDGAR (Electronic Data Gathering, Analysis, and Retrieval system).

The latest form for Rule 17Ac3-1(a) (17 CFR 240.17Ac3-1(a)) and Form TA-W- Withdrawal from Registration with the Commission as a Transfer Agent. (17 CFR 240.17Ac3-1(a)) expires 2021-01-31 and can be found here.

SEC filings made via the EDGAR database are searchable on SEC.report, along with a feed of the latest filings for OMB 3235-0151: Form TA-W filings .

Latest Forms, Documents, and Supporting Material

Document Name
Form SEC1669 Form TA-W Form and Instruction
3235-0151.pdf Supplementary Document
3235-0151.pdf Supplementary Document
2023 PRA Ext Rule 17Ac3-1(a) and Form TA-W Supporting Statement (9-6-2023).pdf Supporting Statement A
3235-0151 60 Day Notice.pdf Supplementary Document
3235-0151 60 Day Notice.pdf Supplementary Document
EDGAR PIA_Redacted.pdf Supplementary Document
Form TA-W Form and Instruction

All Historical Document Collections

202308-3235-025 Approved without change	Revision of a currently approved collection	2023-11-16
202008-3235-002	Extension without change of a currently approved collection	2020-11-17
201704-3235-006 Approved without change	Extension without change of a currently approved collection	2017-09-19
201402-3235-023 Approved without change	Extension without change of a currently approved collection	2014-07-15
201103-3235-029 Approved without change	Extension without change of a currently approved collection	2011-06-06
200801-3235-003 Approved without change	Revision of a currently approved collection	2008-04-10
200506-3235-004 Approved without change	Extension without change of a currently approved collection	2005-06-09
200206-3235-007 Approved without change	Extension without change of a currently approved collection	2002-06-13
199907-3235-002 Approved without change	Extension without change of a currently approved collection	1999-07-08
199607-3235-005 Approved without change	Extension without change of a currently approved collection	1996-07-31
199308-3235-013 Approved without change	Revision of a currently approved collection	1993-08-04
199011-3235-005 Approved without change	Extension without change of a currently approved collection	1990-11-23
198710-3235-015 Approved without change	Extension without change of a currently approved collection	1987-10-27
198409-3235-011 Approved without change	Extension without change of a currently approved collection	1984-09-05
198110-3235-010 Approved without change	New collection (Request for a new OMB Control Number)	1981-10-20