OMB control number

Rule 17Ac3-1(a) (17 CFR 240.17Ac3-1(a)) and Form TA-W- Withdrawal from Registration with the Commission as a Transfer Agent. (17 CFR 240.17Ac3-1(a))

OMB 3235-0151 · SEC.

OMB 3235-0151

Rule 17Ac3-1 sets forth the procedure for transfer agents to withdraw their registration with the Commission by filing a Notice of Withdrawal on Form TA-W electronically through the Commission's EDGAR (Electronic Data Gathering, Analysis, and Retrieval system).

The latest form for Rule 17Ac3-1(a) (17 CFR 240.17Ac3-1(a)) and Form TA-W- Withdrawal from Registration with the Commission as a Transfer Agent. (17 CFR 240.17Ac3-1(a)) expires 2026-12-31 and is listed under ICR 202308-3235-025.

SEC filings made via the EDGAR database are searchable on SEC.report, along with a feed of the latest filings for OMB 3235-0151: Form TA-W filings .

Latest Forms, Documents, and Supporting Material

Latest forms, documents, and information collections
DocumentType
Form SEC1669 Form TA-WForm and Instruction
3235-0151.pdf Supplementary Document
3235-0151.pdf Supplementary Document
2023 PRA Ext Rule 17Ac3-1(a) and Form TA-W Supporting Statement (9-6-2023).pdfSupporting Statement A
3235-0151 60 Day Notice.pdf Supplementary Document
3235-0151 60 Day Notice.pdf Supplementary Document
EDGAR PIA_Redacted.pdf Supplementary Document
Form TA-W Form and Instruction

All Historical Document Collections

Historical document collections
ReferenceFilingReceivedConcludedAction
202308-3235-025 Revision of a currently approved collection 2023-11-16 Approved without change
202008-3235-002 Extension without change of a currently approved collection 2020-11-17
201704-3235-006 Extension without change of a currently approved collection 2017-09-19 Approved without change
201402-3235-023 Extension without change of a currently approved collection 2014-07-15 Approved without change
201103-3235-029 Extension without change of a currently approved collection 2011-06-06 Approved without change
200801-3235-003 Revision of a currently approved collection 2008-04-10 Approved without change
200506-3235-004 Extension without change of a currently approved collection 2005-06-09 Approved without change
200206-3235-007 Extension without change of a currently approved collection 2002-06-13 Approved without change
199907-3235-002 Extension without change of a currently approved collection 1999-07-08 Approved without change
199607-3235-005 Extension without change of a currently approved collection 1996-07-31 Approved without change
199308-3235-013 Revision of a currently approved collection 1993-08-04 Approved without change
199011-3235-005 Extension without change of a currently approved collection 1990-11-23 Approved without change
198710-3235-015 Extension without change of a currently approved collection 1987-10-27 Approved without change
198409-3235-011 Extension without change of a currently approved collection 1984-09-05 Approved without change
198110-3235-010 New collection (Request for a new OMB Control Number) 1981-10-20 Approved without change