Rule 17Ac3-1(a) (17 CFR 240.17Ac3-1(a)) and Form TA-W- Withdrawal from Registration with the Commission as a Transfer Agent. (17 CFR 240.17Ac3-1(a))

ICR 201103-3235-029

OMB: 3235-0151

Federal Form Document

Forms and Documents
Document
Name
Status
Form and Instruction
Modified
Supporting Statement A
2011-06-06
IC Document Collections
IC ID
Document
Title
Status
34446 Modified
ICR Details
3235-0151 201103-3235-029
Historical Active 200801-3235-003
SEC TM-270-096
Rule 17Ac3-1(a) (17 CFR 240.17Ac3-1(a)) and Form TA-W- Withdrawal from Registration with the Commission as a Transfer Agent. (17 CFR 240.17Ac3-1(a))
Extension without change of a currently approved collection   No
Regular
Approved without change 07/06/2011
Retrieve Notice of Action (NOA) 06/06/2011
  Inventory as of this Action Requested Previously Approved
07/31/2014 36 Months From Approved 07/31/2011
50 0 50
25 0 25
1,000 0 0

Rule 17Ac3-1 sets forth the procedure for transfer agents to withdraw their registration with the Commission by filing a Notice of Withdrawal on Form TA-W electronically through the Commission's EDGAR (Electronic Data Gathering, Analysis, and Retrieval system).

US Code: 15 USC 78b, 78q, 78q-1, 78w(a) Name of Law: Sections 2, 17, 17A, and 23(a) the Securities Exchange Act of 1934
  
None

Not associated with rulemaking

  76 FR 18263 04/01/2011
76 FR 32380 06/06/2011
No

1
IC Title Form No. Form Name
Form TA-W SEC1669 Form T-AW

  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 50 50 0 0 0 0
Annual Time Burden (Hours) 25 25 0 0 0 0
Annual Cost Burden (Dollars) 1,000 0 0 0 1,000 0
No
No

$0
No
No
No
No
No
Uncollected
David Karasik 202 942-4895 [email protected]

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
06/06/2011


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