Withdrawal from Registration with the Commission as a Transfer Agent -- 17 CFR 240.17Ac3-1(a), Form TA-W, 17 CFR 249b.101

ICR 199607-3235-005

OMB: 3235-0151

Federal Form Document

Forms and Documents
Document
Name
Status
No forms / supporting documents in this ICR. Check IC Document Collections.
ICR Details
3235-0151 199607-3235-005
Historical Active 199308-3235-013
SEC
Withdrawal from Registration with the Commission as a Transfer Agent -- 17 CFR 240.17Ac3-1(a), Form TA-W, 17 CFR 249b.101
Extension without change of a currently approved collection   No
Regular
Approved without change 09/17/1996
Retrieve Notice of Action (NOA) 07/31/1996
  Inventory as of this Action Requested Previously Approved
09/30/1999 09/30/1999 11/30/1996
30 0 30
15 0 15
900,000 0 0

Rule 17Ac3-1 requires transfer agents desiring to withdraw from registration to file form TA-W with the Commission. The rule and the form provide necessary withdrawal procedures. The Commission uses the information on form TA-W to determine whether the application for withdrawal should be granted.

None
None


No

1
IC Title Form No. Form Name
Withdrawal from Registration with the Commission as a Transfer Agent -- 17 CFR 240.17Ac3-1(a), Form TA-W, 17 CFR 249b.101 SEC-1669

  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 30 30 0 0 0 0
Annual Time Burden (Hours) 15 15 0 0 0 0
Annual Cost Burden (Dollars) 900,000 0 0 900,000 0 0
No
No

$0
No
No
Uncollected
Uncollected
Uncollected
Uncollected

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
07/31/1996


© 2024 OMB.report | Privacy Policy