Financial Services Sector Critical Functions Survey

U.S. DEPARTMENT OF TREASURY

Survey to Identify and Analyze the Operations Dependencies of Financial Services Sector Critical Functions

OMB Control Number: 1505-0265 OMB Expiration Date: MM/DD/YYYY

Who must comply?	Financial institutions voluntarily submit the information to the Department of Treasury’s Office of Cybersecurity and Critical Infrastructure Protection (OCCIP) Traffic Light Protocol (TLP): AMBER Recipients may only share this survey with members of their own organization who need to know in order to contribute to the survey’s response.
What is this collection about?	Treasury serves as the Sector-Specific Agency (SSA) for the financial services sector. Within Treasury, OCCIP executes the Department’s SSA responsibilities as part of its mission to enhance the security and resilience of the financial services sector’s critical infrastructure. Further, OCCIP supports the implementation of the National Cyber Strategy as it pertains to financial services cybersecurity. To enable Treasury to fulfill its SSA duties, and given increased cybersecurity risks related to COVID-19 pandemic response, OCCIP seeks to collect and analyze information on cyber threats and vulnerabilities to better understand the cybersecurity risk to the U.S. financial services sector operations and critical infrastructure.
Where do I find the requirements for this information?	Executive Order 13636 (EO13636) Improving Critical Infrastructure Cybersecurity and Presidential Policy Directive 21 (PPD 21) Critical Infrastructure Security and Resilience.
How is the information submitted?	OCCIP will collect information electronically and use online collaboration tools as appropriate to reduce burden. Respondents will submit their information via electronic mail directly to the SECURE program management team.
For additional information, contact--	For specific questions related to collection activities, please contact Adam Pastrich ([email protected]).
PAPERWORK REDUCTION ACT NOTICE The information collected will be used for the U.S. Government to process requests for support. The estimated burden associated with this collection of information is 60 hours per response. Comments concerning the accuracy of this burden estimate and suggestions for reducing this burden should be directed to the Office of Privacy, Transparency and Records, Department of the Treasury, 1750 Pennsylvania Ave., N.W., Washington, D.C. 20220. DO NOT send the form to this address. An agency may not conduct or sponsor, and a person is not required to respond to, a collection of information unless it displays a valid control number assigned by OMB.