Form TTB F 5100.16 TTB F 5100.16 Application for Transfer of Spirits and/or Denatured Spi

OMB No. 1513-0038
DEPARTMENT OF THE TREASURY

1. Serial Number

ALCOHOL AND TOBACCO TAX AND TRADE BUREAU (TTB)

(Begin with “1” each January 1)

APPLICATION FOR TRANSFER OF SPIRITS AND/OR
DENATURED SPIRITS IN BOND

YEAR

SERIAL #

20

(See instructions on the back of this form. See 27 CFR 19.401 to 19.407
and 19.733 to 19.739)

PART I - APPLICATION
APPLICATION IS MADE FOR TRANSFER OF SPIRITS AND/OR DENATURED SPIRITS IN BOND, AS INDICATED BELOW.
* Each Proprietor is responsible for ensuring that transferred products are suitable for use in their qualified plant operations.
SHIPPING DISTILLED SPIRITS (DSP) PLANT OR ALCOHOL FUEL PRODUCER (AFP)
2.

This plant will transfer

3a. Registry /Permit Number

DSP -

-

AFP -

-

spirits

denatured spirits to the receiving plant listed in Item 4.

3b. Shipping DSP/AFP Company Name

3c. Shipping DSP/AFP Premises Address

RECEIVING DISTILLED SPIRITS PLANT (DSP) OR RECEIVING ALCOHOL FUEL PLANT (AFP)
4a. Registry/Permit Number

DSP -

-

AFP -

-

4b. Receiving DSP/AFP Company Name

4c. Receiving DSP/AFP Premises Address

The receiving plant has the following operations bond coverage (Complete 5a, 5b, or 5c):
I am required to hold a bond
5a. I am not required to hold a bond
5c. I am required to hold a bond under 27
5b.
CFR 19.151. I have less than maximum
under 27 CFR 19.151. I have
under 27 CFR 19.151. I withdraw
bond coverage under 27 CFR 19.166 or
maximum bond coverage
spirits for deferred payment of tax, I
under 27 CFR 19.166 or 19.700 - no 19.700. The amount of my operations coverage
was liable for not more than $50,000 in
is
limit to amount of shipments. The
taxes in the preceding calendar year, I
effective date of my bond listed on
reasonably expect to be liable for not
TTB F 5110.56 (next to Amount of
more than $50,000 during the current
The effective date of my bond listed on TTB F
calendar year, and I will not receive trans- Bond) is:
5110.56 (next to Amount of Bond) is:
fers of spirits for industrial use.

$

(Complete 6a and/or 6b below only if 5c is selected.)
6a. Quantity of Spirits Authorized to be Transferred

(Computation: Amount shown in 5c above divided by $13.50 per
proof gallon):

PROOF GALLONS 

6b. Quantity of Denatured Spirits Authorized to be Transferred
(Computation: Amount shown in 5c divided by $27.00 per wine gallon):

WINE GALLONS 

IMPORTANT The receiving proprietor is responsible for ensuring that the liability on all spirits and denatured spirits “on hand” and “in
transit” will not exceed the bond coverage as shown in 5c above.
NOTICE
7.

Remarks:

8.

Date

9. Name and Title of Authorized Person for Receiving Plant

10. Receiving Proprietor Signature

PART II – TTB APPROVAL
I certify that the penal sum of the applicant’s bond is sufficient to cover the spirits and/or denatured spirits indicated. APPLICATION IS APPROVED.

11. Date

TTB F 5100.16 (08/2017)

12. Signature of Director, National Revenue Center

EDITIONS PREVIOUS TO 11/2016 ARE OBSOLETE

INSTRUCTIONS
1.

2.

3.

When a proprietor of a distilled spirits plant or an alcohol fuel
plant desires to have spirits or denatured spirits transferred
to him/her in bond from another domestic plant, he/she must
make application for the transfer on this form, in triplicate,
and submit all copies to the Director, National Revenue
Center, Alcohol and Tobacco Tax and Trade Bureau, 550
Main St., Ste. 8002, Cincinnati, OH 45202-5215. This
application must be approved before any spirits or
denatured spirits are transferred in bond between the
plants.
In-bond shipments must be authorized transfers. For
example, industrial (nonbeverage) spirits may not be
transferred to a plant whose permitted operations are
solely non-industrial (beverage).
Unless the receiving proprietor is not required to hold a bond,
the receiving proprietor must:
(a) hold a current DSP operations or unit bond or Alcohol
Fuel Producer bond in the maximum penal sum, or
(b) if the bond is in less than the maximum penal sum,
hold a current bond with Distilled Spirits Plant operations
or Alcohol Fuel Producer bond coverage sufficient to
cover tax on the spirits or denatured spirits to be
transferred (in addition to all other liabilities chargeable
against such bond).
If the receiving proprietor has more than one current bond
(i.e. an original bond and a strengthening bond), show the
information for each current bond in the space provided.

4.

“2011-2” and so on. As of January 1, 2012, the numbering
starts over with “2012-1”, then “2012-2”, and so on.
5.

Spirits transferred from an Alcohol Fuel Plant to a Distilled
Spirits Plant may only be used in the manufacture of fuel
.(see 27 CFR 19.407(a)(4))

6.

Alcohol bottled for Industrial purposes, as prescribed by
27 CFR 19.366, may be transferred between the bonded
premises of distilled spirits plants in accordance with the
procedures prescribed in 27 CFR 19.403 – 27 CFR 19.407
for bulk distilled spirits (See 27 CFR 19.402).

7.

If the application is approved the Director, National
Revenue Center, will complete Part II on all copies of the
form, retain one copy, and return the remaining copies to
the applicant. The applicant must deliver one of the
approved copies to the consignor, and retain one copy for
his/her files. This information collection must be retained
as long as the information shown is current.
TERMINATION OF APPLICATION

The approved application remains in effect until the bond is
terminated (or replaced). In the case where there is less than
a maximum bond, the approved application terminates when
the penal sum is changed. If an applicant desires to terminate
an approved application at an earlier date, he/she must:
(a) retrieve the consignor’s copy, and (b) return this copy,
together with his/her own copy to the Director, National
Revenue Center, for cancellation.

The Serial Number in Item 1 must include the year. The
first application for transfer in bond filed in the year 2011
must be numbered, “2011-1”, and the next application,

PAPERWORK REDUCTION ACT NOTICE
This request is in accordance with the Paperwork Reduction Act of 1995. The information collection is used to make a determination of
the eligibility of the person to withdraw and use taxable commodities on which tax has not been paid. The information required is
mandatory by statute, 26 U.S.C. 5005(c), and is required to obtain or retain a benefit.
The estimated average burden associated with this collection of information is 12 minutes per respondent or recordkeeper, depending
on individual circumstances. Comments concerning the accuracy of this burden estimate and suggestions for reducing this burden
should be addressed to the Reports Management Officer, Regulations and Rulings Division, Alcohol and Tobacco Tax and Trade
Bureau, 1310 G Street, NW., Box 12, Washington, DC 20005
An agency may not conduct or sponsor, and a person is not required to respond to, a collection of information unless it displays a
current, valid OMB control number.

TTB F 5100.16 (08/2017)

EDITIONS PREVIOUS TO 11/2016 ARE OBSOLETE