Rule 163

ICR 202010-3235-013

OMB: 3235-0619

Federal Form Document

Forms and Documents
Document
Name
Status
Supplementary Document
2020-10-27
Supplementary Document
2020-10-27
Supporting Statement A
2020-10-21
Supplementary Document
2020-10-21
IC Document Collections
IC ID
Document
Title
Status
35482
Modified
ICR Details
3235-0619 202010-3235-013
Active 201707-3235-002
SEC CF-270-556
Rule 163
Extension without change of a currently approved collection   No
Regular
Approved without change 12/09/2020
Retrieve Notice of Action (NOA) 10/28/2020
  Inventory as of this Action Requested Previously Approved
12/31/2023 36 Months From Approved 12/31/2020
10 0 10
1 0 1
720 0 720

Rule 163 under the Securities Act is an exemption from Section 5(c) of such Act for certain communications by or on behalf of a well-known seasoned issuer.

US Code: 15 USC 78c, 78j, 78l, 78m, 78o, 78q Name of Law: Securites Exchange Act of 1934
   US Code: 15 USC 78u-5, 78w, 78mm Name of Law: Securities Exchange Act of 1934
   US Code: 15 USC 77g, 77j, 77s, 77z-2, 77z-3 Name of Law: Securities Act of 1933
  
None

Not associated with rulemaking

  85 FR 41636 07/10/2020
85 FR 68103 10/27/2020
No

1
IC Title Form No. Form Name
Rule 163

  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 10 10 0 0 0 0
Annual Time Burden (Hours) 1 1 0 0 0 0
Annual Cost Burden (Dollars) 720 720 0 0 0 0
No
No

$103,479,690
No
    Yes
    No
No
No
No
No
Sean Harrison 202 942-2910

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
10/28/2020


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