Market Risk Capital Rule

ICR 202010-7100-001

OMB: 7100-0314

Federal Form Document

Forms and Documents
Document
Name
Status
Supporting Statement A
2021-04-26
ICR Details
7100-0314 202010-7100-001
Active 201908-7100-008
FRS FR 4201
Market Risk Capital Rule
Revision of a currently approved collection   No
Delegated
Approved without change 04/26/2021
Retrieve Notice of Action (NOA) 04/26/2021
  Inventory as of this Action Requested Previously Approved
04/30/2024 36 Months From Approved 10/31/2022
525 0 340
35,644 0 13,148
0 0 0

The market risk rule, which requires banking organizations to hold capital to cover their exposure to market risk, is an important component of the Board’s regulatory capital framework (Regulation Q; 12 CFR Part 217). The respondents for this information collection are bank holding companies (BHCs), savings and loan holding companies (SLHCs), intermediate holding companies (IHCs), and state member banks (SMBs) that meet certain risk thresholds described below.

US Code: 12 USC 324 Name of Law: Federal Reserve Act
   US Code: 12 USC 248 Name of Law: Federal Reserve Act
   US Code: 12 USC 1844(c) Name of Law: Bank Holding Company Act of 1956
   US Code: 12 USC 5365 Name of Law: Dodd-Frank Wall Street Reform and Consumer Protection Act
   US Code: 12 USC 3106 Name of Law: International Banking Act of 1978
   US Code: 12 USC 1467a(b)(2) and (g) Name of Law: Home Owners’ Loan Act
  
None

Not associated with rulemaking

  85 FR 3049 01/17/2020
85 FR 58054 09/17/2020
No

  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 525 340 0 185 0 0
Annual Time Burden (Hours) 35,644 13,148 0 22,496 0 0
Annual Cost Burden (Dollars) 0 0 0 0 0 0
Yes
Miscellaneous Actions
No
The estimated total annual burden for the FR 4201 is 13,148 hours, and would increase to 35,644 hours with the revisions.

$0
No
    No
    No
No
No
No
No
Kaitlin Merritt 202 452-3752 [email protected]

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
04/26/2021


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