Reporting, Recordkeeping, and Disclosure Requirements Associated with Regulation Q (Market Risk Capital Rule)

The market risk rule, which requires banking organizations to hold capital to cover their exposure to market risk, is an important component of the Board’s regulatory capital framework (12 CFR 217; Regulation Q). The respondents for this collection of information are bank holding companies (BHCs), savings and loan holding companies (SLHCs), intermediate holding companies, and state member banks that meet certain risk thresholds described below. There are no required reporting forms associated with this information collection (the FR 4201 designation is for internal purposes only).

The latest form for Reporting, Recordkeeping, and Disclosure Requirements Associated with Regulation Q (Market Risk Capital Rule) expires 2022-10-31 and can be found here.

Reporting Sections 217.203(c)(1), .204(a)(2)(vi)(B), .206(b)(3), .208(a), and .209(a) Prior Approvals

Federal Enterprise Architecture: Economic Development - Financial Sector Oversight