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Federal forms, ICRs, and supporting documents

OMB control number

Reporting, Recordkeeping, and Disclosure Requirements Associated with Regulation Q (Market Risk Capital Rule)

OMB 7100-0314 · FRS.

OMB 7100-0314

The market risk rule, which requires banking organizations to hold capital to cover their exposure to market risk, is a component of the Board’s regulatory capital framework, Regulation Q - Capital Adequacy of Bank Holding Companies, Savings and Loan Holding Companies, and State Member Banks (12 CFR Part 217). The respondents for this information collection are bank holding companies (BHCs), covered savings and loan holding companies (SLHCs), U.S. intermediate holding companies of foreign banking organizations (IHCs), and state member banks (SMBs) (collectively, “banking organizations”) that meet certain risk thresholds described below.

The latest form for Reporting, Recordkeeping, and Disclosure Requirements Associated with Regulation Q (Market Risk Capital Rule) expires 2027-04-30 and is listed under ICR 202404-7100-012.

Latest Forms, Documents, and Supporting Material

Latest forms, documents, and information collections
DocumentType
FR4201_20240430.pdfSupporting Statement A
Reporting Sections 217.203(c)(1)and (2), 217.204(a)(2)(vi)(B), 217.206(b)(3), 217.208(a), and 217.209(a) Prior approvals Information collection
Disclosure Section 217.212(d) Qualitative Information collection
Disclosure Section 217.212(c) Quantitative Information collection
Recordkeeping Section 217.212(b) Disclosure policy Information collection
Recordkeeping Section 217.210(f) Securitizations Information collection
Recordkeeping Section 217.209(c) Stress testing Information collection
Recordkeeping Section 217.205(c) Backtesting Information collection
Recordkeeping Section 217.203(f) General recordkeeping Information collection
Recordkeeping Section 217.203(a)(2) Trading and hedging strategy Information collection
Recordkeeping Sections 217.203(a)(1), 217.203(b)(1), and 217.206(b)(3) Policies and procedures Information collection

All Historical Document Collections

Historical document collections
ReferenceFilingReceivedConcludedAction
202404-7100-012 Revision of a currently approved collection 2024-04-30 Approved without change
202010-7100-001 Revision of a currently approved collection 2021-04-26 Approved without change
201908-7100-008 Revision of a currently approved collection 2019-10-01 Approved without change
201608-7100-018 Revision of a currently approved collection 2016-08-21 Approved without change
201606-7100-007 Extension without change of a currently approved collection 2016-06-13 Approved without change
201606-7100-006 No material or nonsubstantive change to a currently approved collection 2016-06-13 Approved without change
201210-7100-002 Reinstatement with change of a previously approved collection 2012-12-31 Approved without change
200609-7100-011 New collection (Request for a new OMB Control Number) 2006-09-28 Approved without change

OMB Details

Reporting Sections 217.203(c)(1)and (2), 217.204(a)(2)(vi)(B), 217.206(b)(3), 217.208(a), and 217.209(a) Prior approvals

Federal Enterprise Architecture: Economic Development - Financial Sector Oversight