Risk-Based Capital Guidelines: Market Risk

ICR 201608-7100-018

OMB: 7100-0314

Federal Form Document

Forms and Documents
Document
Name
Status
Supporting Statement A
2016-08-20
ICR Details
7100-0314 201608-7100-018
Historical Active 201606-7100-007
FRS FR 4201
Risk-Based Capital Guidelines: Market Risk
Revision of a currently approved collection   No
Delegated
Approved without change 08/21/2016
Retrieve Notice of Action (NOA) 08/21/2016
  Inventory as of this Action Requested Previously Approved
06/30/2019 06/30/2019 06/30/2019
684 0 532
70,704 0 54,992
0 0 0

The market risk rule is an important component of the Board’s regulatory capital framework (12 C.F.R. part 217; Regulation Q) that instructs banks to require banking organizations to measure and hold capital to cover their exposure to market risk. On July 2, 2013, the Board adopted a revised regulatory capital framework, including the market risk rule, which was expanded to include certain savings and loan holding companies. The market risk rule contains requirements subject to the PRA. The reporting, recordkeeping, and disclosure requirements are found in sections 12 C.F.R. 217.203-217.210, and 217.212 (all references to sections hereinafter are from 12 C.F.R. part 217). These requirements enhance risk sensitivity and introduce requirements for public disclosure of certain qualitative and quantitative information about a financial institution’s market risk.

US Code: 12 USC 324 Name of Law: Federal Reserve Act
   US Code: 12 USC 1844(c) Name of Law: Bank Holding Company Act
   US Code: 12 USC 1467a(b)(2)(A) Name of Law: Home Owners’ Loan Act
  
None

Not associated with rulemaking

  81 FR 6265 02/05/2016
81 FR 35016 06/01/2016
Yes

  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 684 532 0 152 0 0
Annual Time Burden (Hours) 70,704 54,992 0 15,712 0 0
Annual Cost Burden (Dollars) 0 0 0 0 0 0
Yes
Changing Regulations
No
The Board proposes to collect financial information for U.S. intermediate holding companies (IHCs) of foreign banking organizations (FBOs) for the regulatory requirements listed above to implement the enhanced prudential standards for FBOs adopted under Enhanced Prudential Standards (Regulation YY).

$0
No
No
No
No
No
Uncollected
Daniel Newman 202 973-7409 [email protected]

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
08/21/2016


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