Patent Petitions Related to Application and Reexamination Processing Fees

ICR 202011-0651-002

OMB: 0651-0059

Federal Form Document

Forms and Documents
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Status
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Form and Instruction
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Supporting Statement A
2021-01-19
Supplementary Document
2021-01-15
Supplementary Document
2020-11-10
IC Document Collections
IC ID
Document
Title
Status
219749
Removed
219748
Removed
219747
Removed
197827 Removed
197826 Removed
197825 Modified
197824 Removed
197823 Modified
197822 Removed
197818 Modified
197817 Modified
197816 Modified
197780 Modified
197778 Modified
197776 Modified
197775 Modified
184454 Modified
184453 Modified
ICR Details
0651-0059 202011-0651-002
Received in OIRA 201909-0651-003
DOC/PTO
Patent Petitions Related to Application and Reexamination Processing Fees
Revision of a currently approved collection   No
Regular 01/21/2021
  Requested Previously Approved
36 Months From Approved 01/31/2021
40,922 60,210
72,959 42,195
3,195,134 3,284,094

The United States Patent and Trademark Office (USPTO) is required by 35 U.S.C. § 131 et seq. to examine an application for patent and, when appropriate, issue a patent. The USPTO also is required to publish patent applications, with certain exceptions, promptly after the expiration of a period of eighteen months from the earliest filing date for which a benefit is sought under Title 35, United States Code. Many actions taken by the USPTO during its examination of an application for patent or for reissue of a patent, or during its reexamination of a patent, are subject to review by an appeal to the Patent Trial and Appeal Board (PTAB); appeals to PTAB are covered in other OMB approved information collections (0651-0063 and 0651-0069). For other USPTO actions, review is in the form of administrative review obtained via submission of a petition to the USPTO. USPTO petitions practice also provides an opportunity for a patent applicant or owner to supply additional information that may be required in order for the USPTO to further process an application or patent. This information collection covers petitions filed in patent applications and reexamination proceedings that, when submitted to the USPTO, must be accompanied by the fee set forth in 37 CFR 1.17(f), (g), or (h). This information collection also covers the transmittals for the petitions fees.

US Code: 35 USC 2(b)(2) Name of Law: America Invents Act of 2011
  
None

Not associated with rulemaking

  85 FR 61937 10/01/2020
86 FR 5146 01/19/2021
No

11
IC Title Form No. Form Name
Petition for Extension of Time Under 37 CFR 1.136(b) PTO/SB/23 Petition for Extension of Time Under 37 CFR 1.136(b)
Petitions to Make Special under Accelerated Examination Program (EFS-Web only) PTO/SB/28 Petition to Make Special Under Accelerated Examination Program
EFS-Web Petition for Extension of Time Under 37 CFR 1.136 (b) PTO/SB/23 Petition for Extension of Time Under 37 CFR 1.136(b)
Petitions for Express Abandonment to Avoid Publication Under 37 CFR 1.138(c) PTO/SB/24A Petition for Express Abandonment to Avoid Publication Under 37 CFR 1.138(c)
Petitions requiring the petition fee set forth in 37 CFR 1.17(g) (Group II)
Petitions requiring the petition fee set forth in 37 CFR 1.17(g) (Group I)
Petitions requiring the petition fee set forth in 37 CFR 1.17(g) (Group III)
EFS-Web Petition Fee Under 37 CFR 1.17(f), (g), and (h) Transmittal PTO/SB/17p Petition Fee Under 37 CFR 1.17(f), (g) & (h) Transmittal
Petitions (corresponding to the fee) under 37 CFR 1.17(g) (access assignment record, access application, expungement and return of information, and to suspend action in an application): Individuals an PTO/AIA/17p Processing Fee Under 37 CFR 1.17(f), (g), and (h) Transmittal
Petitions to Make Special Under Accelerated Examination Program (EFS-Web only): Individuals and Households PTO/SB/28 Petitions to Make Special Under Accelerated Examination Program
Petitions (corresponding to the fee) under 37 CFR 1.17(h) (accepting color drawings or photographs, entry of a model or exhibit, withdraw an application from issue, defer issuance of a patent): Privat PTO/SB/140, PTO/AIA/17p Petition to Withdraw an Application from Issue After Payment of the Issue Fee Under 37 CFR 1.313(c) ,   Processing Fee Under 37 CFR 1.17(f), (g), and (h) Transmittal
Petitions to Make Special Under Accelerated Examination Program (EFS-Web only): Private Sector PTO/SB/28 Petitions to Make Special Under Accelerated Examination Program
EFS-Web Petitions for Express Abandonment to Avoid Publication Under 37 CFR 1.138(c) PTO/SB/24A Petition for Express Abandonment to Avoid Publication Under 37 CFR 1.138(c)
Petitions (corresponding to the fee) under 37 CFR 1.17(h) (accepting color drawings or photographs, entry of a model or exhibit, withdraw an application from issue, defer issuance of a patent): Indivi PTO/SB/140, PTO/AIA/17p Petition to Withdraw an Application from Issue After Payment of the Issue Fee Under 37 CFR 1.313(c) ,   Processing Fee Under 37 CFR 1.17(f), (g), and (h) Transmittal
Petitions for Express Abandonment to Avoid Publication Under 37 CFR 1.138(c): Private Sector PTO/AIA/24a Petitions for Express Abandonment to Avoid Publication Under 37 CFR 1.138(c)
Petitions (corresponding to the fee) under 37 CFR 1.17(g) (access assignment record, access application, expungement and return of information, and to suspend action in an application): Private Sector PTO/AIA/17p Processing Fee Under 37 CFR 1.17(f), (g), and (h) Transmittal
Petitions (corresponding to the fee) under 37 CFR 1.17(f) (accord filing dates under 1.57(a) and 1.153(e), decision on question not specifically provided for, suspend rules): Private Sector PTO/AIA/17p Processing Fee Under 37 CFR 1.17(f), (g), and (h) Transmittal
Petitions (corresponding to the fee) under 37 CFR 1.17(f) (accord filing dates under 1.57(a) and 1.153(e), decision on question not specifically provided for, suspend rules): Individuals and Household PTO/AIA/17p Processing Fee Under 37 CFR 1.17(f), (g), and (h) Transmittal

  Total Request Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 40,922 60,210 0 -26,802 7,514 0
Annual Time Burden (Hours) 72,959 42,195 0 25,811 4,953 0
Annual Cost Burden (Dollars) 3,195,134 3,284,094 0 -1,516,742 1,427,782 0
Yes
Miscellaneous Actions
Yes
Miscellaneous Actions
Changes in responses and burden hours For this renewal, the USPTO estimates that the annual responses will decrease by 19,288 (from 60,210 to 40,922) and the total burden hours will increase by 30,763 (from 42,195 to 72,959) from the currently approved burden for this information collection. These changes are due to program changes and agency estimates resulting in lines of the information collection being merged. Changes in annual (non-hour) costs For this renewal, the USPTO estimates that the total annual (non-hour) costs will decrease by $88,960 (from $3,284,094 to $3,195,134). This decrease is the result of natural fluctuation in the items being submitted as well as certain program changes to the fee amounts due to recent fee adjustments.

$156,671
No
    Yes
    Yes
No
No
No
No
Raul Tamayo 571 272-7728 [email protected]

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
01/21/2021


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