Joint Notice of Intent to Arbitrate and Notice of Availability for Arbitrator Roster

Forms and Documents

Forms and supporting documents for this ICR

Document	Type	Status	Availability
30-day FRN 85 FR 2020-24604.pdf	Supplementary Document	Uploaded 2020-11-05	Available
60-Day Notice Arbitrate 85 FR 54615.pdf	Supplementary Document	Uploaded 2020-11-05	Available
49 CFR Part 1108.pdf	Supplementary Document	Uploaded 2020-11-05	Available
49 USC 11708.pdf	Supplementary Document	Uploaded 2020-11-05	Available
2140-XXXX Supporting Statement - Joint Notice and Roster (to ROCIS).pdf	Supporting Statement A	Uploaded 2020-11-05	Available

IC Document Collections

Information collection document groups

IC ID	Collection	Type	Status	Form
244405	Arbitration Roster Notice		New
244404	Joint Notices of Intent to Arbitrate		New

ICR Details

OMB Control No:	ICR Reference No: 202011-2140-002
Status: Historical Inactive	Previous ICR Reference No:
Agency/Subagency: STB	Agency Tracking No:
Title: Joint Notice of Intent to Arbitrate and Notice of Availability for Arbitrator Roster
Type of Information Collection: New collection (Request for a new OMB Control Number)	Common Form ICR:  No
Type of Review Request: Regular
OIRA Conclusion Action: Improperly submitted	Conclusion Date: 01/08/2021
	Date Received in OIRA: 11/05/2020
Terms of Clearance: The agency shall resubmit this request as a "Collection in use without a control number."

table that charts list comparision

	Inventory as of this Action	Requested	Previously Approved
Expiration Date		36 Months From Approved
Responses	0	0	0
Time Burden (Hours)	0	0	0
Cost Burden (Dollars)	0	0	0

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Abstract: Under Section 13 of the STB Reauthorization Act of 2015 (codified at 49 U.S.C. § 11708), the Board is required to promulgate regulations to establish a voluntary and binding arbitration process to resolve rail rate and practice complaints” that are subject to the Board’s jurisdiction. Section 11708 sets forth specific requirements and procedures for the Board’s arbitration process. The Board has created two additional collections outside of a request for arbitration in a formal complaint before the Board -- the voluntary filing of a joint notice requesting arbitration and the voluntary submissions to be on the Board's arbitration roster. 49 CFR part 1108.

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Authorizing Statute(s): US Code: 49 USC 11708 Name of Law: Voluntary arbitration of certain rail rates and practices disputes
  

Citations for New Statutory Requirements: None

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Associated Rulemaking Information
RIN:	Stage of Rulemaking:	Federal Register Citation:	Date:
	Not associated with rulemaking

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Federal Register Notices & Comments
60-day Notice:	Federal Register Citation:	Citation Date:
	85 FR 54615	09/02/2020
30-day Notice:	Federal Register Citation:	Citation Date:
	85 FR 70704	11/05/2020
Did the Agency receive public comments on this ICR? No

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Number of Information Collection (IC) in this ICR: 2

table that charts list of burden

IC Title	Form No.	Form Name
Arbitration Roster Notice
Joint Notices of Intent to Arbitrate

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Burden increases because of Program Change due to Agency Discretion: Yes

Burden Increase Due to: Miscellaneous Actions

Burden decreases because of Program Change due to Agency Discretion: No

Burden Reduction Due to:

Short Statement: This is a new collection request for an existing collection without an OMB control number.

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Annual Cost to Federal Government: $734

Does this IC contain surveys, censuses, or employ statistical methods? No

Does this ICR request any personally identifiable information (see OMB Circular No. A-130 for an explanation of this term)? Please consult with your agency's privacy program when making this determination.     No

Does this ICR include a form that requires a Privacy Act Statement (see 5 U.S.C. §552a(e)(3))? Please consult with your agency's privacy program when making this determination.     No

Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]? No

Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]? No

Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)? No

Is this ICR related to the Pandemic Response? No

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Common Form ICR:  No

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On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).

The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:

(a) It is necessary for the proper performance of agency functions;

(b) It avoids unnecessary duplication;

(c) It reduces burden on small entities;

(d) It uses plain, coherent, and unambiguous language that is understandable to respondents;

(e) Its implementation will be consistent and compatible with current reporting and recordkeeping practices;

(f) It indicates the retention periods for recordkeeping requirements;

(g) It informs respondents of the information called for under 5 CFR 1320.8 (b)(3) about:

(i) Why the information is being collected;

(ii) Use of information;

(iii) Burden estimate;

(iv) Nature of response (voluntary, required for a benefit, or mandatory);

(v) Nature and extent of confidentiality; and

(vi) Need to display currently valid OMB control number;

(h) It was developed by an office that has planned and allocated resources for the efficient and effective management and use of the information to be collected.

(i) It uses effective and efficient statistical survey methodology (if applicable); and

(j) It makes appropriate use of information technology.

If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.

Certification Date: 11/05/2020

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