Form N-6 (17 CFR 239.17c) under the Securities Act of 1933 and (17 CFR 274.11d) under the Investment Company Act of 1940, Registration Statement of Separate Accounts Organized as Unit Investment Trust
ICR 202011-3235-015
OMB: 3235-0503
Federal Form Document
⚠️ Notice: This information collection may be outdated. More recent filings for OMB 3235-0503 can be found here:
Form N-6 (17 CFR 239.17c)
under the Securities Act of 1933 and (17 CFR 274.11d) under the
Investment Company Act of 1940, Registration Statement of Separate
Accounts Organized as Unit Investment Trust
Revision of a currently approved collection
No
Regular
11/17/2020
Requested
Previously Approved
36 Months From Approved
07/31/2023
385
388
65,123
31,987
7,840,000
3,816,692
Form N-6 is the form used by insurance
company separate accounts organized as unit investment trusts that
offer variable life insurance contracts to register as investment
companies under the Investment Company Act of 1940 [15 U.S.C. 80a-1
et seq.] ("Investment Company Act") and/or to register their
securities under the Securities Act of 1933 [15 U.S.C. 77a et
seq.].
US Code:
15
USC 77e Name of Law: Securities Act of 1933
US Code: 15
USC 80a-8 Name of Law: Investment Company Act of 1940
The current approved total
annual hour burden for preparing and filing registration statements
on Form N-6 is 31,987 internal burden hours. We estimate that the
new internal burden will be approximately 65,123 hours annually,
reflecting an increase of 33,136 internal burden hours associated
with amended Form N-6. The current approved estimate for the
external annual cost burdens associated with preparing and filing
initial and post-effective registration statements on Form N-6 is
3,816,692 annually. We estimate that the new internal burden will
be $7,840,000, reflecting an increase of $4,023,308. The increase
in the estimates regarding the total hour and external cost burdens
associated with Form N-6 reflect the increase in estimated burdens
associated with the amendments, adjustments to certain per filing
estimates, and current estimates for the annual number of filings
on Form N-6.
$0
No
No
No
No
No
No
No
Pamela Ellis 202
551-3506
No
On behalf of this Federal agency, I certify that
the collection of information encompassed by this request complies
with 5 CFR 1320.9 and the related provisions of 5 CFR
1320.8(b)(3).
The following is a summary of the topics, regarding
the proposed collection of information, that the certification
covers:
(i) Why the information is being collected;
(ii) Use of information;
(iii) Burden estimate;
(iv) Nature of response (voluntary, required for a
benefit, or mandatory);
(v) Nature and extent of confidentiality; and
(vi) Need to display currently valid OMB control
number;
If you are unable to certify compliance with any of
these provisions, identify the item by leaving the box unchecked
and explain the reason in the Supporting Statement.