Rule 17g-10 and Form ABS Due Diligence-15E annual disclosure burden

Rule 17g-10 Certification of providers of third-party due diligence services in connection with asset-backed securities & Form ABS Due Diligence-15E

⚠️ Notice: This information collection may be referencing outdated material. More recent filings for OMB 3235-0694 can be found here:

Documents and Forms

Document Name Document Type
Form 15E Rule 17g-10 and Form ABS Due Diligence-15E annual disclosure burden Form
15E FORM ABS DUE DILIGENCE-15E FORM ABS DUE DILIGENCE-15E.pdf Form
15E Form ABS 15E formabs-dd-15e.pdf www.sec.gov/files/formabs-dd-15e.pdf Form and Instruction

Information Collection (IC) Details

IC Title:	Rule 17g-10 and Form ABS Due Diligence-15E annual disclosure burden	Agency IC Tracking Number:

Is this a Common Form? No		IC Status: Modified

Obligation to Respond: Mandatory

CFR Citation: 17 CFR 240.17g-10

Information Collection Instruments:

Document Type	Form No.	Form Name	Instrument File	URL	Available Electronically?	Can Be Submitted Electronically?	Electronic Capability
Form	15E	FORM ABS DUE DILIGENCE-15E	FORM ABS DUE DILIGENCE-15E.pdf		Yes	Yes	Fillable Fileable Signable
Form and Instruction	15E	Form ABS 15E	formabs-dd-15e.pdf	https://www.sec.gov/files/formabs-dd-15e.pdf	Yes	Yes	Fillable Fileable Signable

Line of Business: Economic Development

Subfunction: Financial Sector Oversight

Privacy Act System of Records
Title:	FR Citation:

Number of Respondents: 990	Number of Respondents for Small Entity: 0

Affected Public: Private Sector	Private Sector: Businesses or other for-profits

Percentage of Respondents Reporting Electronically: 0 %

	Requested	Program Change Due to Agency Discretion	Previously Approved
Annual Number of Responses for this IC	990	975	15
Annual IC Time Burden (Hours)	330	92	238
Annual IC Cost Burden (Dollars)	93,387	93,387	0

Documents for IC

Title	Document	Date Uploaded
No associated records found

Blank fields in records indicate information that was not collected or not collected electronically prior to July 2006.