Investment Company Act Rule 17f-1, "Custody of Securities with Members of National Securities Exchanges"

ICR 202012-3235-008

OMB: 3235-0222

Federal Form Document

Forms and Documents
Document
Name
Status
Supplementary Document
2021-03-08
Supplementary Document
2021-03-08
Supporting Statement A
2020-12-18
IC Document Collections
IC ID
Document
Title
Status
34614
Modified
ICR Details
3235-0222 202012-3235-008
Received in OIRA 201707-3235-014
SEC IM-270-236
Investment Company Act Rule 17f-1, "Custody of Securities with Members of National Securities Exchanges"
Extension without change of a currently approved collection   No
Regular 03/08/2021
  Requested Previously Approved
36 Months From Approved 05/31/2021
6 6
21 21
60,168 55,800

Rule 17f-1 sets forth the conditions under which a funds may place its assets in the custody of a member of a national securities exchange.

US Code: 15 USC 80a-17f Name of Law: Investment Company Act of 1940
  
None

Not associated with rulemaking

  85 FR 85719 12/29/2020
86 FR 13409 03/08/2021
No

1
IC Title Form No. Form Name
Rule 17f-1 under the Investment Company Act of 1940

  Total Request Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 6 6 0 0 0 0
Annual Time Burden (Hours) 21 21 0 0 0 0
Annual Cost Burden (Dollars) 60,168 55,800 0 0 4,368 0
No
No

$0
No
    No
    No
No
No
No
No
Blair Burnett 202 551-3325

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
03/08/2021


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