Information Collection Request
Regulation ATS Rule 301 Amendments
ICR 202101-3235-011 · OMB 3235-0509 · Received in OIRA
⚠️ Notice: This information collection may be outdated. More recent filings for OMB 3235-0509 can be found here:
Forms and Documents
| Document | Type | Status | Availability |
|---|---|---|---|
 Form Form ATS-R Form ATS-R - Quarterly Reports |
Form and Instruction | Modified | Repair queued |
| Form Form ATS Form ATS - Amendments |
Form and Instruction | Modified | Repair queued |
| Form Form ATS Form ATS - Initial Operation Report |
Form and Instruction | Modified | Repair queued |
 3235-0509 30 Day Notice.pdf |
Supplementary Document | Uploaded 2021-09-16 | Repair queued |
| 3235-0509 60 day notice.pdf |
Supplementary Document | Uploaded 2021-09-16 | Repair queued |
| DGL FINAL REVISED 2021 Rule 301 Supporting statement 6-2-21 (6.9.2021).pdf |
Supporting Statement A | Uploaded 2021-06-09 | Repair queued |
IC Document Collections
| IC ID | Collection | Type | Status | Form |
|---|---|---|---|---|
| 35287 |  Form ATS-R - Quarterly Reports |
Form and Instruction | Modified | |
| 232434 | System Outage Notices |
Unchanged | ||
| 232433 | Fair Access Notices |
Unchanged | ||
| 221753 | Written Confidentiality Procedures - ATSs to Update Procedures |
Modified | ||
| 221752 | Written Confidentiality Procedures - ATSs w/o Procedures |
Modified | ||
| 221746 | Form ATS-R - NMS Stock ATSs Filing An Additional Set of Quarterly Reports |
Modified | ||
| 194921 | Systems Capacity, Integrity and Security Recordkeeping |
Unchanged | ||
| 194920 | Fair Access Standards Recordkeeping |
Unchanged | ||
| 194919 | Form ATS - Cessation of Operations Report |
Modified | ||
| 194918 | Form ATS - Amendments |
Form and Instruction | Modified | |
| 194917 | Form ATS - Initial Operation Report |
Form and Instruction | Modified |
ICR Details
| Status | Received in OIRA |
|---|---|
| Agency/Subagency | SEC |
| OMB Control No | 3235-0509 |
| Type of Information Collection | Extension without change of a currently approved collection |
| Previous ICR Reference No | 201806-3235-002 |
| Agency Tracking No | TM-270-451 |
| Date Submitted to OIRA | 1969-12-31 |
| Requested Expiration Date | 1969-12-31 |