Download:
pdf |
pdfFR Y-14A Schedule A.1.d. - 1. Capital - CCAR and 2. Capital - DFAST
Submission Indicator - Indicate if this Capital sub-schedule pertains
to Capital - CCAR or Capital - DFAST
CCARP005
Item
1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
23
Adjusted
Starting
1
Value
As of Date
Schedule HI-A—Changes in Bank Holding Company Equity Capital
Total bank holding company equity capital most recently reported for the end of
previous QUARTER
Effect of changes in accounting principles and corrections of material accounting
errors
Balance end of previous QUARTER as restated (sum of items 1 and 2)
Net income (loss) attributable to bank holding company
Sale of perpetual preferred stock (excluding treasury stock transactions):
Sale of perpetual preferred stock, gross
Conversion or retirement of perpetual preferred stock
Sale of common stock:
Sale of common stock, gross
Conversion or retirement of common stock
Sale of treasury stock
Purchase of treasury stock
Changes incident to business combinations, net
Cash dividends declared on preferred stock
Cash dividends declared on common stock
Other comprehensive income
Change in the offsetting debit to the liability for Employee Stock Ownership Plan
(ESOP) debt guaranteed by the bank holding company
Other adjustments to equity capital (not included above)*
25
26
PQ 1
PQ 2
PQ 3
PQ 4
PQ 5
PQ 6
PQ 7
PQ 8
PQ 9
PQ 2 PQ 5
PQ 6 PQ 9
-
-
-
-
-
-
-
-
-
-
-
-
-
-
-
-
-
-
-
9-Quarter
CPSK3217
CASKB507
CASKB508
CASK4340
CPSKB507
CPSKB508
CPSK4340
CASK3577
CASK3578
CPSK3577
CPSK3578
-
-
-
CASK3579
CASK3580
CASK4782
CASK4783
CASK4356
CASK4598
CPSK3579
CPSK3580
CPSK4782
CPSK4783
CPSK4356
CPSK4598
-
-
-
CASK4460
CASKB511
CPSK4460
CPSKB511
-
-
-
CASK4591
CASK3581
CPSK4591
CPSK3581
-
-
-
-
-
-
CASK3210
Schedule HC-R per Regulatory Capital Rule (12 CFR 217)
AOCI opt-out election? (enter "1" for Yes; enter "0" for No)
CASDP838
CPSDP838
CASDP742
CASK3247
CASDB530
CPSDP742
CPSK3247
CPSDB530
CASDP839
CPSDP839
CASDP840
-
CPSK3210
-
CPSDP840
Common equity tier 1 capital: adjustments and deductions
24
Sums in $Millions
CASK3217
Total bank or intermediate B24holding company equity capital end of current
period (sum of items 3, 4, 5, 6, 7, 8, 9, 11, 14, 15, 16, less items 10, 12, 13)
Common equity tier 1
Common stock and related surplus, net of treasury stock and unearned employee
stock ownership plan (ESOP) shares
Retained earnings
Accumulated other comprehensive income (AOCI)
Common equity tier 1 minority interest includable in common equity tier 1
capital
Common equity tier 1 before adjustments and deductions (sum of items 19
through 22)
Projected in $Millions
Goodwill net of associated deferred tax liabilities (DTLs)
CASDP841
Intangible assets (other than goodwill and mortgage servicing assets (MSAs)), net
CASDP842
of associated DTLs
Deferred tax assets (DTAs) that arise from net operating loss and tax credit
CASDP843
carryforwards, net of any related valuation allowances and net of DTLs
If Item 18 is “1” for “Yes”, complete items 27 through 31 only for AOCI related
adjustments.
CPSDP841
CPSDP842
CPSDP843
-
-
-
-
-
-
-
-
-
-
-
-
-
-
-
-
-
-
-
-
-
-
-
-
-
-
FR Y-14A Schedule A.1.d. - 1. Capital - CCAR and 2. Capital - DFAST
Item
Adjusted
Starting
1
Value
As of Date
27
AOCI related adjustments: Net unrealized gains (losses) on available-for-sale
securities (if a gain, report as a positive value; if a loss, report as a negative value)
28
AOCI related adjustments: Net unrealized loss on available-for-sale preferred
stock classified as an equity security under GAAP and available-for-sale equity
exposures (report loss as a positive value)
29
AOCI related adjustments: Accumulated net gains (losses) on cash flow hedges (if
a gain, report as a positive value; if a loss, report as a negative value)
30
AOCI related adjustments: Amounts recorded in AOCI attributed to defined
benefit postretirement plans resulting from the initial and subsequent
application of the relevant GAAP standards that pertain to such plans (if a gain,
report as a positive value; if a loss, report as a negative value)
31
AOCI related adjustments: Net unrealized gains (losses) on held-to-maturity
securities that are included in AOCI (if a gain, report as a positive value; if a loss,
report as a negative value)
CASDP844
CPSDP844
CASDP845
CPSDP845
CASDP846
CPSDP846
CASDP847
CPSDP847
CASDP848
CPSDP848
CASDP849
CPSDP849
CASDQ258
CPSDQ258
CASDP850
CPSDP850
Projected in $Millions
PQ 1
PQ 2
PQ 3
PQ 4
PQ 5
Sums in $Millions
PQ 6
PQ 7
PQ 8
PQ 2 PQ 5
PQ 9
If Item 18 is “0” for “No”, complete item 32 only for AOCI related adjustments.
32
33
34
35
36
37a
37b
38
39
40
41
42
43
AOCI related adjustments: Accumulated net gain (loss) on cash flow hedges
included in AOCI, net of applicable tax effects, that relate to the hedging of items
that are not recognized at fair value on the balance sheet (if a gain, report as a
positive value; if a loss, report as a negative value)
Other deductions from (additions to) common equity tier capital 1 before
threshold-based deductions: Unrealized net gain (loss) related to changes in the
fair value of liabilities that are due to changes in own credit risk (if a gain, report
as a positive value; if a loss, report as a negative value)
Other deductions from (additions to) common equity tier capital 1 before
threshold-based deductions: All other deductions from (additions to) common
equity tier 1 capital before threshold-based deductions
Non-significant investments in the capital of unconsolidated financial institutions
in the form of common stock that exceed the 10 percent threshold for nonsignificant investments
Subtotal (item 23 minus items 24 through 35)
Significant investments in the capital of unconsolidated financial institutions in
the form of common stock, net of associated DTLs, that exceed the 10 percent
common equity tier 1 capital deduction threshold (item 71)
Investments in the capital of unconsolidated financial institutions, net of
associated DTLs, that exceed 25 percent common equity tier 1 capital deduction
threshold
MSAs, net of associated DTLs, that exceed the common equity tier 1 capital
deduction threshold
DTAs arising from temporary differences that could not be realized through net
operating loss carrybacks, net of related valuation allowances and net of DTLs,
that exceed the common equity tier 1 capital deduction threshold
Amount of significant investments in the capital of unconsolidated financial
institutions in the form of common stock; MSAs, net of associated DTLs; and
DTAs arising from temporary differences that could not be realized through net
operating loss carrybacks, net of related valuation allowances and net of DTLs;
that exceeds the 15 percent common equity tier 1 capital deduction threshold
(item 84 )
Deductions applied to common equity tier 1 capital due to insufficient amount of
additional tier 1 capital and tier 2 capital to cover deductions
Total adjustments and deductions for common equity tier 1 capital (sum of items
37a through 41)
Common equity tier 1 capital (item 36 minus 42)
CASDP851
CASDP852
-
CPSDP851
CPSDP852
CASKP853
CPSKP853
CASKLF29
CPSKLF29
CASKP854
CPSKP854
CASKP855
CPSKP855
CASKP856
CPSKP856
CASDP857
CPSDP857
CASDP858
CASDP859
-
CPSDP858
CPSDP859
-
-
-
-
-
-
-
-
-
-
-
-
-
-
-
-
-
-
PQ 6 PQ 9
9-Quarter
FR Y-14A Schedule A.1.d. - 1. Capital - CCAR and 2. Capital - DFAST
Item
Adjusted
Starting
1
Value
As of Date
Additional tier 1 capital
Additional tier 1 capital instruments plus related surplus
Non-qualifying capital instruments subject to phase out from additional tier 1
capital
CASDP860
CPSDP860
CASDP861
CPSDP861
46
Tier 1 minority interest not included in common equity tier 1 capital
CASDP862
CPSDP862
47
Additional tier 1 capital before deductions
CASDP863
CPSDP863
48
Additional tier 1 capital deductions
CASDP864
CPSDP864
49
Additional tier 1 capital
CASDP865
CPSDP865
50
Tier 1 capital
Tier 1 capital (sum of items 43 and 49)
CASD8274
44
45
51
52
53
54
55
56
57
58
59
60
61
62
63
Tier 2 capital
Tier 2 capital instruments plus related surplus
Non-qualifying capital instruments subject to phase out from tier 2 capital
Total capital minority interest that is not included in tier 1 capital
Allowance for loan and lease losses includable in tier 2 capital (2)
(Advanced approaches holding companies that exit parallel run only): eligible
credit reserves includable in tier 2 capital
Unrealized gains on available-for-sale preferred stock classified as an equity
security under GAAP and available-for-sale equity exposures includable in tier 2
capital
Tier 2 capital before deductions (sum of items 51, 52, 53, 54 and 56)
(Advanced approaches holding companies that exit parallel run only): Tier 2
capital before deductions
Tier 2 capital deductions
Tier 2 capital (item 57 minus 59)
(Advanced approaches holding companies that exit parallel run only): Tier 2
capital
Total capital
Total capital, (sum of items 50 and 60)
(Advanced approaches holding companies that exit parallel run only): Total
capital (sum of items 50 and 61)
-
CPSD8274
Projected in $Millions
Sums in $Millions
PQ 1
PQ 2
PQ 3
PQ 4
PQ 5
PQ 6
PQ 7
PQ 8
PQ 9
-
-
-
-
-
-
-
-
-
CASDP866
CASDP867
CASDP868
CASD5310
CPSDP866
CPSDP867
CPSDP868
CPSD5310
CASE5310
CPSE5310
CASDQ257
CASDP870
-
CPSDQ257
CPSDP870
-
-
-
-
-
-
-
-
-
-
CPSEP870
CPSDP872
CPSD5311
-
-
-
-
-
-
-
-
-
-
-
-
-
-
-
-
-
-
CASEP870
CASDP872
CASD5311
CASE5311
CASD3792
CASE3792
CPSE5311
-
CPSD3792
CPSE3792
PQ 2 PQ 5
PQ 6 PQ 9
9-Quarter
FR Y-14A Schedule A.1.d. - 1. Capital - CCAR and 2. Capital - DFAST
Item
Adjusted
Starting
1
Value
As of Date
Projected in $Millions
PQ 1
PQ 2
PQ 3
PQ 4
PQ 5
Sums in $Millions
PQ 6
PQ 7
PQ 8
PQ 2 PQ 5
PQ 9
Threshold Deductions Calculations
Items 64-71 should only be filed by firms subject to Category I and II standards
64a
64b
65
66
67
68
69
Non-significant investments in the capital of unconsolidated financial institutions
in the form of common stock, net of associated DTLs
Aggregate non-significant investments in the capital of unconsolidated financial
institutions, including in the form of common stock, additional tier 1, and tier 2
capital
Aggregate non-significant investments in the capital of unconsolidated financial
institutions in the form of common stock
10 percent common equity tier 1 deduction threshold for non-significant
investments in the capital of unconsolidated financial institutions in the form of
common stock
Amount of non-significant investments that exceed the 10 percent deduction
threshold for non-significant investments
Significant investments in the capital of unconsolidated financial institutions in
the form of common stock, net of associated DTLs
Gross significant investments in the capital of unconsolidated financial
institutions in the form of common stock
Permitted offsetting short positions in relation to the specific gross holdings
included above
Significant investments in the capital of unconsolidated financial institutions in
the form of common stock net of short positions (greater of item 67 minus 68 or
zero)
70
10 percent common equity tier 1 deduction threshold (10 percent of item 36)
71
Amount to be deducted from common equity tier 1 due to 10 percent deduction
threshold (greater of item 69 minus item 70 or zero), prior to transition provisions
72
Investments in the capital of unconsolidated financial institutions (firms subject to
Category III and IV standards only)
Aggregate amount of investments in the capital of unconsolidated financial
institutions, net of associated DTLs
73
25 percent common equity tier 1 deduction threshold (25 percent of item 36)
74
Amount to be deducted from common equity tier 1 due to 25 percent deduction
threshold (greater of item 72 minus item 73 or zero)
75
76
77
78
79
Items 75-82 should be filed by all firms
MSAs, net of associated DTLs
Total mortgage servicing assets classified as intangible
Associated deferred tax liabilities which would be extinguished if the intangible
becomes impaired or derecognized under the relevant accounting standards
Mortgage servicing assets net of related deferred tax liabilities (item 75 minus
item 76)
Common equity tier 1 deduction threshold
Amount to be deducted from common equity tier 1 due to the deduction
threshold
CASDR643
CPSDR643
CASDLG29
CPSDLG29
CASDR646
-
CPSDR646
-
-
-
-
-
-
-
-
-
CASDR647
-
CPSDR647
-
-
-
-
-
-
-
-
-
CASDQ259
CPSDQ259
CASDQ260
CPSDQ260
CASDQ261
-
CPSDQ261
-
-
-
-
-
-
-
-
-
CASDQ262
-
CPSDQ262
-
-
-
-
-
-
-
-
-
CASDP853
-
CPSDP853
-
-
-
-
-
-
-
-
-
CASDLF18
CPSDLF18
CASDLF19
-
CPSDLF19
-
-
-
-
-
-
-
-
-
CASDLF20
-
CPSDLF20
-
-
-
-
-
-
-
-
-
CASDQ263
CPSDQ263
CASDQ264
CPSDQ264
CASDQ265
CASDQ262
-
CPSDQ265
CPSDQ262
-
-
-
-
-
-
-
-
-
CASDP854
-
CPSDP854
-
-
-
-
-
-
-
-
-
CASDQ296
CASDQ262
-
CPSDQ296
CPSDQ262
-
DTAs arising from temporary differences that could not be realized through net
operating loss carrybacks, net of related valuation allowances and net of DTLs
80
DTAs arising from temporary differences that could not be realized through net
operating loss carrybacks, net of related valuation allowances and net of DTLs
81
Common equity tier 1 deduction threshold
-
-
-
-
-
-
-
-
-
-
-
-
-
-
-
-
-
-
PQ 6 PQ 9
9-Quarter
FR Y-14A Schedule A.1.d. - 1. Capital - CCAR and 2. Capital - DFAST
Item
82
Adjusted
Starting
1
Value
As of Date
Amount to be deducted from common equity tier 1 due to the deduction
threshold
Items 83-86 should only be filed by firms subject to Category I and II standards
CASDP855
-
CPSDP855
Projected in $Millions
Sums in $Millions
PQ 1
PQ 2
PQ 3
PQ 4
PQ 5
PQ 6
PQ 7
PQ 8
PQ 9
-
-
-
-
-
-
-
-
-
PQ 2 PQ 5
PQ 6 PQ 9
9-Quarter
FR Y-14A Schedule A.1.d. - 1. Capital - CCAR and 2. Capital - DFAST
Item
Adjusted
Starting
1
Value
As of Date
Projected in $Millions
Sums in $Millions
PQ 1
PQ 2
PQ 3
PQ 4
PQ 5
PQ 6
PQ 7
PQ 8
PQ 9
PQ 2 PQ 5
Aggregate of items subject to the 15% limit (significant investments, mortgage
servicing assets and deferred tax assets arising from temporary differences)
83
84
85
86
87
88
89
90
91
92
93
94
95
96
97
Sum of items 69, 77, and 80
15 percent common equity tier 1 deduction threshold
Sum of items 71, 79, and 82
Item 83 minus item 85
Amount to be deducted from common equity tier 1 due to 15 percent deduction
threshold
Total Assets for the Leverage Ratio (12 CFR 217)
Average total consolidated assets
Deductions from common equity tier 1 capital and additional tier 1 capital
Other deductions from (additions to) assets for leverage ratio purposes
Total assets for the leverage ratio (item 88 minus items 89 and 90)
REGULATORY CAPITAL AND RATIOS
Common equity tier 1 (item 43)
Tier 1 capital per revised regulatory capital rule
Total capital per revised regulatory capital rule
(Advanced approaches holding companies that exit parallel run only): Total
capital per revised regulatory capital rule (item 63)
Total risk-weighted assets using standardized approach
(Advanced approaches holding companies that exit parallel run only): total riskweighted assets using advanced approaches rules
98
Total assets for the leverage ratio per revised regulatory capital rule (item 91)
99
Supplementary leverage ratio exposure
CASDQ266
CASDQ267
CASDQ268
CASDQ269
-
CPSDQ266
CPSDQ267
CPSDQ268
CPSDQ269
-
-
-
-
-
-
-
-
-
CASDQ270
-
CPSDQ270
-
-
-
-
-
-
-
-
-
CASK3368
CASDP875
CASDB596
CASDA224
CASDP859
CASD8274
CASD3792
-
CPSK3368
CPSDP875
CPSDB596
CPSDA224
-
-
-
-
-
-
-
-
-
-
CPSDP859
CPSD8274
CPSD3792
-
-
-
-
-
-
-
-
-
-
-
-
-
-
-
-
-
-
CASE3792
CPSE3792
CASDA223
CPSDA223
CASEA223
CPSEA223
CASKA224
CASKHK22
-
CPSKA224
CPSKHK22
PQ 6 PQ 9
9-Quarter
FR Y-14A Schedule A.1.d. - 1. Capital - CCAR and 2. Capital - DFAST
Item
Adjusted
Starting
1
Value
As of Date
106
107
Common equity tier 1 ratio (%)
(Advanced approaches holding companies that exit parallel run only): Common
equity tier 1 ratio (%)
Tier 1 capital ratio (%)
(Advanced approaches holding companies that exit parallel run only): Tier 1
capital ratio (%)
Total capital ratio (%)
(Advanced approaches holding companies that exit parallel run only): Total
capital ratio (%)
Tier 1 leverage ratio (%)
Supplementary leverage ratio (%)
108
Schedule HC-F—Other Assets
Net deferred tax assets
CASK2148
CPSK2148
109
Schedule HC-G—Other Liabilities
Net deferred tax liabilities
CASK3049
CPSK3049
110
111
Issuances associated with the U.S. Department of Treasury Capital Purchase
Program:
Senior perpetual preferred stock or similar items
Warrants to purchase common stock or similar items
CASKG234
CASKG235
CPSKG234
CPSKG235
Taxes previously paid that the bank holding company could recover through
allowed carrybacks if the bank holding company's DTAs on net operating loss, tax
112
credits and temporary differences (both deductible and taxable) fully reverse at
the report date
CASDQ275
112a U.S. Federal Government
CASDLC30
112b U.S. State Governments
CASDLC31
112c All non-U.S. tax jurisdictions
CASDLC32
CPSDQ275
CPSDLC30
CPSDLC31
CPSDLC32
100
101
102
103
104
105
CASDP793
CASEP793
CASD7206
CASE7206
CASD7205
CASE7205
CASD7204
CASKHK23
Projected in $Millions
Sums in $Millions
PQ 1
PQ 2
PQ 3
PQ 4
PQ 5
PQ 6
PQ 7
PQ 8
PQ 9
#DIV/0!
CPSDP793
#DIV/0!
#DIV/0!
#DIV/0!
#DIV/0!
#DIV/0!
#DIV/0!
#DIV/0!
#DIV/0!
#DIV/0!
#DIV/0!
CPSEP793
CPSD7206
#DIV/0!
#DIV/0!
#DIV/0!
#DIV/0!
#DIV/0!
#DIV/0!
#DIV/0!
#DIV/0!
#DIV/0!
#DIV/0!
CPSE7206
CPSD7205
#DIV/0!
#DIV/0!
#DIV/0!
#DIV/0!
#DIV/0!
#DIV/0!
#DIV/0!
#DIV/0!
#DIV/0!
#DIV/0!
#DIV/0!
#DIV/0!
#DIV/0!
#DIV/0!
#DIV/0!
#DIV/0!
#DIV/0!
#DIV/0!
#DIV/0!
CPSE7205
CPSD7204
CPSKHK23
Deferred Tax Asset Information
113
Deferred tax assets that arise from net operating loss and tax credit
carryforwards, net of DTLs, but gross of related valuation allowances
CASDR648
CPSDR648
114
Valuation allowances related to deferred tax assets that arise from net operating
loss and tax credit carryforwards
CASDR649
CPSDR649
114a
U.S. Federal Government
CASDLC33
CPSDLC33
CASDLC34
CPSDLC34
CASDLC35
CPSDLC35
114b U.S. State Governments
114c
All non-U.S. tax jurisdictions
115
Deferred tax assets arising from temporary differences, net of DTLs
CASDR650
CPSDR650
115a
U.S. Federal Government
CASDLC36
CPSDLC36
CASDLC37
CPSDLC37
115b U.S. State Governments
115c
All non-U.S. tax jurisdictions
CASDLC38
CPSDLC38
116
Valuation allowances related to DTAs arising from temporary differences
CASDR651
CPSDR651
116a
U.S. Federal Government
CASDLC39
CPSDLC39
116b U.S. State Governments
CASDLC40
CASDLC41
CPSDLC40
CPSDLC41
117
All non-U.S. tax jurisdictions
Supplemental Capital Action Information (report in $Millions unless otherwise
noted)***
Cash dividends declared on common stock
CASD4460
CPSD4460
118
119
Common shares outstanding (Millions)
Common dividends per share ($)
CASDQ946
CASDQ282
116c
-
CPSDQ946
CPSDQ282
-
-
-
-
-
-
-
-
-
PQ 2 PQ 5
PQ 6 PQ 9
9-Quarter
FR Y-14A Schedule A.1.d. - 1. Capital - CCAR and 2. Capital - DFAST
Item
Adjusted
Starting
Value1
As of Date
PQ 2
PQ 3
PQ 4
PQ 5
PQ 6
PQ 7
PQ 8
PQ 9
-
CPSDQ283
CPSDQ284
CPSDQ285
-
-
-
-
-
-
-
-
-
-
CPSDQ286
CPSDQ287
CPSDQ288
-
-
-
-
-
-
-
-
-
Issuance of common stock for employee compensation
Other issuance of common stock
Total issuance of common stock
CASDQ283
CASDQ284
CASDQ285
123
124
125
Share repurchases to offset issuance for employee compensation
Other share repurchase
Total share repurchases
CASDQ286
CASDQ287
CASDQ288
126
127
Supplemental Information on Trust Preferred Securities Subject to Phase-Out
from Tier 1 Capital
Outstanding trust preferred securities
Trust preferred securities included in Item 49
CASKC699
CASDQ289
CPSKC699
CPSDQ289
CASDLE84
CASDLE85
CASDLE86
CASDLE87
CASDH311
CPSDLE84
CPSDLE85
CPSDLE86
CPSDLE87
CPSDH311
CASDLE88
CASDLE89
CASDLE90
CPSDLE88
CPSDLE89
CPSDLE90
CASDH313
CASDLE91
CASDLE92
CASDH314
CPSDH313
CPSDLE91
CPSDLE92
CPSDH314
CASDXXXX
CASDXXXX
CPSDXXXX
CPSDXXXX
CASDXXXX
CASDXXXX
CASDXXXX
CASDXXXX
CASDXXXX
CASDXXXX
CPSDXXXX
CPSDXXXX
CPSDXXXX
CPSDXXXX
CPSDXXXX
CPSDXXXX
CASDXXXX
CASDXXXX
CPSDXXXX
CPSDXXXX
CASDXXXX
CASDXXXX
CPSDXXXX
CPSDXXXX
130
Capital Buffers and Ratios
Capital conservation buffer requirement (sum of items a through c)
of which: Stress capital buffer requirement
of which: GSIB surcharge (if applicable)
of which: Countercyclical capital buffer amount (if applicable)
Capital conservation buffer
Leverage Buffer and Requirements
Total leverage exposure for the supplementary leverage ratio (SLR) (if applicable)
Leverage buffer requirement (if applicable)
Leverage buffer (if applicable)
Maximum Payout Ratio and Amounts
133 Eligible retained income
134 Maximum payout ratio
135 Maximum payout amount
136 Distributions and discretionary bonus payments during the quarter
Long-Term Debt and Total Loss Absorbing Capacity
137 Outstanding eligible long-term debt
138 Total loss absorbing capacity
Long-Term Debt and Total Loss Absorbing Capacity Ratios
139 LTD standardized risk-weighted assets ratio
140 TLAC standardized risk-weighted assets ratio
141 LTD advanced approaches risk-weighted assets ratio
142 TLAC advanced approaches risk-weighted assets ratio
143 LTD leverage ratio
144 TLAC leverage ratio
Advanced approaches holding companies only: LTD and TLAC supplementary
leverage ratios
145(a) LTD supplementary leverage ratio
145(b) TLAC supplementary leverage ratio
Institution-specific buffer necessary to avoid limitations or distributions and
146
discretionary bonus payments
146a TLAC risk-weighted asset buffer
146b TLAC leverage buffer
131
132
147
148
149
150
Memoranda
*Please break out and explain below other adjustments to equity capital:
Sums in $Millions
PQ 1
120
121
122
128
128(a)
128(b)
128(c)
129
Projected in $Millions
CASDQ290
**The carryback period is the prior two calendar tax years plus any current taxes paid in the year-to-date period. Please provide disaggregated data for item 112 as follows:
Taxes paid during the fiscal year ended two years ago
CASDQ292
Taxes paid during the fiscal year ended one year ago
CASDQ293
Taxes paid through the as-of date of the current fiscal year
CASDQ294
PQ 2 PQ 5
PQ 6 PQ 9
9-Quarter
FR Y-14A Schedule A.1.d. - 1. Capital - CCAR and 2. Capital - DFAST
Item
151
(1)
(2)
As of Date
***Please reconcile the Supplemental Capital Action and HI-A projections (i.e.,
allocate the capital actions among the HI-A buckets):
Adjusted
Starting
Value1
Projected in $Millions
PQ 1
PQ 2
PQ 3
CASDQ295
Footnotes to the Capital Worksheet
Firms should only use this column to report an adjusted starting value for an item subject to adjustment or deduction in capital impacted by the global market shock.
Institutions that have adopted ASU 2016-13 should report in item 54 the adjusted allowances for credit losses, as defined in the regulatory capital rule.
PQ 4
PQ 5
PQ 6
Sums in $Millions
PQ 7
PQ 8
PQ 9
PQ 2 PQ 5
PQ 6 PQ 9
9-Quarter
File Type | application/pdf |
File Modified | 2021-02-28 |
File Created | 2021-01-28 |