OMB control number

Capital Assessments and Stress Testing Reports

OMB 7100-0341 · FRS.

OMB 7100-0341

The Capital Assessments and Stress Testing Reports (FR Y-14A/Q/M) are applicable to top-tier U.S. bank holding companies (BHCs), U.S. intermediate holding companies of foreign banking organizations (IHCs), and covered savings and loan holding companies (SLHCs) (collectively holding companies) with $100 billion or more in total consolidated assets. The FR Y-14A, FR Y-14Q, and FR Y-14M reports (FR Y-14 reports) are used to support and calibrate the supervisory stress test models used in connection with setting firms’ stress capital buffer (SCB) requirements and collect company-run stress test results. The data are also used to support the supervision and regulation of these financial institutions.

The latest form for Capital Assessments and Stress Testing Reports expires 2026-09-30 and is listed under ICR 202603-7100-011.

All Historical Document Collections

Historical document collections
ReferenceFilingReceivedConcludedAction
202603-7100-011 Revision of a currently approved collection 2026-03-19 Approved without change
202603-7100-007 No material or nonsubstantive change to a currently approved collection 2026-03-17 Approved without change
202208-7100-009 Revision of a currently approved collection 2022-09-20 Approved without change
202201-7100-002 No material or nonsubstantive change to a currently approved collection 2022-04-20 Approved without change
202108-7100-007 Revision of a currently approved collection 2021-11-17 Approved without change
202103-7100-001 Revision of a currently approved collection 2021-08-31 Approved without change
202101-7100-006 Revision of a currently approved collection 2021-02-28 Approved without change
202009-7100-006 Revision of a currently approved collection 2020-11-03 Approved without change
202009-7100-004 Revision of a currently approved collection 2020-09-29 Approved without change
202007-7100-008 Revision of a currently approved collection 2020-07-24 Approved without change
202006-7100-006 Revision of a currently approved collection 2020-06-12 Approved without change
202006-7100-005 Revision of a currently approved collection 2020-06-10 Approved without change
202006-7100-003 No material or nonsubstantive change to a currently approved collection 2020-06-10 Approved without change
202001-7100-005 Revision of a currently approved collection 2020-01-24 Approved without change
202001-7100-003 No material or nonsubstantive change to a currently approved collection 2020-01-23 Approved without change
201912-7100-013 Revision of a currently approved collection 2019-12-18 Approved without change
201811-7100-010 Revision of a currently approved collection 2019-01-07 Approved without change
201808-7100-003 No material or nonsubstantive change to a currently approved collection 2018-11-27 Approved without change
201712-7100-013 Revision of a currently approved collection 2017-12-29 Approved without change
201708-7100-016 Revision of a currently approved collection 2017-09-06 Approved without change
201707-7100-005 No material or nonsubstantive change to a currently approved collection 2017-08-17 Approved without change
201701-7100-001 Revision of a currently approved collection 2017-01-17 Approved without change
201612-7100-004 No material or nonsubstantive change to a currently approved collection 2016-12-21 Approved without change
201608-7100-010 Revision of a currently approved collection 2016-08-22 Approved without change
201606-7100-012 No material or nonsubstantive change to a currently approved collection 2016-08-15 Approved without change
201601-7100-016 Revision of a currently approved collection 2016-01-29 Approved without change
201601-7100-012 No material or nonsubstantive change to a currently approved collection 2016-01-20 Approved without change
201410-7100-001 Revision of a currently approved collection 2015-02-17 Approved without change
201409-7100-007 No material or nonsubstantive change to a currently approved collection 2014-09-05 Approved without change
201407-7100-001 No material or nonsubstantive change to a currently approved collection 2014-07-02 Approved without change
201308-7100-003 Revision of a currently approved collection 2014-03-25 Approved without change
201304-7100-003 Revision of a currently approved collection 2013-04-30 Approved without change
201207-7100-007 Revision of a currently approved collection 2012-10-25 Approved without change
201204-7100-007 Revision of a currently approved collection 2012-06-29 Approved without change
201111-7100-001 New collection (Request for a new OMB Control Number) 2011-12-16 Approved without change

OMB Details

FR Y-14A

Federal Enterprise Architecture: Economic Development - Financial Sector Oversight

Information collection instruments
FormNameElectronic accessType
Form www.federalreserve.gov/apps/reportingformsInstruction
Form FR Y-14ACapital Assessments and Stress Testing (Annual)www.federalreserve.gov/apps/reportingformsForm

Review document collections for all forms, instructions, and supporting documents - including paper/printable forms.