Capital Assessments and Stress Testing Reports

Forms and Documents

Forms and supporting documents for this ICR

Document	Type	Status	Availability
Form FR Y-14A/Q/M Attestation Cover Page (Annual)	Form	Unchanged	Available
Form FR Y-14A/Q/M Attestation Cover Page	Form	Unchanged	Available
Form FR Y-14M Capital Assessments and Stress Testing (Monthly)	Form and Instruction	Modified	Available
Form FR Y-14Q Capital Assessments and Stress Testing (Quarterly)	Form	Modified	Available
Form FR Y-14A Capital Assessments and Stress Testing (Annual)	Form	Modified	Available
FRY14_20260319_omb.pdf	Supporting Statement A	Uploaded 2026-03-19	Available
FRY9_20241202_Comment02.pdf	Public Comments	Uploaded 2024-12-02	Available
FRY9_20241127_Comment01.pdf	Public Comments	Uploaded 2024-11-27	Available

IC Document Collections

Information collection document groups

IC ID	Collection	Type	Status	Form
219630	Attestation ongoing	Form	Unchanged	Attestation Cover Page (Annual)
219630	Attestation ongoing	Form	Unchanged	Attestation Cover Page
219630	Attestation ongoing	Form	Unchanged
204375	Ongoing automation revisions		Unchanged
200196	FR Y-14M	Form and Instruction	Modified	Capital Assessments and Stress Testing (Monthly)
200196	FR Y-14M	Form and Instruction	Modified
200195	FR Y-14Q	Form	Modified	Capital Assessments and Stress Testing (Quarterly)
200195	FR Y-14Q	Instruction	Modified
200193	FR Y-14A	Form	Modified	Capital Assessments and Stress Testing (Annual)
200193	FR Y-14A	Instruction	Modified

ICR Details

OMB Control No: 7100-0341	ICR Reference No: 202603-7100-011
Status: Active	Previous ICR Reference No: 202603-7100-007
Agency/Subagency: FRS	Agency Tracking No: FR Y-14
Title: Capital Assessments and Stress Testing Reports
Type of Information Collection: Revision of a currently approved collection	Common Form ICR:  No
Type of Review Request: Delegated
OIRA Conclusion Action: Approved without change	Conclusion Date: 03/19/2026
Retrieve Notice of Action (NOA)	Date Received in OIRA: 03/19/2026
Terms of Clearance:

table that charts list comparision

	Inventory as of this Action	Requested	Previously Approved
Expiration Date	03/31/2026	03/31/2026	03/31/2026
Responses	614	0	614
Time Burden (Hours)	761,839	0	761,839
Cost Burden (Dollars)	0	0	0

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Abstract: The Capital Assessments and Stress Testing Reports (FR Y-14A/Q/M) are applicable to top-tier U.S. bank holding companies (BHCs), U.S. intermediate holding companies of foreign banking organizations (IHCs), and covered savings and loan holding companies (SLHCs) (collectively holding companies) with $100 billion or more in total consolidated assets. The FR Y-14A, FR Y-14Q, and FR Y-14M reports (FR Y-14 reports) are used to support and calibrate the supervisory stress test models used in connection with setting firms’ stress capital buffer (SCB) requirements and collect company-run stress test results. The data are also used to support the supervision and regulation of these financial institutions.

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Authorizing Statute(s): US Code: 12 USC 1844(b) Name of Law: Bank Holding Company Act of 1956
   US Code: 12 USC 1844(c) Name of Law: Bank Holding Company Act of 1956
   US Code: 12 USC 5311(a)(1) Name of Law: Dodd-Frank Wall Street Reform and Consumer Protection Act
   US Code: 12 USC 5365 Name of Law: Dodd-Frank Wall Street Reform and Consumer Protection Act
   US Code: 12 USC 5365 note Name of Law: Dodd-Frank Wall Street Reform and Consumer Protection Act
   US Code: 12 USC 1467a(b) Name of Law: Home Owners’ Loan Act
   US Code: 12 USC 3106(a) Name of Law: International Banking Act of 1978
   US Code: 12 USC 5365 note Name of Law: Economic Growth, Regulatory Relief, and Consumer Protection Act
  

Citations for New Statutory Requirements: None

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Associated Rulemaking Information
RIN:	Stage of Rulemaking:	Federal Register Citation:	Date:
	Not associated with rulemaking

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Federal Register Notices & Comments
60-day Notice:	Federal Register Citation:	Citation Date:
	89 FR 80244	10/02/2024
30-day Notice:	Federal Register Citation:	Citation Date:
	90 FR 56756	12/08/2025
Did the Agency receive public comments on this ICR? No

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Number of Information Collection (IC) in this ICR: 5

table that charts list of burden

IC Title	Form No.	Form Name
Attestation ongoing	FR Y-14A/Q/M, FR Y-14A/Q/M	Attestation Cover Page ,   Attestation Cover Page (Annual)
FR Y-14A	FR Y-14A	Capital Assessments and Stress Testing (Annual)
FR Y-14M	FR Y-14M	Capital Assessments and Stress Testing (Monthly)
FR Y-14Q	FR Y-14Q	Capital Assessments and Stress Testing (Quarterly)
Ongoing automation revisions

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ICR Summary of Burden

table that charts list of burden

	Total Approved	Previously Approved	Change Due to New Statute	Change Due to Agency Discretion	Change Due to Adjustment in Estimate	Change Due to Potential Violation of the PRA
Annual Number of Responses	614	614	0	0	0	0
Annual Time Burden (Hours)	761,839	761,839	0	0	0	0
Annual Cost Burden (Dollars)	0	0	0	0	0	0

Burden increases because of Program Change due to Agency Discretion: No

Burden Increase Due to:

Burden decreases because of Program Change due to Agency Discretion: No

Burden Reduction Due to:

Short Statement:

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Annual Cost to Federal Government: $3,012,300

Does this IC contain surveys, censuses, or employ statistical methods? No

Does this ICR request any personally identifiable information (see OMB Circular No. A-130 for an explanation of this term)? Please consult with your agency's privacy program when making this determination.     Yes

Does this ICR include a form that requires a Privacy Act Statement (see 5 U.S.C. §552a(e)(3))? Please consult with your agency's privacy program when making this determination.     No

Is this ICR related to the Affordable Care Act [Pub. L. 111-148 & 111-152]? No

Is this ICR related to the Dodd-Frank Wall Street Reform and Consumer Protection Act, [Pub. L. 111-203]? No

Is this ICR related to the American Recovery and Reinvestment Act of 2009 (ARRA)? No

Is this ICR related to the Pandemic Response? No

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Common Form ICR:  No

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On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).

The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:

(a) It is necessary for the proper performance of agency functions;

(b) It avoids unnecessary duplication;

(c) It reduces burden on small entities;

(d) It uses plain, coherent, and unambiguous language that is understandable to respondents;

(e) Its implementation will be consistent and compatible with current reporting and recordkeeping practices;

(f) It indicates the retention periods for recordkeeping requirements;

(g) It informs respondents of the information called for under 5 CFR 1320.8 (b)(3) about:

(i) Why the information is being collected;

(ii) Use of information;

(iii) Burden estimate;

(iv) Nature of response (voluntary, required for a benefit, or mandatory);

(v) Nature and extent of confidentiality; and

(vi) Need to display currently valid OMB control number;

(h) It was developed by an office that has planned and allocated resources for the efficient and effective management and use of the information to be collected.

(i) It uses effective and efficient statistical survey methodology (if applicable); and

(j) It makes appropriate use of information technology.

If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.

Certification Date: 03/19/2026

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