Capital Assessment and Stress Testing

ICR 201409-7100-007

OMB: 7100-0341

Federal Form Document

ICR Details
7100-0341 201409-7100-007
Historical Active 201407-7100-001
FRS FR Y-14A/Q/M
Capital Assessment and Stress Testing
No material or nonsubstantive change to a currently approved collection   No
Delegated
Approved without change 09/05/2014
Retrieve Notice of Action (NOA) 09/05/2014
  Inventory as of this Action Requested Previously Approved
03/31/2017 03/31/2017 03/31/2017
2,199 0 2,199
629,824 0 629,824
0 0 0

The semi-annual FR Y-14A collects large BHCs' quantitative projections of balance sheet, income, losses, and capital across a range of macroeconomic scenarios and qualitative information on methodologies used to develop internal projections of capital across scenarios. The quarterly FR Y-14Q collects granular data on BHCs' various asset classes and PPNR for the reporting period. The monthly FR Y-14M comprises three loan- and portfolio-level collections, and one detailed address matching collection to supplement two of the portfolio and loan-level collections. The FR Y-14Q and the FR Y-14M are used to support supervisory stress test models and for continuous monitoring efforts.

US Code: 12 USC 1844 Name of Law: Bank Holding Company Act
   US Code: 12 USC 5365 Name of Law: Dodd-Frank Act
  
US Code: 12 USC 5365 Name of Law: Dodd-Frank Act

Not associated with rulemaking

  78 FR 38033 06/25/2013
78 FR 59936 09/30/2013
Yes

21
IC Title Form No. Form Name
Basel III/Dodd-Frank - Quarterly FR Y-14Q FR Y-14Q Regulatory Capital Transitions Template
Securities Risk - Quarterly FR Y-14Q FR Y-14Q Securities Risk Template
Wholesale Risk (CRE data) - Quarterly FR Y-14Q Wholesale CRE Instructions/Template
Retail Risk - Quarterly FR Y-14Q Retail Risk and General FR Y-14Q Instructions
Regulatory Capital Instruments - Quarterly FR Y-14Q FR Y-14Q Regulatory Capital Instruments Template
Pre-Provision Net Revenue (PPNR) Risk - Quarterly FR Y-14Q FR Y-14Q PPNR Template
Trading Risk - Quarterly FR Y-14Q FR Y-14Q Trading Risk Template
Summary Schedule - Semi-annual FR Y-14A FR Y-14A Summary Template
Basel III/Dodd-Frank & Reg Cap Instruments - Annual Schedules FR Y-14A, FR Y-14A Regulatory Capital Transitions Template ,   Regulatory Capital Instruments Template
Macro Scenario - Semi-annual FRY14A FR Y-14A Scenario Template
Counterparty Credit Risk (CCR) - Annual FR Y-14A Counterparty Credit Risk Template
Wholesale Risk (Corporate Loans) - Quarterly FR Y-14Q Wholesale Corporate Loans Instructions/Template
Operational Risk - Quarterly FR Y-14Q Operational Risk
Domestic First Lien Closed-End 1-4 Family Residential Mortgage & Address Matching - Monthly FR Y-14M FR Y-14M Instructions and Templates
Domestic Home Equity Residential Mortgage & Address Matching - Monthly FR Y-14M FR Y-14M Instructions and Templates
Domestic Credit Card - Monthly FR Y-14M FR Y-14M instructions and templates
MSR Valuation - Quarterly FR Y-14Q FR Y-14Q MSR Valuation
Supplemental - Quarterly FR Y-14Q FR Y-14Q Supplemental Template
Retail FVO/HFS - Quarterly FR Y-14Q FR Y-14Q Retail FVO/HFS Template
On-going revisions
Operational Risk - Annual FR Y-14A FR Y-14A Operational Risk Template

  Total Approved Previously Approved Change Due to New Statute Change Due to Agency Discretion Change Due to Adjustment in Estimate Change Due to Potential Violation of the PRA
Annual Number of Responses 2,199 2,199 0 0 0 0
Annual Time Burden (Hours) 629,824 629,824 0 0 0 0
Annual Cost Burden (Dollars) 0 0 0 0 0 0
No
No

$5,580,000
No
No
No
Yes
No
Uncollected
Laura McGaughey 202 912-4618 [email protected]

  No

On behalf of this Federal agency, I certify that the collection of information encompassed by this request complies with 5 CFR 1320.9 and the related provisions of 5 CFR 1320.8(b)(3).
The following is a summary of the topics, regarding the proposed collection of information, that the certification covers:
 
 
 
 
 
 
 
    (i) Why the information is being collected;
    (ii) Use of information;
    (iii) Burden estimate;
    (iv) Nature of response (voluntary, required for a benefit, or mandatory);
    (v) Nature and extent of confidentiality; and
    (vi) Need to display currently valid OMB control number;
 
 
 
If you are unable to certify compliance with any of these provisions, identify the item by leaving the box unchecked and explain the reason in the Supporting Statement.
09/05/2014


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