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pdfFR Y‐14A Regulatory Capital Instruments Annual Schedule
Institution Name:
RSSD ID:
Date of Data Submission:
As of Date:
FR Y‐14A Regulatory Capital Instruments Annual Schedule:
Date of data submission:
Projected Capital Actions and Balances
Notional amount ($mil)
Actual
General risk‐based capital rules
treatment
Item
1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
Quarterly Redemption/Repurchase Activity
Common Stock (CS)
CS Warrants
CS USG Investment
Non‐Cumulative Perpetual Preferred (NCPP)
NCPP Convertible
Cumulative Perpetual Preferred (CPP)
CPP TARP Preferred
Mandatory Convertible Preferred (MCP)
MCP USG Preferred
Cumulative Dated Preferred (TRUPS)
USG Preferred TRUPS
REIT Preferred
Other Tier 1 Instruments
Cumulative Perpetual Preferred (CPP)
Mandatory Convertible Preferred (MCP)
Cumulative Dated Preferred (TRUPS)
Subordinated Debt
Other Tier 2 Instruments
Tier 1
Tier 1
Tier 1
Tier 1
Tier 1
Tier 1
Tier 1
Tier 1
Tier 1
Tier 1
Tier 1
Tier 1
Tier 1
Tier 2
Tier 2
Tier 2
Tier 2
Tier 2
19
20
21
22
23
24
25
26
27
28
29
30
31
32
33
34
35
36
Quarterly Issuance Activity
Common Stock (CS)
CS Warrants
CS USG Investment
Non‐Cumulative Perpetual Preferred (NCPP)
NCPP Convertible
Cumulative Perpetual Preferred (CPP)
CPP TARP Preferred
Mandatory Convertible Preferred (MCP)
MCP USG Preferred
Cumulative Dated Preferred (TRUPS)
USG Preferred TRUPS
REIT Preferred
Other Tier 1 Instruments
Cumulative Perpetual Preferred (CPP)
Mandatory Convertible Preferred (MCP)
Cumulative Dated Preferred (TRUPS)
Subordinated Debt
Other Tier 2 Instruments
Tier 1
Tier 1
Tier 1
Tier 1
Tier 1
Tier 1
Tier 1
Tier 1
Tier 1
Tier 1
Tier 1
Tier 1
Tier 1
Tier 2
Tier 2
Tier 2
Tier 2
Tier 2
37
38
39
40
41
42
43
44
45
46
47
48
49
50
51
52
53
54
Capital Balances
Common Stock (CS)
CS Warrants
CS USG Investment
Non‐Cumulative Perpetual Preferred (NCPP)
NCPP Convertible
Cumulative Perpetual Preferred (CPP)
CPP TARP Preferred
Mandatory Convertible Preferred (MCP)
MCP USG Preferred
Cumulative Dated Preferred (TRUPS)
USG Preferred TRUPS
REIT Preferred
Other Tier 1 Instruments
Cumulative Perpetual Preferred (CPP)
Mandatory Convertible Preferred (MCP)
Cumulative Dated Preferred (TRUPS)
Subordinated Debt
Other Tier 2 Instruments
Tier 1
Tier 1
Tier 1
Tier 1
Tier 1
Tier 1
Tier 1
Tier 1
Tier 1
Tier 1
Tier 1
Tier 1
Tier 1
Tier 2
Tier 2
Tier 2
Tier 2
Tier 2
As of date
Amount recognized in regulatory capital ($mil)
Actual
Projected
PQ 1
PQ 2
PQ 3
PQ 4
PQ 5
PQ 6
PQ 7
PQ 8
PQ 9
As of date
Projected
PQ 1
PQ 2
PQ 3
PQ 4
PQ 5
PQ 6
PQ 7
PQ 8
PQ 9
Comments
Actual
Revised regulatory capital treatment
55
56
57
58
59
60
61
62
63
64
65
66
67
68
69
70
71
72
73
74
75
76
77
78
79
80
81
82
Quarterly Redemption/Repurchase Activity
Common Stock (CS)
CS Warrants
CS USG Investment
Capital Instrument Issued by Subsidiary
Other Common Equity Tier 1 Instruments
Non‐Cumulative Perpetual Preferred (NCPP)
NCPP Convertible
Mandatory Convertible Preferred (MCP)
MCP USG Preferred
Capital Instrument Issued by Subsidiary
Other Additional Tier 1 Instruments
Cumulative Perpetual Preferred (CPP)
CPP TARP Preferred
Mandatory Convertible Preferred (MCP)
MCP USG Preferred
Cumulative Dated Preferred (TRUPS)
USG Preferred TRUPS
Other Non‐qualifying Instruments in Tier 1
Subordinated Debt
Capital Instrument Issued by Subsidiary
Other Tier 2 Instruments
Cumulative Perpetual Preferred (CPP)
CPP TARP Preferred
Mandatory Convertible Preferred (MCP)
MCP USG Preferred
Cumulative Dated Preferred (TRUPS)
USG Preferred TRUPS
Other Non‐qualifying Instruments in Tier 2
Common Equity Tier 1
Common Equity Tier 1
Common Equity Tier 1
Common Equity Tier 1
Common Equity Tier 1
Additional Tier 1
Additional Tier 1
Additional Tier 1
Additional Tier 1
Additional Tier 1
Additional Tier 1
Non‐qualifying Instrument in Tier 1
Non‐qualifying Instrument in Tier 1
Non‐qualifying Instrument in Tier 1
Non‐qualifying Instrument in Tier 1
Non‐qualifying Instrument in Tier 1
Non‐qualifying Instrument in Tier 1
Non‐qualifying Instrument in Tier 1
Tier 2
Tier 2
Tier 2
Non‐qualifying Instrument in Tier 2
Non‐qualifying Instrument in Tier 2
Non‐qualifying Instrument in Tier 2
Non‐qualifying Instrument in Tier 2
Non‐qualifying Instrument in Tier 2
Non‐qualifying Instrument in Tier 2
Non‐qualifying Instrument in Tier 2
83
84
85
86
87
88
89
90
91
92
93
94
95
96
97
98
99
100
101
102
103
104
105
106
107
108
109
110
Quarterly Issuance Activity
Common Stock (CS)
CS Warrants
CS USG Investment
Capital Instrument Issued by Subsidiary
Other Common Equity Tier 1 Instruments
Non‐Cumulative Perpetual Preferred (NCPP)
NCPP Convertible
Mandatory Convertible Preferred (MCP)
MCP USG Preferred
Capital Instrument Issued by Subsidiary
Other Additional Tier 1 Instruments
Cumulative Perpetual Preferred (CPP)
CPP TARP Preferred
Mandatory Convertible Preferred (MCP)
MCP USG Preferred
Cumulative Dated Preferred (TRUPS)
USG Preferred TRUPS
Other Non‐qualifying Instruments in Tier 1
Subordinated Debt
Capital Instrument Issued by Subsidiary
Other Tier 2 Instruments
Cumulative Perpetual Preferred (CPP)
CPP TARP Preferred
Mandatory Convertible Preferred (MCP)
MCP USG Preferred
Cumulative Dated Preferred (TRUPS)
USG Preferred TRUPS
Other Non‐qualifying Instruments in Tier 2
Common Equity Tier 1
Common Equity Tier 1
Common Equity Tier 1
Common Equity Tier 1
Common Equity Tier 1
Additional Tier 1
Additional Tier 1
Additional Tier 1
Additional Tier 1
Additional Tier 1
Additional Tier 1
Non‐qualifying Instrument in Tier 1
Non‐qualifying Instrument in Tier 1
Non‐qualifying Instrument in Tier 1
Non‐qualifying Instrument in Tier 1
Non‐qualifying Instrument in Tier 1
Non‐qualifying Instrument in Tier 1
Non‐qualifying Instrument in Tier 1
Tier 2
Tier 2
Tier 2
Non‐qualifying Instrument in Tier 2
Non‐qualifying Instrument in Tier 2
Non‐qualifying Instrument in Tier 2
Non‐qualifying Instrument in Tier 2
Non‐qualifying Instrument in Tier 2
Non‐qualifying Instrument in Tier 2
Non‐qualifying Instrument in Tier 2
111
112
113
114
115
116
117
118
119
120
121
122
123
124
125
126
127
128
Capital Balances
Common Stock (CS)
CS Warrants
CS USG Investment
Capital Instrument Issued by Subsidiary
Other Common Equity Tier 1 Instruments
Non‐Cumulative Perpetual Preferred (NCPP)
NCPP Convertible
Mandatory Convertible Preferred (MCP)
MCP USG Preferred
Capital Instrument Issued by Subsidiary
Other Additional Tier 1 Instruments
Cumulative Perpetual Preferred (CPP)
CPP TARP Preferred
Mandatory Convertible Preferred (MCP)
MCP USG Preferred
Cumulative Dated Preferred (TRUPS)
USG Preferred TRUPS
Other Non‐qualifying Instruments in Tier 1
Common Equity Tier 1
Common Equity Tier 1
Common Equity Tier 1
Common Equity Tier 1
Common Equity Tier 1
Additional Tier 1
Additional Tier 1
Additional Tier 1
Additional Tier 1
Additional Tier 1
Additional Tier 1
Non‐qualifying Instrument in Tier 1
Non‐qualifying Instrument in Tier 1
Non‐qualifying Instrument in Tier 1
Non‐qualifying Instrument in Tier 1
Non‐qualifying Instrument in Tier 1
Non‐qualifying Instrument in Tier 1
Non‐qualifying Instrument in Tier 1
As of date
Actual
Projected
PQ 1
PQ 2
PQ 3
PQ 4
PQ 5
PQ 6
PQ 7
PQ 8
PQ 9
As of date
Projected
PQ 1
PQ 2
PQ 3
PQ 4
PQ 5
PQ 6
PQ 7
PQ 8
PQ 9
Comments
129
130
131
132
133
134
135
136
137
138
Subordinated Debt
Capital Instrument Issued by Subsidiary
Other Tier 2 Instruments
Cumulative Perpetual Preferred (CPP)
CPP TARP Preferred
Mandatory Convertible Preferred (MCP)
MCP USG Preferred
Cumulative Dated Preferred (TRUPS)
USG Preferred TRUPS
Other Non‐qualifying Instruments in Tier 2
Data completeness check: If "No", please complete all non shaded cells
until all cells to the right read "Yes." Do not leave cells blank; enter "0" if
not
Tier 2
Tier 2
Tier 2
Non‐qualifying Instrument in Tier 2
Non‐qualifying Instrument in Tier 2
Non‐qualifying Instrument in Tier 2
Non‐qualifying Instrument in Tier 2
Non‐qualifying Instrument in Tier 2
Non‐qualifying Instrument in Tier 2
Non‐qualifying Instrument in Tier 2
No
No
No
No
No
No
No
No
No
No
No
No
No
No
No
No
No
No
No
No
| File Type | application/pdf |
| File Title | FR_Y-14A_Regulatory_Capital_Instruments_template.xlsx |
| Author | m1dbn00 |
| File Modified | 2014-09-04 |
| File Created | 2014-09-04 |